The Shantz Mantione Group

Private Wealth Management

For more than twenty-five years, we have been providing generations of families with thoughtful, proven and highly customized private wealth solutions and professional investment guidance in diverse market conditions.

Our “goals-based” process helps our clients clarify their current financial situation, identify challenges and create a comprehensive strategy. We collaborate with our clients’ other trusted advisors as well as our network of professionals, leading the effort to develop one integrated approach.

For thoughtful perspectives on topics that matter, we invite you to listen to our podcast series.

Listen to our latest podcast

Experienced advice for industry-leading executives, multigenerational families and private investors

In the midst of increasingly complex financial needs, we are dedicated to addressing sophisticated needs and improving outcomes through enduring relationships.

Industry-leading executives

Defining a “successful retirement”
Identifying and mitigating risk for concentrated positions
Planning for your preferred style in your next chapter

Multi-generational family stewards

Managing assets for current and future generations
Helping families determine how and when to begin gifting to future generations
Engaging the next generation on receiving a significant inheritance, understanding family values and identifying charitable causes

Private investors

Providing family office services
Facilitating Investment Bank solutions
Customizing strategies across assets and liabilities

Defining a “successful retirement”
Identifying and mitigating risk for concentrated positions
Planning for your preferred style in your next chapter

Managing assets for current and future generations
Helping families determine how and when to begin gifting to future generations
Engaging the next generation on receiving a significant inheritance, understanding family values and identifying charitable causes

Providing family office services
Facilitating Investment Bank solutions
Customizing strategies across assets and liabilities

Understanding your unique needs as a successful business owner

76% of business owners would like to transition in the next 10 years and nearly 50% in the next five years. Between 80% and 90% of their wealth is tied up in their business*.

As owners exit their businesses, whether by choice or involuntarily, wealth changes hands. These wealth transfers can have profound effects for the owners, their families, their employees and their communities.

What can you do to be prepared?

_{*Source: Exit Planning Institute}

A process built for you

Business owners typically face a different set of challenges and obstacles than most as they think about retirement. With varying risks and more stakeholders involved, there are a number of factors that need to be addressed effectively.

That’s why we have developed an enhanced process for working together with owners to:

Maximize the transferrable business value
Prepare financially for a preferred lifestyle
Plan personally for their next act after exiting the business

Principles that address your biggest concerns

How do I make a living once my paychecks stop?

Our driving principles developed over decades in working with owners are all geared to answering this question and addressing your biggest concerns.

We help business owners take the business that has funded their lifestyle, turn it into cash through a liquidity event and then put that cash to work supporting their desired lifestyle for the remainder of their lives.

Dedicated team designed for owners

Where do I start? I’m too busy…who can help me?

Preparing to exit a business can be daunting. We’ve created a team to be there for you, whether you’re just starting to think about transitioning, are in the midst of an exit or are already in your third act.

We run on EOS and our Senior Advisor team includes a Vistage member, three with the Certified Exit Planning Advisor^® (CEPA^®) designation, and one who Founded and is President of the Southeast Michigan Chapter of the Exit Planning Institute.

That’s why we have developed an enhanced process for working together with owners to:

Maximize the transferrable business value
Prepare financially for a preferred lifestyle
Plan personally for their next act after exiting the business

Planning for the sale of a closely held business

A road map to help facilitate the process

Often, the process of selling a business is unknown to the business owner. This may leave them vulnerable to making significant mistakes. This brochure may serve as a general road map for facilitating the sale of a closely held business.

Learn more

Helping women gain financial confidence

Whether you lead a business or a family, are newly single or are just starting your financial journey, we are here for you with the understanding and support you need to take control of your financial destiny.

“The most difficult thing is the decision to act, the rest is merely tenacity.”
Amelia Earhart, American aviation pioneer and author (1897 – 1937)

Creating agency

Financial decision-making is easier when you have an experienced advisor by your side. We are here for you with planning-based solutions that help you take charge of your financial world. The more engaged you are in managing your finances, the more you can choose how to use your money for things that are important to you.

To us it is about giving you the insights and confidence to make important decisions about today’s challenges—and tomorrow’s opportunities.

Listen–Own Your Worth podcast

Navigating the finances of a new life

Becoming single after spending years as a couple presents a momentous financial and emotional challenge for our clients. Yet it happens to nearly all women. We bring understanding, insights and strategies that can help you move forward with confidence.

Creating a life and legacy of purpose

Globally, there are more women in leadership positions across markets and sectors than ever before. Women’s wealth is accelerating; female entrepreneurs and female-led businesses are on the rise; and there is unprecedented wealth transfer between generations of women.

We can help you with the opportunities and challenges you face as you step into leading a vision, whether for your business, your family or your philanthropy.

Women’s Wealth 2030: parity, power and purpose

Tradition, trust and time

The challenges women breadwinners face embracing their financial clout

In our latest Own your worth survey, we found that nearly one third of high-earning women in heterosexual couples are the primary breadwinner. Yet many remain less engaged than men breadwinners in financial decision-making. How can financial participation, planning and the support of financial professionals help correct this imbalance?

Read the report

F3: Female Forward Finance

F3: Female Forward Finance

Investing in What Matters: How I’m using my resources for impact

Subscribe to our F3: Female Forward Finance newsletter today!

Click here to subscribe

F3: Female Forward Finance - Big Money

F3: Female Forward Finance - New Perspectives

New perspectives, purpose, and prosperity: What do you do when a giant boulder lands in the middle of your life and livelihood?

F3: Female Forward Finance - Grief, a constant companion

Pursuing your goals together

Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.

Private Wealth Advisors

Andrew Shantz, CFP®, CIMA®, CPWA®, CEPA®

Managing Director–Wealth Management

Private Wealth Advisor
Andrew Shantz, CFP®, CIMA®, CPWA®, CEPA®

Managing Director–Wealth Management
Financial Advisor

UBS Financial Services Inc.

Private Wealth Management

600 Washington Blvd
Stamford, CT 06901

203-705-4223
View bio Industry recognition
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- ID
- IL
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MT
- NC
- NH
- NJ
- NM
- NV
- NY
- OH
- PA
- RI
- SC
- SD
- TX
- UT
- VA
- VT
- WA
- WY
For almost three decades, Andrew has fostered enduring relationships with senior executives and business owners, helping them understand the possibility of their wealth through customized long-term private wealth solutions. Andrew and his team focus on what matters most to clients to create and maintain familial financial happiness over generations. Andrew is a team-oriented visionary who prides himself on providing global market insights that aid clients in reaching their financial potential. He helps implement EOS, pushing his team to constantly improve how they do things and run on the entrepreneurial operating system.

“My goal is to help others achieve financial freedom. As a team we deliver a world-class experience that makes a lasting impact, helping bring clarity and simplicity to our clients’ complicated financial lives.”

As a graduate of the University of Delaware, Andrew started out as an academic in entomology research before entering wealth management. He brings a disciplined ability to analyze data and break down complex problems into simple, efficient solutions for clients. Working with a select group of ultra-high net worth individuals and families, Andrew has been fortunate to lead a highly successful team that always puts the interests of their clients first, helping them build legacies through their businesses, philanthropy, and family.

Outside of UBS, Andrew is a member of the Board of Advisors for the School of Public Affairs at American University as well as a member of Vistage, a global organization that brings together business leaders to build better businesses. Andrew, his wife Andrea, and their three children are passionate about supporting access to education and combating food insecurity. The Shantzes are longtime residents of Fairfield, CT and enjoy time in nature, fun food experiences, golf, libraries, museums, and their two labrador retrievers, Lemon and Ginger.
- Barron's Top 1,200 Financial Advisors, 2022, 2023, 2024
  The Barron's rating is awarded annually in March and is based on information from the prior year Q3.
- Forbes Best-in-State Wealth Advisors, 2019, 2020, 2021, 2022, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
- Forbes Best-in-State Wealth Management Teams, 2023, 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
- Private Wealth Advisor
- CERTIFIED FINANCIAL PLANNER®
- Certified Investment Management Consultant
- Certified Exit Planning Advisor
600 Washington Blvd
Stamford, CT 06901

andrew.shantz@ubs.com

Andrew Shantz, CFP®, CIMA®, CPWA®, CEPA®

600 Washington Blvd,Stamford,CT,06901
Thomas Mantione, CFP®, CIMA®, CPWA®, CEPA®

Managing Director–Wealth Management

Private Wealth Advisor
Thomas Mantione, CFP®, CIMA®, CPWA®, CEPA®

Managing Director–Wealth Management
Financial Advisor

UBS Financial Services Inc.

Private Wealth Management

1701 Highway A1A
Suite 101
Vero Beach, FL 32963

203-705-4222
View bio Industry recognition
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- ID
- IL
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MT
- NC
- NH
- NJ
- NM
- NV
- NY
- OH
- PA
- RI
- SC
- SD
- TX
- UT
- VA
- VT
- WA
- WY
With over three decades of industry experience, Tom has led his team, alongside his partner Andrew Shantz, in helping simplify the complicated financial lives of their ultra-high net worth clients. Tom strives for constant improvement and evolution within the team’s processes, keeping their core values – put the needs of clients first, communicate regularly and consistently, take pride in everything you do, enjoy your work, and seek balance in your life – at the center of what they do.

“Through my entire career, I’ve been helping clients answer the question: ‘What does wealth mean for me, my family, the people we love, the community we live in and the institutions we care most about.’”

Tom’s unique perspective on wealth management allows him to foster multi-generational relationships with his clients, and his extensive experience and network of experts help him develop solutions specific to each of their individual needs. Tom and his team offer comprehensive planning and integrated investment solutions focused on enhancing, protecting, and transferring wealth.

Outside of UBS, Tom and his wife Tizzie live in Vero Beach, FL as empty-nest parents of their two children Nico and Jax. Tom and Tizzie are members of Waccabuc Country Club and The Moorings and enjoy golf, travel, wine, hiking, and most of all, family time. Tom believes in upholding his core values in all that he does. For over two decades, he and his wife have ridden in the 192-mile Pan Mass Challenge cycling event to raise money for cancer research at Dana Farber Cancer Institute. Tom also remains a strong supporter of the Mill River Collaborative, a group that builds and maintains a world-class green space for the Stamford community. He is a two-time Ironman triathlon finisher and can still shred it on the guitar like he did in college.
- Barron's Top 1,200 Financial Advisors, 2014, 2015, 2017, 2018, 2019, 2021, 2022, 2023, 2024
  The Barron's rating is awarded annually in March and is based on information from the prior year Q3.
- Forbes Best-in-State Wealth Advisors, 2018, 2019, 2020, 2021, 2022, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
- Forbes Best-in-State Wealth Management Teams, 2023, 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
- Fairfield University, B.A. in economics, with a minor in finance
- Private Wealth Advisor
- CERTIFIED FINANCIAL PLANNER®
- Certified Investment Management Consultant
- Certified Exit Planning Advisor
1701 Highway A1A
Suite 101
Vero Beach, FL 32963

thomas.mantione@ubs.com

Thomas Mantione, CFP®, CIMA®, CPWA®, CEPA®

1701 Highway A1A,Vero Beach,FL,32963
Jill Faherty Lloyd

First Vice President–Wealth Management

Financial Advisor
Jill Faherty Lloyd

First Vice President–Wealth Management
Financial Advisor

UBS Financial Services Inc.

Private Wealth Management

600 Washington Blvd
Stamford, CT 06901

203-705-4237
View bio Industry recognition
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- IA
- ID
- IL
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MT
- NC
- NH
- NJ
- NM
- NV
- NY
- OH
- OR
- PA
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VT
- WA
- WI
- WY
Jill Faherty Lloyd is passionately dedicated to empowering women to build meaningful wealth and enhance their agency. With an emphasis on serving ultra-high net worth clients’ intricate needs, Jill’s perspective on wealth management integrates advanced planning and personalized relationship management. She has built relationships with a vetted community of specialists who offer unwavering support to her clients throughout their financial journeys. Drawing upon decades of experience, Jill provides her clients with invaluable insights, clarity of thought, and a hands-on problem-solving approach to navigate their most pressing financial challenges.
Jill is the author of F3: Forward Female Finance, a publication dedicated to examining the nexus of women, money, and power. She has contributed to media outlets, including Bloomberg, The New York Times, and Fox Business News. She is also has appeared on podcasts and at conferences. Moreover, Jill curates intimate salon events that serve as forums for successful women to seek inspiration to pursue greater heights in their lives and careers. Through her writing and speaking engagements, Jill aims to motivate women to aspire for more, achieve more, and live more fulfilling lives.

-Life:

Jill serves as a board director and Finance Committee chair at IGNITE, an organization dedicated to political gender equality.

- She is an angel and venture investor focused on diverse-led companies.

-Jill is a founding member of Asteri, a community of asset allocators committed to building a more inclusive economy.

-Jill resides in New York City and Washington, CT with her family and two dogs.
- Forbes Best-in-State Wealth Management Teams, 2023, 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
- Skidmore College, B.A., psychology
600 Washington Blvd
Stamford, CT 06901

jill.lloyd@ubs.com

Jill Faherty Lloyd

600 Washington Blvd,Stamford,CT,06901
Greg Merrill, CEPA®, CFP®

First Vice President–Wealth Management

Private Wealth Advisor
Greg Merrill, CEPA®, CFP®

First Vice President–Wealth Management
Financial Advisor

UBS Financial Services Inc.

Private Wealth Management

600 Washington Blvd
Stamford, CT 06901

203-705-4218
View bio Industry recognition
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- ID
- IL
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MT
- NC
- NH
- NJ
- NM
- NV
- NY
- OH
- PA
- RI
- SC
- SD
- TX
- UT
- VA
- VT
- WA
- WY
As a partner of The Shantz Mantione Group, Greg leads the team’s business owner practice, where he is deeply committed to supporting business owners who are looking to grow, transition, or exit their enterprises. He is passionate about aiding owners and their families in the complex and often singular experience of selling their business. His expertise and experience helps him understand the unknown unknowns throughout the process and provide guidance so his clients never feel alone.

As part of this passion, Greg founded the Southeast Michigan Chapter of the Exit Planning Institute in early 2019 and has served as Chapter President since inception. Through the chapter, Greg fosters collaboration among advisors to address local business needs, educate owners and advisors on successful exits, and promote best practices.

A firm believer in the principle that while market movements are beyond control, the client experience is not, Greg emphasizes the importance of managing what can be controlled. He addresses the critical question many business owners face: “How do I make a living when the paychecks stop?”. Through a proven process developed specifically for business owners, Greg works with clients to determine their desired lifestyle, the number they need from their exit to support that lifestyle, and the legacy they wish to create post-transition.

Outside of his professional life, Greg and his wife, Tory, live in Fairfield, CT with their two children, Amelia and CJ, and their chocolate lab, Lilly. Greg enjoys playing paddle and golf at Brooklawn Country Club and remains an enthusiastic supporter of both his high school, Detroit Catholic Central, and college alumni organizations.
- Forbes Best-in-State Wealth Management Teams, 2023, 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
- Forbes Top Next-Gen (Generation) Wealth Advisors Best-in-State, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in August based on information from a 12 month period ending in March of the award year.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
- Saint Anselm College, B.A., financial economics
- Private Wealth Advisor
- Certified Exit Planning Advisor
- CERTIFIED FINANCIAL PLANNER®
600 Washington Blvd
Stamford, CT 06901

gregory.merrill@ubs.com

Greg Merrill, CEPA®, CFP®

600 Washington Blvd,Stamford,CT,06901
Brandon Marty

Director

Senior Wealth Strategy Associate
Brandon Marty

Director
Senior Wealth Strategy Associate

UBS Financial Services Inc.

Private Wealth Management

600 Washington Blvd
Stamford, CT 06901

203-705-4262
View bio
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- ID
- IL
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MT
- NC
- NH
- NJ
- NM
- NV
- NY
- OH
- PA
- RI
- SC
- SD
- TX
- UT
- VA
- VT
- WA
- WY
Brandon joined the team in 2023 with 16 years of experience in financial services. As a Portfolio Manager for high net worth individuals he focuses on designing and implementing investment strategies that meet client’s goals in a tax efficient manner. He earned his MBA from Fordham University and his Bachelor’s degree from University of Massachusetts, Amherst. Brandon is a CFA® Charter Holder. In his previous role, he was a client facing portfolio manager with high net worth individuals at City National Rochdale for over eight years. Prior to that he held positions at PWC and Credit Suisse. Brandon's hobbies include golf, skiing and HIIT. On the weekends he enjoys spending time with his wife and two kids in Darien, CT.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
600 Washington Blvd
Stamford, CT 06901

brandon.marty@ubs.com

Brandon Marty

600 Washington Blvd,Stamford,CT,06901
Jill Orlando

Authorized Officer

Relationship Manager
Jill Orlando

Authorized Officer
Senior Wealth Strategy Associate

UBS Financial Services Inc.

Private Wealth Management

600 Washington Blvd
Stamford, CT 06901

203-705-4225
View bio
- AZ
- CA
- CO
- CT
- DE
- FL
- GA
- IA
- IL
- LA
- MA
- ME
- MI
- MN
- MT
- NC
- NH
- NJ
- NM
- NV
- NY
- OH
- PA
- RI
- SC
- SD
- TN
- TX
- VA
- VT
- WY
As a relationship manager for the Shantz Mantione Group, Jill’s passion and focus are clients through management of our team’s marketing initiatives. She oversees events, sponsorships, and philanthropic management. She also is responsible for all media requests and intellectual capital podcasts.

Jill joined UBS in 2005, bringing more than 18 years of experience working with ultra-high-net-worth individuals and their families. However, building relationships, understanding clients’ wants and needs, are truly what inspires Jill as she strives to be an indispensable resource for her team.

Personal life
-Jill served an eight-year term as board president and chair of the Pelham Art Center and currently is an active board member of The Picture House, a regional film center in Westchester County, New York.
-She enjoys spending time with family and friends.
-Jill has several interests, including cooking, yoga, reading, skiing, and travel.
-She and her three children live in Pelham Manor, New York.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
- Florida Atlantic University, international business
- Relationship Manager
600 Washington Blvd
Stamford, CT 06901

jill.orlando@ubs.com

Jill Orlando

600 Washington Blvd,Stamford,CT,06901
Sarah Petrone

Team Administrator
Sarah Petrone

Team Administrator

UBS Financial Services Inc.

Private Wealth Management

600 Washington Blvd
Stamford, CT 06901

203-705-4229
View bio
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- IA
- ID
- IL
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MT
- NC
- NH
- NJ
- NM
- NV
- NY
- OH
- OR
- PA
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VT
- WA
- WI
- WY
Having worked with high net worth clients her entire career, Sarah’s key responsibility is to help ensure that the client experience is the best it can be. She works with the client experience team to help develop and optimize processes so they can work efficiently and maintain the highest level of client satisfaction. She is proud to be a part of a team that consistently puts their clients’ best interests first.

“I understand the unique needs of high net worth families and the high level of service that they require.”

Previous experience
– 11 years of financial services experience

Life
– Sarah enjoys baking, travelling, going to the beach and cycling.
– She lives in Mamaroneck, NY with her husband and her son
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
- College of New Rochelle, B.A., psychology
600 Washington Blvd
Stamford, CT 06901

sarah.petrone@ubs.com

Sarah Petrone

600 Washington Blvd,Stamford,CT,06901
Charles Dullea, CFP®

Authorized Officer

Senior Wealth Strategy Associate
Charles Dullea, CFP®

Authorized Officer
Senior Wealth Strategy Associate

UBS Financial Services Inc.

Private Wealth Management

600 Washington Blvd
Stamford, CT 06901

203-705-4226
View bio
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- IA
- ID
- IL
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MT
- NC
- NH
- NJ
- NM
- NV
- NY
- OH
- OR
- PA
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VT
- WA
- WI
- WY
Charlie is a veteran of Private Wealth Management and has established a deep understanding of the concerns and challenges that come with significant wealth, including tax-efficient portfolio structuring, cash flow and estate planning strategies. He supports successful clients and their families during major inflection points in their lives. The team utilizes Charlie’s experience to identify solutions focused on clients’ values, beliefs, and visions for their legacies.

Believing long term success for financial legacies starts with engaging the next generation early, Charlie works actively with all members of our client families. Much of his work is dedicated to introducing and fostering a working knowledge of advanced planning concepts. This process serves the natural progression as younger family members grow from beneficiary to, ultimately, decision maker.

Charlie, his wife, and their daughter and sons live in East Willison, NY. He is active in his local Long Island community as a member of the Village of East Williston’s Volunteer Fire Department and Little League. The family also enjoys time together down the Jersey Shore or traveling to Naples, FL. Charlie remains an active supporter of his high school, St. Peter’s Prep in Jersey City, and college, Fairfield University, alumni networks.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
- Fairfield University, B.A., economics
- CERTIFIED FINANCIAL PLANNER®
600 Washington Blvd
Stamford, CT 06901

charles.dullea@ubs.com

Charles Dullea, CFP®

600 Washington Blvd,Stamford,CT,06901
Elizabeth Mahr

Senior Registered Client Associate
Elizabeth Mahr

Senior Registered Client Associate

UBS Financial Services Inc.

Private Wealth Management

600 Washington Blvd
Stamford, CT 06901

203-705-4227
View bio
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- IA
- ID
- IL
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MT
- NC
- NH
- NJ
- NM
- NV
- NY
- OH
- OR
- PA
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VT
- WA
- WI
- WY
Liz has extensive experience working with a diverse range of private and corporate clients. With a clear focus on serving the specific needs of each client, she handles a broad array of operational, account and administrative responsibilities. These include alternative investment and tax reporting, client margin and cash management review, disbursement processing, insurance maintenance, account opening and maintenance and trading.

“I enjoy forming a connection with our clients. The most beneficial relationships are built on rapport and trust.”

Previous experience
– 10 years of experience within the financial services industry
– Held CSA roles for retail brokers and a middle markets sales group
– Transitioned into Private Wealth Management as a Client Experience Associate with this team
– Liz’s stepfather was a branch manager for a regional broker/dealer and she began in the industry as an assistant in securities lending

Life
– Lives in Westport, CT with her golden retriever, Phoebe
– Enjoys yoga, Duke basketball, and time spent with family and friends
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
- Duke University—The Fuqua School of Business, M.B.A.
- Hobart and William Smith Colleges, B.A.
600 Washington Blvd
Stamford, CT 06901

elizabeth.mahr@ubs.com

Elizabeth Mahr

600 Washington Blvd,Stamford,CT,06901
Nicole Innarelli, CFP®

Senior Wealth Strategy Associate
Nicole Innarelli, CFP®

Senior Wealth Strategy Associate

UBS Financial Services Inc.

Private Wealth Management

600 Washington Blvd
Stamford, CT 06901

203-705-4219
View bio
- AZ
- CA
- CO
- CT
- DE
- FL
- GA
- IA
- ID
- IL
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MT
- NC
- NH
- NJ
- NM
- NV
- NY
- OH
- OR
- PA
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VT
- WA
- WI
- WY
Nicole’s primary focus is supporting the team in creating highly tailored wealth management plans for clients. Dedicated to building strong, multigenerational relationships with clients, she taps the extensive global resources of UBS and the firm’s professional network of insurance, estate and tax specialists. In addition, Nicole helps monitors various client portfolios for risk fluctuations and reporting.

“I’ve grown up in team oriented environments and can translate what I have learned then to now and apply teamwork and communication, to support the diverse needs of our clients.”

Previous experience
– Joined UBS in 2017

Life
– Currently lives in Stamford, CT
– Volunteers in community service events throughout the Stamford community
– Enjoys reading a good book at the beach and traveling
– A New York Giants football fan
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
- Fairfield University, B.S., finance and international business
- CERTIFIED FINANCIAL PLANNER®
600 Washington Blvd
Stamford, CT 06901

nicole.murphy@ubs.com

Nicole Innarelli, CFP®

600 Washington Blvd,Stamford,CT,06901
Emily Maria Kurczyk

Registered Client Associate
Emily Maria Kurczyk

Registered Client Associate

UBS Financial Services Inc.

Private Wealth Management

1701 Highway A1A
Suite 101
Vero Beach, FL 32963

203-705-4236
View bio
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- IA
- ID
- IL
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MT
- NC
- NH
- NJ
- NM
- NV
- NY
- OH
- OR
- PA
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VT
- WA
- WI
- WY
Emily joined UBS as an intern, summer before her senior year. After graduation, she transitioned to Private Wealth Management as part of The Shantz Mantione Group.

Her primary focus is serving client's specific needs with operational and administrative responsibilities. These include disbursements, tax reporting, and account maintenance.

Emily is proud to be on a team that values communication and always has client's best interests in mind.

Life
– Currently lives in Norwalk, CT
– Enjoys the beach and traveling
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
- Fairfield University, B.S., finance
1701 Highway A1A
Suite 101
Vero Beach, FL 32963

emily.kurczyk@ubs.com

Emily Maria Kurczyk

1701 Highway A1A,Vero Beach,FL,32963
Kathleen McElaney

Wealth Strategy Associate
Kathleen McElaney

Wealth Strategy Associate

UBS Financial Services Inc.

Private Wealth Management

600 Washington Blvd
Stamford, CT 06901

203-705-4243
View bio
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- IA
- ID
- IL
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MT
- NC
- NH
- NJ
- NM
- NV
- NY
- OH
- OR
- PA
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VT
- WA
- WI
- WY
Kathleen interned with the Shantz-Mantione Group during her Sophomore year of college in 2019 and after graduating in 2021, rejoined the team as a Wealth Strategy Associate. Kathleen creates deliverables for client meetings such as, performance reports, cash flow plans, any other important documents that add value to our client meeting.

Kathleen is excited to continue to grow her professional skills with a team that prioritizes client interests and collaborates together to meet these interests.

Credentials
-SIE, Series 7 and Series 66 licenses

Education
-B.S., finance and economics, 2021, Fairfield University

Life
-Currently lives in Norwalk, CT
-Enjoys traveling, reading and playing with her yellow lab Daisy
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
600 Washington Blvd
Stamford, CT 06901

kathleen.mcelaney@ubs.com

Kathleen McElaney

600 Washington Blvd,Stamford,CT,06901
Daniel Ingraldi

Senior Registered Client Associate
Daniel Ingraldi

Senior Registered Client Associate

UBS Financial Services Inc.

Private Wealth Management

600 Washington Blvd
Stamford, CT 06901

203-705-4264
View bio
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- ID
- IL
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MT
- NC
- NH
- NJ
- NM
- NV
- NY
- OH
- PA
- RI
- SC
- SD
- TX
- UT
- VA
- VT
- WA
- WY
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
600 Washington Blvd
Stamford, CT 06901

daniel.ingraldi@ubs.com

Daniel Ingraldi

600 Washington Blvd,Stamford,CT,06901
James P. Shantz

Senior Vice President–Wealth Management

Financial Advisor
James P. Shantz

Senior Vice President–Wealth Management
Financial Advisor

UBS Financial Services Inc.

Private Wealth Management

600 Washington Blvd
Stamford, CT 06901

203-705-4224
View bio
- CT
Jim is the founder of the Shantz Mantione Group. He has devoted his career to creating a holistic wealth management platform that can help individuals and their families realize their goals. A veteran of six recessions and numerous market cycles during his 40 years in financial services, he is well-versed in counseling clients through stressful times. His special focus at this stage of his practice is relationship-building and working with other professional advisors to help ensure all the different parts of his clients’ wealth plans are working in tandem. Jim has earned a Series 7 securities license, Series 3 commodities license and insurance licenses.

Jim holds a bachelor’s degree in marketing from Fordham University, where he also minored in economics and philosophy. Jim and his wife live in Ridgefield, Connecticut, and have three children and seven grandchildren.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
600 Washington Blvd
Stamford, CT 06901

james.shantz@ubs.com

James P. Shantz

600 Washington Blvd,Stamford,CT,06901

Private Wealth Advisors

Andrew Shantz, CFP®, CIMA®, CPWA®, CEPA®

Managing Director–Wealth Management

Private Wealth Advisor
Andrew Shantz, CFP®, CIMA®, CPWA®, CEPA®

Managing Director–Wealth Management
Financial Advisor

UBS Financial Services Inc.

Private Wealth Management

600 Washington Blvd
Stamford, CT 06901

203-705-4223
View bio Industry recognition
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- ID
- IL
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MT
- NC
- NH
- NJ
- NM
- NV
- NY
- OH
- PA
- RI
- SC
- SD
- TX
- UT
- VA
- VT
- WA
- WY
For almost three decades, Andrew has fostered enduring relationships with senior executives and business owners, helping them understand the possibility of their wealth through customized long-term private wealth solutions. Andrew and his team focus on what matters most to clients to create and maintain familial financial happiness over generations. Andrew is a team-oriented visionary who prides himself on providing global market insights that aid clients in reaching their financial potential. He helps implement EOS, pushing his team to constantly improve how they do things and run on the entrepreneurial operating system.

“My goal is to help others achieve financial freedom. As a team we deliver a world-class experience that makes a lasting impact, helping bring clarity and simplicity to our clients’ complicated financial lives.”

As a graduate of the University of Delaware, Andrew started out as an academic in entomology research before entering wealth management. He brings a disciplined ability to analyze data and break down complex problems into simple, efficient solutions for clients. Working with a select group of ultra-high net worth individuals and families, Andrew has been fortunate to lead a highly successful team that always puts the interests of their clients first, helping them build legacies through their businesses, philanthropy, and family.

Outside of UBS, Andrew is a member of the Board of Advisors for the School of Public Affairs at American University as well as a member of Vistage, a global organization that brings together business leaders to build better businesses. Andrew, his wife Andrea, and their three children are passionate about supporting access to education and combating food insecurity. The Shantzes are longtime residents of Fairfield, CT and enjoy time in nature, fun food experiences, golf, libraries, museums, and their two labrador retrievers, Lemon and Ginger.
- Barron's Top 1,200 Financial Advisors, 2022, 2023, 2024
  The Barron's rating is awarded annually in March and is based on information from the prior year Q3.
- Forbes Best-in-State Wealth Advisors, 2019, 2020, 2021, 2022, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
- Forbes Best-in-State Wealth Management Teams, 2023, 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
- Private Wealth Advisor
- CERTIFIED FINANCIAL PLANNER®
- Certified Investment Management Consultant
- Certified Exit Planning Advisor
600 Washington Blvd
Stamford, CT 06901

andrew.shantz@ubs.com

Andrew Shantz, CFP®, CIMA®, CPWA®, CEPA®

600 Washington Blvd,Stamford,CT,06901
Thomas Mantione, CFP®, CIMA®, CPWA®, CEPA®

Managing Director–Wealth Management

Private Wealth Advisor
Thomas Mantione, CFP®, CIMA®, CPWA®, CEPA®

Managing Director–Wealth Management
Financial Advisor

UBS Financial Services Inc.

Private Wealth Management

1701 Highway A1A
Suite 101
Vero Beach, FL 32963

203-705-4222
View bio Industry recognition
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- ID
- IL
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MT
- NC
- NH
- NJ
- NM
- NV
- NY
- OH
- PA
- RI
- SC
- SD
- TX
- UT
- VA
- VT
- WA
- WY
With over three decades of industry experience, Tom has led his team, alongside his partner Andrew Shantz, in helping simplify the complicated financial lives of their ultra-high net worth clients. Tom strives for constant improvement and evolution within the team’s processes, keeping their core values – put the needs of clients first, communicate regularly and consistently, take pride in everything you do, enjoy your work, and seek balance in your life – at the center of what they do.

“Through my entire career, I’ve been helping clients answer the question: ‘What does wealth mean for me, my family, the people we love, the community we live in and the institutions we care most about.’”

Tom’s unique perspective on wealth management allows him to foster multi-generational relationships with his clients, and his extensive experience and network of experts help him develop solutions specific to each of their individual needs. Tom and his team offer comprehensive planning and integrated investment solutions focused on enhancing, protecting, and transferring wealth.

Outside of UBS, Tom and his wife Tizzie live in Vero Beach, FL as empty-nest parents of their two children Nico and Jax. Tom and Tizzie are members of Waccabuc Country Club and The Moorings and enjoy golf, travel, wine, hiking, and most of all, family time. Tom believes in upholding his core values in all that he does. For over two decades, he and his wife have ridden in the 192-mile Pan Mass Challenge cycling event to raise money for cancer research at Dana Farber Cancer Institute. Tom also remains a strong supporter of the Mill River Collaborative, a group that builds and maintains a world-class green space for the Stamford community. He is a two-time Ironman triathlon finisher and can still shred it on the guitar like he did in college.
- Barron's Top 1,200 Financial Advisors, 2014, 2015, 2017, 2018, 2019, 2021, 2022, 2023, 2024
  The Barron's rating is awarded annually in March and is based on information from the prior year Q3.
- Forbes Best-in-State Wealth Advisors, 2018, 2019, 2020, 2021, 2022, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
- Forbes Best-in-State Wealth Management Teams, 2023, 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
- Fairfield University, B.A. in economics, with a minor in finance
- Private Wealth Advisor
- CERTIFIED FINANCIAL PLANNER®
- Certified Investment Management Consultant
- Certified Exit Planning Advisor
1701 Highway A1A
Suite 101
Vero Beach, FL 32963

thomas.mantione@ubs.com

Thomas Mantione, CFP®, CIMA®, CPWA®, CEPA®

1701 Highway A1A,Vero Beach,FL,32963
Jill Faherty Lloyd

First Vice President–Wealth Management

Financial Advisor
Jill Faherty Lloyd

First Vice President–Wealth Management
Financial Advisor

UBS Financial Services Inc.

Private Wealth Management

600 Washington Blvd
Stamford, CT 06901

203-705-4237
View bio Industry recognition
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- IA
- ID
- IL
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MT
- NC
- NH
- NJ
- NM
- NV
- NY
- OH
- OR
- PA
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VT
- WA
- WI
- WY
Jill Faherty Lloyd is passionately dedicated to empowering women to build meaningful wealth and enhance their agency. With an emphasis on serving ultra-high net worth clients’ intricate needs, Jill’s perspective on wealth management integrates advanced planning and personalized relationship management. She has built relationships with a vetted community of specialists who offer unwavering support to her clients throughout their financial journeys. Drawing upon decades of experience, Jill provides her clients with invaluable insights, clarity of thought, and a hands-on problem-solving approach to navigate their most pressing financial challenges.
Jill is the author of F3: Forward Female Finance, a publication dedicated to examining the nexus of women, money, and power. She has contributed to media outlets, including Bloomberg, The New York Times, and Fox Business News. She is also has appeared on podcasts and at conferences. Moreover, Jill curates intimate salon events that serve as forums for successful women to seek inspiration to pursue greater heights in their lives and careers. Through her writing and speaking engagements, Jill aims to motivate women to aspire for more, achieve more, and live more fulfilling lives.

-Life:

Jill serves as a board director and Finance Committee chair at IGNITE, an organization dedicated to political gender equality.

- She is an angel and venture investor focused on diverse-led companies.

-Jill is a founding member of Asteri, a community of asset allocators committed to building a more inclusive economy.

-Jill resides in New York City and Washington, CT with her family and two dogs.
- Forbes Best-in-State Wealth Management Teams, 2023, 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
- Skidmore College, B.A., psychology
600 Washington Blvd
Stamford, CT 06901

jill.lloyd@ubs.com

Jill Faherty Lloyd

600 Washington Blvd,Stamford,CT,06901
Greg Merrill, CEPA®, CFP®

First Vice President–Wealth Management

Private Wealth Advisor
Greg Merrill, CEPA®, CFP®

First Vice President–Wealth Management
Financial Advisor

UBS Financial Services Inc.

Private Wealth Management

600 Washington Blvd
Stamford, CT 06901

203-705-4218
View bio Industry recognition
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- ID
- IL
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MT
- NC
- NH
- NJ
- NM
- NV
- NY
- OH
- PA
- RI
- SC
- SD
- TX
- UT
- VA
- VT
- WA
- WY
As a partner of The Shantz Mantione Group, Greg leads the team’s business owner practice, where he is deeply committed to supporting business owners who are looking to grow, transition, or exit their enterprises. He is passionate about aiding owners and their families in the complex and often singular experience of selling their business. His expertise and experience helps him understand the unknown unknowns throughout the process and provide guidance so his clients never feel alone.

As part of this passion, Greg founded the Southeast Michigan Chapter of the Exit Planning Institute in early 2019 and has served as Chapter President since inception. Through the chapter, Greg fosters collaboration among advisors to address local business needs, educate owners and advisors on successful exits, and promote best practices.

A firm believer in the principle that while market movements are beyond control, the client experience is not, Greg emphasizes the importance of managing what can be controlled. He addresses the critical question many business owners face: “How do I make a living when the paychecks stop?”. Through a proven process developed specifically for business owners, Greg works with clients to determine their desired lifestyle, the number they need from their exit to support that lifestyle, and the legacy they wish to create post-transition.

Outside of his professional life, Greg and his wife, Tory, live in Fairfield, CT with their two children, Amelia and CJ, and their chocolate lab, Lilly. Greg enjoys playing paddle and golf at Brooklawn Country Club and remains an enthusiastic supporter of both his high school, Detroit Catholic Central, and college alumni organizations.
- Forbes Best-in-State Wealth Management Teams, 2023, 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
- Forbes Top Next-Gen (Generation) Wealth Advisors Best-in-State, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in August based on information from a 12 month period ending in March of the award year.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
- Saint Anselm College, B.A., financial economics
- Private Wealth Advisor
- Certified Exit Planning Advisor
- CERTIFIED FINANCIAL PLANNER®
600 Washington Blvd
Stamford, CT 06901

gregory.merrill@ubs.com

Greg Merrill, CEPA®, CFP®

600 Washington Blvd,Stamford,CT,06901
Brandon Marty

Director

Senior Wealth Strategy Associate
Brandon Marty

Director
Senior Wealth Strategy Associate

UBS Financial Services Inc.

Private Wealth Management

600 Washington Blvd
Stamford, CT 06901

203-705-4262
View bio
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- ID
- IL
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MT
- NC
- NH
- NJ
- NM
- NV
- NY
- OH
- PA
- RI
- SC
- SD
- TX
- UT
- VA
- VT
- WA
- WY
Brandon joined the team in 2023 with 16 years of experience in financial services. As a Portfolio Manager for high net worth individuals he focuses on designing and implementing investment strategies that meet client’s goals in a tax efficient manner. He earned his MBA from Fordham University and his Bachelor’s degree from University of Massachusetts, Amherst. Brandon is a CFA® Charter Holder. In his previous role, he was a client facing portfolio manager with high net worth individuals at City National Rochdale for over eight years. Prior to that he held positions at PWC and Credit Suisse. Brandon's hobbies include golf, skiing and HIIT. On the weekends he enjoys spending time with his wife and two kids in Darien, CT.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
600 Washington Blvd
Stamford, CT 06901

brandon.marty@ubs.com

Brandon Marty

600 Washington Blvd,Stamford,CT,06901
Jill Orlando

Authorized Officer

Relationship Manager
Jill Orlando

Authorized Officer
Senior Wealth Strategy Associate

UBS Financial Services Inc.

Private Wealth Management

600 Washington Blvd
Stamford, CT 06901

203-705-4225
View bio
- AZ
- CA
- CO
- CT
- DE
- FL
- GA
- IA
- IL
- LA
- MA
- ME
- MI
- MN
- MT
- NC
- NH
- NJ
- NM
- NV
- NY
- OH
- PA
- RI
- SC
- SD
- TN
- TX
- VA
- VT
- WY
As a relationship manager for the Shantz Mantione Group, Jill’s passion and focus are clients through management of our team’s marketing initiatives. She oversees events, sponsorships, and philanthropic management. She also is responsible for all media requests and intellectual capital podcasts.

Jill joined UBS in 2005, bringing more than 18 years of experience working with ultra-high-net-worth individuals and their families. However, building relationships, understanding clients’ wants and needs, are truly what inspires Jill as she strives to be an indispensable resource for her team.

Personal life
-Jill served an eight-year term as board president and chair of the Pelham Art Center and currently is an active board member of The Picture House, a regional film center in Westchester County, New York.
-She enjoys spending time with family and friends.
-Jill has several interests, including cooking, yoga, reading, skiing, and travel.
-She and her three children live in Pelham Manor, New York.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
- Florida Atlantic University, international business
- Relationship Manager
600 Washington Blvd
Stamford, CT 06901

jill.orlando@ubs.com

Jill Orlando

600 Washington Blvd,Stamford,CT,06901
Sarah Petrone

Team Administrator
Sarah Petrone

Team Administrator

UBS Financial Services Inc.

Private Wealth Management

600 Washington Blvd
Stamford, CT 06901

203-705-4229
View bio
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- IA
- ID
- IL
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MT
- NC
- NH
- NJ
- NM
- NV
- NY
- OH
- OR
- PA
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VT
- WA
- WI
- WY
Having worked with high net worth clients her entire career, Sarah’s key responsibility is to help ensure that the client experience is the best it can be. She works with the client experience team to help develop and optimize processes so they can work efficiently and maintain the highest level of client satisfaction. She is proud to be a part of a team that consistently puts their clients’ best interests first.

“I understand the unique needs of high net worth families and the high level of service that they require.”

Previous experience
– 11 years of financial services experience

Life
– Sarah enjoys baking, travelling, going to the beach and cycling.
– She lives in Mamaroneck, NY with her husband and her son
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
- College of New Rochelle, B.A., psychology
600 Washington Blvd
Stamford, CT 06901

sarah.petrone@ubs.com

Sarah Petrone

600 Washington Blvd,Stamford,CT,06901
Charles Dullea, CFP®

Authorized Officer

Senior Wealth Strategy Associate
Charles Dullea, CFP®

Authorized Officer
Senior Wealth Strategy Associate

UBS Financial Services Inc.

Private Wealth Management

600 Washington Blvd
Stamford, CT 06901

203-705-4226
View bio
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- IA
- ID
- IL
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MT
- NC
- NH
- NJ
- NM
- NV
- NY
- OH
- OR
- PA
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VT
- WA
- WI
- WY
Charlie is a veteran of Private Wealth Management and has established a deep understanding of the concerns and challenges that come with significant wealth, including tax-efficient portfolio structuring, cash flow and estate planning strategies. He supports successful clients and their families during major inflection points in their lives. The team utilizes Charlie’s experience to identify solutions focused on clients’ values, beliefs, and visions for their legacies.

Believing long term success for financial legacies starts with engaging the next generation early, Charlie works actively with all members of our client families. Much of his work is dedicated to introducing and fostering a working knowledge of advanced planning concepts. This process serves the natural progression as younger family members grow from beneficiary to, ultimately, decision maker.

Charlie, his wife, and their daughter and sons live in East Willison, NY. He is active in his local Long Island community as a member of the Village of East Williston’s Volunteer Fire Department and Little League. The family also enjoys time together down the Jersey Shore or traveling to Naples, FL. Charlie remains an active supporter of his high school, St. Peter’s Prep in Jersey City, and college, Fairfield University, alumni networks.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
- Fairfield University, B.A., economics
- CERTIFIED FINANCIAL PLANNER®
600 Washington Blvd
Stamford, CT 06901

charles.dullea@ubs.com

Charles Dullea, CFP®

600 Washington Blvd,Stamford,CT,06901
Elizabeth Mahr

Senior Registered Client Associate
Elizabeth Mahr

Senior Registered Client Associate

UBS Financial Services Inc.

Private Wealth Management

600 Washington Blvd
Stamford, CT 06901

203-705-4227
View bio
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- IA
- ID
- IL
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MT
- NC
- NH
- NJ
- NM
- NV
- NY
- OH
- OR
- PA
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VT
- WA
- WI
- WY
Liz has extensive experience working with a diverse range of private and corporate clients. With a clear focus on serving the specific needs of each client, she handles a broad array of operational, account and administrative responsibilities. These include alternative investment and tax reporting, client margin and cash management review, disbursement processing, insurance maintenance, account opening and maintenance and trading.

“I enjoy forming a connection with our clients. The most beneficial relationships are built on rapport and trust.”

Previous experience
– 10 years of experience within the financial services industry
– Held CSA roles for retail brokers and a middle markets sales group
– Transitioned into Private Wealth Management as a Client Experience Associate with this team
– Liz’s stepfather was a branch manager for a regional broker/dealer and she began in the industry as an assistant in securities lending

Life
– Lives in Westport, CT with her golden retriever, Phoebe
– Enjoys yoga, Duke basketball, and time spent with family and friends
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
- Duke University—The Fuqua School of Business, M.B.A.
- Hobart and William Smith Colleges, B.A.
600 Washington Blvd
Stamford, CT 06901

elizabeth.mahr@ubs.com

Elizabeth Mahr

600 Washington Blvd,Stamford,CT,06901
Nicole Innarelli, CFP®

Senior Wealth Strategy Associate
Nicole Innarelli, CFP®

Senior Wealth Strategy Associate

UBS Financial Services Inc.

Private Wealth Management

600 Washington Blvd
Stamford, CT 06901

203-705-4219
View bio
- AZ
- CA
- CO
- CT
- DE
- FL
- GA
- IA
- ID
- IL
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MT
- NC
- NH
- NJ
- NM
- NV
- NY
- OH
- OR
- PA
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VT
- WA
- WI
- WY
Nicole’s primary focus is supporting the team in creating highly tailored wealth management plans for clients. Dedicated to building strong, multigenerational relationships with clients, she taps the extensive global resources of UBS and the firm’s professional network of insurance, estate and tax specialists. In addition, Nicole helps monitors various client portfolios for risk fluctuations and reporting.

“I’ve grown up in team oriented environments and can translate what I have learned then to now and apply teamwork and communication, to support the diverse needs of our clients.”

Previous experience
– Joined UBS in 2017

Life
– Currently lives in Stamford, CT
– Volunteers in community service events throughout the Stamford community
– Enjoys reading a good book at the beach and traveling
– A New York Giants football fan
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
- Fairfield University, B.S., finance and international business
- CERTIFIED FINANCIAL PLANNER®
600 Washington Blvd
Stamford, CT 06901

nicole.murphy@ubs.com

Nicole Innarelli, CFP®

600 Washington Blvd,Stamford,CT,06901
Emily Maria Kurczyk

Registered Client Associate
Emily Maria Kurczyk

Registered Client Associate

UBS Financial Services Inc.

Private Wealth Management

1701 Highway A1A
Suite 101
Vero Beach, FL 32963

203-705-4236
View bio
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- IA
- ID
- IL
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MT
- NC
- NH
- NJ
- NM
- NV
- NY
- OH
- OR
- PA
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VT
- WA
- WI
- WY
Emily joined UBS as an intern, summer before her senior year. After graduation, she transitioned to Private Wealth Management as part of The Shantz Mantione Group.

Her primary focus is serving client's specific needs with operational and administrative responsibilities. These include disbursements, tax reporting, and account maintenance.

Emily is proud to be on a team that values communication and always has client's best interests in mind.

Life
– Currently lives in Norwalk, CT
– Enjoys the beach and traveling
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
- Fairfield University, B.S., finance
1701 Highway A1A
Suite 101
Vero Beach, FL 32963

emily.kurczyk@ubs.com

Emily Maria Kurczyk

1701 Highway A1A,Vero Beach,FL,32963
Kathleen McElaney

Wealth Strategy Associate
Kathleen McElaney

Wealth Strategy Associate

UBS Financial Services Inc.

Private Wealth Management

600 Washington Blvd
Stamford, CT 06901

203-705-4243
View bio
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- IA
- ID
- IL
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MT
- NC
- NH
- NJ
- NM
- NV
- NY
- OH
- OR
- PA
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VT
- WA
- WI
- WY
Kathleen interned with the Shantz-Mantione Group during her Sophomore year of college in 2019 and after graduating in 2021, rejoined the team as a Wealth Strategy Associate. Kathleen creates deliverables for client meetings such as, performance reports, cash flow plans, any other important documents that add value to our client meeting.

Kathleen is excited to continue to grow her professional skills with a team that prioritizes client interests and collaborates together to meet these interests.

Credentials
-SIE, Series 7 and Series 66 licenses

Education
-B.S., finance and economics, 2021, Fairfield University

Life
-Currently lives in Norwalk, CT
-Enjoys traveling, reading and playing with her yellow lab Daisy
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
600 Washington Blvd
Stamford, CT 06901

kathleen.mcelaney@ubs.com

Kathleen McElaney

600 Washington Blvd,Stamford,CT,06901
Daniel Ingraldi

Senior Registered Client Associate
Daniel Ingraldi

Senior Registered Client Associate

UBS Financial Services Inc.

Private Wealth Management

600 Washington Blvd
Stamford, CT 06901

203-705-4264
View bio
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- ID
- IL
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MT
- NC
- NH
- NJ
- NM
- NV
- NY
- OH
- PA
- RI
- SC
- SD
- TX
- UT
- VA
- VT
- WA
- WY
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
600 Washington Blvd
Stamford, CT 06901

daniel.ingraldi@ubs.com

Daniel Ingraldi

600 Washington Blvd,Stamford,CT,06901
James P. Shantz

Senior Vice President–Wealth Management

Financial Advisor
James P. Shantz

Senior Vice President–Wealth Management
Financial Advisor

UBS Financial Services Inc.

Private Wealth Management

600 Washington Blvd
Stamford, CT 06901

203-705-4224
View bio
- CT
Jim is the founder of the Shantz Mantione Group. He has devoted his career to creating a holistic wealth management platform that can help individuals and their families realize their goals. A veteran of six recessions and numerous market cycles during his 40 years in financial services, he is well-versed in counseling clients through stressful times. His special focus at this stage of his practice is relationship-building and working with other professional advisors to help ensure all the different parts of his clients’ wealth plans are working in tandem. Jim has earned a Series 7 securities license, Series 3 commodities license and insurance licenses.

Jim holds a bachelor’s degree in marketing from Fordham University, where he also minored in economics and philosophy. Jim and his wife live in Ridgefield, Connecticut, and have three children and seven grandchildren.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
600 Washington Blvd
Stamford, CT 06901

james.shantz@ubs.com

James P. Shantz

600 Washington Blvd,Stamford,CT,06901

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Private Wealth Advisors

Andrew Shantz, CFP®, CIMA®, CPWA®, CEPA®

Thomas Mantione, CFP®, CIMA®, CPWA®, CEPA®

Jill Faherty Lloyd

Greg Merrill, CEPA®, CFP®

Brandon Marty

Jill Orlando

Sarah Petrone

Charles Dullea, CFP®

Elizabeth Mahr

Nicole Innarelli, CFP®

Emily Maria Kurczyk

Kathleen McElaney

Daniel Ingraldi

James P. Shantz

Private Wealth Advisors

Andrew Shantz, CFP®, CIMA®, CPWA®, CEPA®

Thomas Mantione, CFP®, CIMA®, CPWA®, CEPA®

Jill Faherty Lloyd

Greg Merrill, CEPA®, CFP®

Brandon Marty

Jill Orlando

Sarah Petrone

Charles Dullea, CFP®

Elizabeth Mahr

Nicole Innarelli, CFP®

Emily Maria Kurczyk

Kathleen McElaney

Daniel Ingraldi

James P. Shantz

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