An experienced and committed team

Jeff is a Senior Vice President – Wealth Management with UBS Financial Services Inc. He has worked in the financial industry for almost 30 years and has worked at UBS for most of the past two decades. His area of expertise is comprehensive wealth management.

Jeff and his family live in Mason, Ohio. He enjoys traveling and exploring different parts of the world. Coaching youth sports is also passion for Jeff because of his love for sports and his desire to give back to the community.

Jeff graduated from Wright State in 1990 with a Finance and Financial Planning Services degree. He has his Series 7, Series 63, and Series 65 licenses and insurance license. He is also a certified wealth advisor.

Jim's role is to coordinate the financial care for his clients. He also leads in constructing investment portfolios relying heavily upon his technical analysis skills. His diligence in monitoring their investments and making complicated economic issues easy to understand are two benefits that Jim's clients most value. That, combined with personalized client service, is the practice's trademark.

Jim's career has spanned nearly three decades, and various economic and market conditions  have presented both challenges and opportunities. He has worked with clientele to navigate the markets and helped them to grow and manage their wealth. Jim specializes in tactical asset allocation, risk management, and financial planning.

Jim received his MBA from Boston College in 1999 with a double concentration in investments and international finance. Jim and his wife Megan have three beautiful children and are active in their community and church. Jim spends his free time in various activities, including raising bees, practicing yoga, playing guitar, growing hot peppers, and enjoying a great glass of wine with family and friends!

Tom began his career with Merrill Lynch on October 19, 1987, and learned to focus on wealth preservation as well as growth.

His focus remains on protecting client portfolios by creating individual custom portfolios utilizing the UBS Wealth Way process. Helping people discover, organize and create life goals and then build financial plans that allow them to confidently achieve them is a rewarding aspect of his work.

He works with business owners and executives helping them navigate the transition from wealth concentrated in their companies, to personal wealth to serve their families multi-generational needs.

Bob began his career with the downtown Cincinnati office of Paine Webber in 1986 after working for years in Chicago, IL at Automatic Data Processing. Bob works with each client to deal with market cycles and controlling portfolio risks. He recognizes that investing is an ongoing process which requires discipline and mutual trust. 

Bob is a life-long resident of Kentucky and attended the University of Kentucky and Northern Kentucky University. He holds the Series 7, Series 63 and Series 65 along with his insurance license, Long Term Care and CRPC designations. 

He is past President of Easterseals/Redwood in Fort Mitchell, Kentucky and former board member of the Dorothy Wood Foundation, an organization founded by his great aunt and uncle to serve children with disabilities. Bob has a passion for classic automobiles passed down from his father and owns a 1957 Thunderbird he drove while in high school and college. 

Stephanie is a Senior Wealth Strategy Associate for Kenwood Wealth Management and specializes in providing personalized financial planning to our valued clients.

She has over fifteen years of industry experience. A graduate of DeSales University with a B.A. in Theatre, Stephanie holds the CERTIFIED FINANCIAL PLANNER™ (CFP®) and Chartered Retirement Planning Counselor (CRPC®) certifications. She is registered with the Series 7 and 66 securities licenses and the Ohio Insurance Accident & Health, Life, and Variable Annuities licenses as well as being a notary public.

Stephanie lives with her husband, Charlie, and their two children in Milford, Ohio. An avid reader herself, Stephanie enjoys reading with her children and helping them develop strong imaginations. Stephanie is a Youth Protection Trained Leader for her daughter’s Cub Scout Den. 

As a working mother and a member of the “sandwich generation," it is Stephanie‘s passion to help women of all ages feel confident in their financial well-being and the potential to realize their future goals.

Nick started with UBS as an intern in 2019 before moving to New Jersey to work as a Financial Advisor with the UBS Wealth Advice Center in 2021. He graduated with honors from Xavier University with a bachelor's degree in both Finance and Accounting. Nick holds the CERTIFIED FINANCIAL PLANNER® designation and is also registered with the Series 7 and Series 66 securities licenses. Nick has always been passionate about helping others achieve their financial goals and strives to provide exceptional advice, planning, and service along that journey.

Nick lives in Walnut Hills, Ohio. Outside of work, Nick is an avid Ohio sports fan and enjoys watching games with his family and friends. He also enjoys golfing, bowling, and traveling.

Education and Credentials

– CERTIFIED FINANCIAL PLANNER®

– B.A., Xavier University

– Series 7 and 66 securities licenses

Shelli enjoys a 40-year career in the brokerage business, initially joining UBS in 1993 until 2014, then from 2019 to the present. She provides administrative support for day-to-day operations for the Team and delivers superior client service. Before joining UBS, Shelli held client service and sales assistant positions with several distinguished firms, including Kidder Peabody, EF Hutton and Merrill Lynch. Shelli holds her Series 7 and 66 securities licenses.

Shelli enjoys spending time with her granddaughters, Joanna and Kate. She is an avid bowler and enjoys the outdoors, Bengals football, and traveling with her husband on their motorcycle. Shelli makes her home in Goshen, Ohio, with her husband Jay, her daughter Hanna, her son Clay and her stepsons, Bailey and Cole.

A seasoned veteran with over 36 years in the Financial Services industry, Kim Wilson brings a wealth of professional experience to our clients and their families.

She has applied her administrative skills as a divisional administrative assistant, investment associate, and most recently, as a Registered Client Service Associate with UBS and Paine Webber. She holds Series 7, 63, and 65 registrations.

Kim lives in Florence, KY. She loves traveling, spending time with family and friends, and enjoying Lake Cumberland.

Megan joined UBS in the summer of 2019. She has over 15 years of experience in the finance industry and has focused her entire career on client service and operational efficiency.  She holds her Series 6 License and is working towards obtaining her Series 7. 

Megan lives in Hidden Valley, Indiana, with her husband, Kurt, and her daughter Kalli.  She enjoys playing board games, watching HGTV, and expanding her post card collection in her free time.