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1285 Avenue Of The Americas
New York, NY 10019
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299 Park Ave
Floors 8-11 and 26
New York, NY 10171
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2575 East Camelback Road
Suite 900
Phoenix, AZ 85016
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    200 Concord Plaza Dr.
    Suite 400
    San Antonio, TX 78216
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      325 N Old Woodard Ave
      Suite 200
      Birmingham, MI 48009
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        As a firm providing wealth management services to clients, UBS Financial Services Inc. offers investment advisory services in its capacity as an SEC-registered investment adviser and brokerage services in its capacity as an SEC-registered broker-dealer. Investment advisory services and brokerage services are separate and distinct, differ in material ways and are governed by different laws and separate arrangements. It is important that clients understand the ways in which we conduct business, that they carefully read the agreements and disclosures that we provide to them about the products or services we offer. A small number of our financial advisors are not permitted to offer advisory services to you, and can only work with you directly as UBS broker-dealer representatives. Your financial advisor will let you know if this is the case and, if you desire advisory services, will be happy to refer you to another financial advisor who can help you. Our agreements and disclosures will inform you about whether we and our financial advisors are acting in our capacity as an investment adviser or broker-dealer. For more information, please review the PDF document at ubs.com/relationshipsummary.

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