The Shantz Mantione Group

Private Wealth Management

For more than twenty-five years, we have been providing generations of families with thoughtful, proven and highly customized private wealth solutions and professional investment guidance in diverse market conditions.

Our “goals-based” process helps our clients clarify their current financial situation, identify challenges and create a comprehensive strategy. We collaborate with our clients’ other trusted advisors as well as our network of professionals, leading the effort to develop one integrated approach.

For thoughtful perspectives on topics that matter, we invite you to listen to our podcast series.

Four steps to living your vision

Understand

Discover

Implement

Achieve

Experienced advice for industry-leading executives, multigenerational families and private investors

In the midst of increasingly complex financial needs, we are dedicated to addressing sophisticated needs and improving outcomes through enduring relationships.

Experienced advice for industry-leading executives, multigenerational families and private investors

Industry-leading executives

Industry-leading executives

Multi-generational family stewards

Multi-generational family stewards

Private investors

Private investors

  • Defining a “successful retirement”
  • Identifying and mitigating risk for concentrated positions
  • Planning for your preferred style in your next chapter

  • Managing assets for current and future generations
  • Helping families determine how and when to begin gifting to future generations
  • Engaging the next generation on receiving a significant inheritance, understanding family values and identifying charitable causes

  • Providing family office services
  • Facilitating Investment Bank solutions
  • Customizing strategies across assets and liabilities

Understanding your unique needs as a successful business owner

76% of business owners would like to transition in the next 10 years and nearly 50% in the next five years. Between 80% and 90% of their wealth is tied up in their business*

As owners exit their businesses, whether by choice or involuntarily, wealth changes hands. These wealth transfers can have profound effects for the owners, their families, their employees and their communities.

What can you do to be prepared?

*Source: Exit Planning Institute

Understanding your unique needs as a successful business owner

A process built for you

A process built for you

Principles that address your biggest concerns

Principles that address your biggest concerns

Dedicated team designed for owners

Dedicated team designed for owners

Business owners typically face a different set of challenges and obstacles than most as they think about retirement. With varying risks and more stakeholders involved, there are a number of factors that need to be addressed effectively.

That’s why we have developed an enhanced process for working together with owners to:

  • Maximize the transferrable business value
  • Prepare financially for a preferred lifestyle
  • Plan personally for their next act after exiting the business

How do I make a living once my paychecks stop?

Our driving principles developed over decades in working with owners are all geared to answering this question and addressing your biggest concerns.

We help business owners take the business that has funded their lifestyle, turn it into cash through a liquidity event and then put that cash to work supporting their desired lifestyle for the remainder of their lives.

Where do I start? I’m too busy…who can help me?

Preparing to exit a business can be daunting. We’ve created a team to be there for you, whether you’re just starting to think about transitioning, are in the midst of an exit or are already in your third act.

We run on EOS and our Senior Advisor team includes a Vistage member, three with the Certified Exit Planning Advisor® (CEPA®) designation, and one who Founded and is President of the Southeast Michigan Chapter of the Exit Planning Institute.

Helping women gain financial confidence

Whether you lead a business or a family, are newly single or are just starting your financial journey, we are here for you with the understanding and support you need to take control of your financial destiny.

“The most difficult thing is the decision to act, the rest is merely tenacity.” 
Amelia Earhart, American aviation pioneer and author (1897 – 1937)

Helping women gain financial confidence

Creating agency

Creating agency

Navigating the finances of a new life

Navigating the finances of a new life

Creating a life and legacy of purpose

Creating a life and legacy of purpose

Financial decision-making is easier when you have an experienced advisor by your side. We are here for you with planning-based solutions that help you take charge of your financial world. The more engaged you are in managing your finances, the more you can choose how to use your money for things that are important to you.

To us it is about giving you the insights and confidence to make important decisions about today’s challenges—and tomorrow’s opportunities.

Listen–Own Your Worth podcast

Becoming single after spending years as a couple presents a momentous financial and emotional challenge for our clients. Yet it happens to nearly all women. We bring understanding, insights and strategies that can help you move forward with confidence.

Globally, there are more women in leadership positions across markets and sectors than ever before. Women’s wealth is accelerating; female entrepreneurs and female-led businesses are on the rise; and there is unprecedented wealth transfer between generations of women.

We can help you with the opportunities and challenges you face as you step into leading a vision, whether for your business, your family or your philanthropy.

Women’s Wealth 2030: parity, power and purpose 

Pursuing your goals together

Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.

Private Wealth Advisors

  • Andrew Shantz

    Andrew Shantz, CFP, CIMA, CPWA, CEPA

    Managing Director–Wealth Management

    Private Wealth Advisor

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    • AZ
    • CA
    • CO
    • CT
    • DE
    • FL
    • GA
    • ID
    • IL
    • LA
    • MA
    • MD
    • ME
    • MI
    • MN
    • MO
    • NC
    • NH
    • NJ
    • NM
    • NV
    • NY
    • OH
    • PA
    • RI
    • SC
    • SD
    • TX
    • UT
    • VA
    • VT
    • WA
    • WY

    For more than two decades, Andrew and his partner, Tom Mantione, have been working with senior executives and business owners helping develop comprehensive financial strategies that simplify their lives and enhance their lifestyles. Andrew and his team provide a disciplined planning process that focuses on understanding what matters most to clients and their families while helping identify potential risks. With a passion for financial education and analysis, Andrew is a problem-solver who prides himself on providing the kinds of global market insights that truly make an impact on his clients’ lives.

    “My goal is to help others achieve financial freedom. By delivering a world-class experience, we help bring the kind of clarity and simplicity to our clients’ complicated financial lives that make a lasting impact.”

    Andrew started out as an academic in biology research before joining his father’s wealth management practice. He brings this disciplined ability to analyze data and break complex problems down into simple, efficient solutions for clients. Working with a select group of ultra high net worth individuals and families, Andrew has been fortunate to work with a highly successful team that has built long-lasting relationships by always putting the interests of their clients first.

    Previous Experience
    – Started out as a research academic in biology
    – More than 22 years of industry experience

    Life
    Adores spending time with his wife and children.
    – Supports the arts and education as a patron of the Pequot Library in Southport, CT.
    – Enjoys fitness and golf at the Patterson Club in Fairfield, CT.
    – Andrew has been actively involved with the Courage Foundation, which helps raise awareness and donations for veterans with PTS.

    • Barron's Top 1,200 Financial Advisors, 2022
      The Barron's rating is awarded annually in March and is based on information from the prior year Q3. 
    • Forbes Best-in-State Wealth Advisors, 2019, 2020, 2021, 2022The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.

    Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures

      • Private Wealth Advisor
      • CERTIFIED FINANCIAL PLANNER™
      • Certified Investment Management Analyst®
      • Certified Exit Planning Advisor
      600 Washington Blvd
      Stamford, CT 06901
    • Tom Mantione

      Thomas Mantione, CFP, CIMA, CPWA, CEPA

      Managing Director–Wealth Management

      Private Wealth Advisor

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      • AZ
      • CA
      • CO
      • CT
      • DE
      • FL
      • GA
      • ID
      • IL
      • LA
      • MA
      • MD
      • ME
      • MI
      • MN
      • MO
      • NC
      • NH
      • NJ
      • NM
      • NV
      • NY
      • OH
      • PA
      • RI
      • SC
      • SD
      • TX
      • UT
      • VA
      • VT
      • WA
      • WY

      Having worked closely with his friend and partner Andrew Shantz for over two decades, Tom and their team are committed to helping simplify the lives of a select group of exceptional families. Serving the complex needs of ultra high net worth clients, Tom has fostered a unique perspective on wealth management that brings together the best in advanced planning and relationship management. With his experience, continued education and access to a network of experts, Tom develops solutions that are specific to the needs of each family.

      “Through my entire career, I’ve been helping clients answer the question: ‘What does wealth mean for me, my family, the people we love, the community we live in and the institutions we care most about.”

      Tom gets up every morning, as he has for 26 years, jazzed to find solutions for his clients and provide them with an exceptional experience. He has built long-lasting relationships by offering comprehensive planning and integrated investment solutions focused on enhancing, protecting and transferring wealth. His vision for the team is based on a set of core values: put the needs of clients first; communicate regularly and consistently; take pride in everything you do; enjoy your work; and seek balance in your life.

      Previous experience
      – Tom has been in the financial industry since 1993

      Life
      – Tom and his wife, Tizzie, live in Ridgefield, CT, with their two children, Nico and Jax
      – For two decades, Tom and his wife have ridden in the Pan Mass Challenge, a192-mile cross-Massachusetts cycling event that raises money for cancer research at Dana Farber Cancer Institute
      – Strong supporter of the Mill River Collaborative, a group that builds and maintains a world-class green space for the Stamford community
      – Member of the Waccabuc Country Club
      – Tom has completed two ironman distance triathlons, and he enjoys golf, travel, wine and hiking
      – Can still shred it on the guitar like he did in college

      • Barron's Top 1,200 Financial Advisors, 2014, 2015, 2017, 2018, 2019, 2021, 2022
        The Barron's rating is awarded annually in March and is based on information from the prior year Q3. 
      • Forbes Best-in-State Wealth Advisors, 2018, 2019, 2020, 2021, 2022The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.

      Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures

      • Fairfield University, B.A. in economics, with a minor in finance
      • Private Wealth Advisor
      • CERTIFIED FINANCIAL PLANNER™
      • Certified Investment Management Analyst®
      • Certified Exit Planning Advisor
      600 Washington Blvd
      Stamford, CT 06901
    • Jill Lloyd

      Jill Faherty Lloyd

      Financial Advisor

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      • AZ
      • CA
      • CO
      • CT
      • DE
      • FL
      • GA
      • IA
      • ID
      • IL
      • LA
      • MA
      • MD
      • ME
      • MI
      • MN
      • MO
      • NC
      • NH
      • NJ
      • NM
      • NV
      • NY
      • OH
      • OR
      • PA
      • RI
      • SC
      • SD
      • TN
      • TX
      • UT
      • VA
      • VT
      • WA
      • WI
      • WY

      By 2030, an estimated two-thirds of US net investable assets will be directed by women. Never have women possessed so much power to influence the shape of the future they want to have, and Jill is truly excited to provide women with the advice and advocacy they critically need. As a leader in the women’s wealth space, she is inspired to help women create more agency with their wealth.

      Jill joined UBS in 2021 with 18 years of experience in the financial services industry and a keen focus on helping her clients and their families achieve their financial goals. She is a frequent contributor to media outlets such as Fox Business News, Bloomberg, New York Times and at conferences including the United Nations, Women’s Investment Management Forum, Women’s Private Equity Summit, CT Community Foundation Women and Philanthropy. Prior to joining UBS, she was a Managing Director and Financial Advisor at Evercore Wealth Management, where she advised clients on lifestyle and retirement planning, pre-transaction planning, investments, wealth transfer and philanthropic giving, with a particular emphasis on supporting women investors through the firm’s Wise Women investor program.

      Professional experience
      – Managing Director, Financial Advisor, Evercore Wealth Management
      – Managing Director, Institutional Sales, Bear Stearns & Co.
      – Vice President, Institutional Equity Sales, Credit Lyonnais Securities
      – Investment Analyst, Iridian Asset Management
      – Investment Analyst, Red Coat Capital Management

      Life
      – Jill’s advocacy for women and their families extends beyond her work. She volunteers her time with IGNITE, a national movement of young women who are ready and eager to become the next generation of political leaders.
      – She is an Activator with Coralus, a global community of radically generous women working on the world’s to-do list.
      – On a local level, Jill is an advisor on the grant-making committee for the CT Community Foundation’s Women and Girls Fund. 

       

        Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures

        • Skidmore College, B.A., psychology
          600 Washington Blvd
          Stamford, CT 06901
        • Greg Merrill

          Greg Merrill, CEPA, CFP

          Account Vice President

          Private Wealth Advisor

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          • AZ
          • CA
          • CO
          • CT
          • DE
          • FL
          • GA
          • ID
          • IL
          • LA
          • MA
          • MD
          • ME
          • MI
          • MN
          • MO
          • NC
          • NH
          • NJ
          • NM
          • NV
          • NY
          • OH
          • PA
          • RI
          • SC
          • SD
          • TX
          • UT
          • VA
          • VT
          • WA
          • WY

          Joining UBS as an intern, Greg continued his career as a Wealth Planning Analyst for the New York Private Wealth Management Complex. Today as a partner of The Shantz Mantione Group, Greg embodies the concept of teamwork in every way. His early years as an elite-level hockey player taught him the importance of teamwork and collaboration in achieving greater goals. He and his team, clients’ CPAs, estate attorneys and other specialists work together toward their clients’ long-term financial well-being.

          Greg and his team have developed and utilize a disciplined discovery and planning process that helps identify what is most important to clients, their families and their businesses—helping them reach their goals. In doing so, he strives to “deliver the firm” and provides them with access to the full suite of global resources, opportunities and thought leadership of the world’s largest wealth manager.

          This experience of collaboratively working with entrepreneurs and business owners in addressing their unique needs before, during and after a transition has led Greg to become the founder and President of the Southeast Michigan Chapter of the Exit Planning Institute. This is a group of local advisors dedicated to changing the outcomes for middle market owners looking to grow, transition or exit their businesses*. Having grown up in Southeast Michigan allows Greg to actively be involved and contribute to the growth and expansion of an area he is passionate about.

          Life

          • Greg is actively involved in the hockey community. He is a member of the Young Professional Board for Ice Hockey in Harlem, NY.
          • He is an enthusiastic supporter of both his high school, Detroit Catholic Central High School, and college alumni organizations, where he participates in event planning and mentoring.
          • He enjoys playing paddle & golf at Brooklawn Country Club.
          • Greg and his wife, Tory, live in Fairfield, CT with their daughter, Amelia, and their chocolate lab, Lilly.

          *Source: Exit Planning Institute

            Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures

            • Saint Anselm College, B.A., financial economics
            • Private Wealth Advisor
            • CERTIFIED FINANCIAL PLANNER™
            • Certified Exit Planning Advisor
            600 Washington Blvd
            Stamford, CT 06901
          • Jill Orlando

            Jill Orlando

            Authorized Officer

            Senior Wealth Strategy Associate

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            • AZ
            • CA
            • CO
            • CT
            • DE
            • FL
            • GA
            • IA
            • IL
            • LA
            • MA
            • MD
            • ME
            • MI
            • MN
            • NC
            • NH
            • NJ
            • NM
            • NV
            • NY
            • OH
            • PA
            • RI
            • SC
            • SD
            • TN
            • TX
            • VA
            • VT
            • WY

            A Senior Wealth Strategy Associate for The Shantz Mantione Group, Jill’s passion and her focus are clients—how she can make their lives better and instill confidence about the future. She provides exceptional service, seamless account administration and reliable communication.

            “By addressing the issues that keep them up at night—especially preparing for the future—I can help make our clients’ lives easier.”

            Jill joined UBS in 2005, bringing more than 18 years of experience working with ultra high net worth individuals and their families. Answering inquiries, account operations, recordkeeping and problem-solving are all part of her day-to-day responsibilities. However, it’s building relationships, understanding clients’ wants and needs and helping them make better decisions that truly inspire Jill as she strives to be an indispensable resource to her clients and her team.

            Life
            – 
            Jill served an eight-year term as the board president and chair of the Pelham Art Center.
            – She enjoys spending time with family and friends.
            – Jill has a number of interests including cooking, yoga, reading and skiing.
            – She and her three children live in Pelham Manor, NY.

              Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures

              • Florida Atlantic University, international business
              • Series 7 and 63 securities licenses
              600 Washington Blvd
              Stamford, CT 06901
            • Sarah Petrone

              Sarah Petrone

              Team Administrator

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              • AZ
              • CA
              • CO
              • CT
              • DE
              • FL
              • GA
              • IA
              • ID
              • IL
              • LA
              • MA
              • MD
              • ME
              • MI
              • MN
              • MO
              • NC
              • NH
              • NJ
              • NM
              • NV
              • NY
              • OH
              • OR
              • PA
              • RI
              • SC
              • SD
              • TN
              • TX
              • UT
              • VA
              • VT
              • WA
              • WI
              • WY

              Having worked with high net worth clients her entire career, Sarah’s key responsibility is to help ensure that the client experience is the best it can be. She works with the client experience team to help develop and optimize processes so they can work efficiently and maintain the highest level of client satisfaction. She is proud to be a part of a team that consistently puts their clients’ best interests first.

              “I understand the unique needs of high net worth families and the high level of service that they require.”

              Previous experience
              – 11 years of financial services experience

              Life
              – Sarah enjoys baking, travelling, going to the beach and cycling.
              – She lives in Mamaroneck, NY with her husband and her son

                Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures

                • College of New Rochelle, B.A., psychology
                • Series 7, 31, 66 securities licenses
                600 Washington Blvd
                Stamford, CT 06901
              • Charles Dullea

                Charles Dullea, CFP

                Authorized Officer

                Senior Wealth Strategy Associate

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                • AZ
                • CA
                • CO
                • CT
                • DE
                • FL
                • GA
                • IA
                • ID
                • IL
                • LA
                • MA
                • MD
                • ME
                • MI
                • MN
                • MO
                • NC
                • NH
                • NJ
                • NM
                • NV
                • NY
                • OH
                • OR
                • PA
                • RI
                • SC
                • SD
                • TN
                • TX
                • UT
                • VA
                • VT
                • WA
                • WI
                • WY

                A CERTIFIED FINANCIAL PLANNER™, Charles works directly with successful clients and their families to create advanced long-term plans, with a particular focus on helping them build, manage and preserve their legacy. Nothing brings him greater satisfaction than knowing his work has helped his clients gain greater confidence about the future—for generations to come.

                “My reward comes from seeing the real difference that planning makes on our clients’ financial well-being—especially when that impact reaches across multiple generations.”

                Charles is a veteran of Private Wealth Management, which has deepened his understanding of the concerns and challenges that come with significant wealth, including tax-efficient portfolio structuring, cash flow and estate planning strategies. He is a compassionate listener, keen problem-solver and true relationship-builder.

                Life
                Charles, his wife, daughter and sons live in the village of East Williston on Long Island.
                – He is an active member of his high school St. Peter’s Prep in Jersey City, NJ and college alumni networks.

                  Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures

                  • Fairfield University, B.A., economics
                  • CERTIFIED FINANCIAL PLANNER™
                  600 Washington Blvd
                  Stamford, CT 06901
                • Elizabeth Mahr

                  Elizabeth Mahr

                  Client Associate

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                  • AZ
                  • CA
                  • CO
                  • CT
                  • DE
                  • FL
                  • GA
                  • IA
                  • ID
                  • IL
                  • LA
                  • MA
                  • MD
                  • ME
                  • MI
                  • MN
                  • MO
                  • NC
                  • NH
                  • NJ
                  • NM
                  • NV
                  • NY
                  • OH
                  • OR
                  • PA
                  • RI
                  • SC
                  • SD
                  • TN
                  • TX
                  • UT
                  • VA
                  • VT
                  • WA
                  • WI
                  • WY

                  Liz has extensive experience working with a diverse range of private and corporate clients. With a clear focus on serving the specific needs of each client, she handles a broad array of operational, account and administrative responsibilities. These include alternative investment and tax reporting, client margin and cash management review, disbursement processing, insurance maintenance, account opening and maintenance and trading.

                  “I enjoy forming a connection with our clients. The most beneficial relationships are built on rapport and trust.”

                  Previous experience
                  – 10 years of experience within the financial services industry
                  – Held CSA roles for retail brokers and a middle markets sales group
                  – Transitioned into Private Wealth Management as a Client Experience Associate with this team
                  – Liz’s stepfather was a branch manager for a regional broker/dealer and she began in the industry as an assistant in securities lending

                  Life
                   Lives in Westport, CT with her golden retriever, Phoebe
                  – Enjoys yoga, Duke basketball, and time spent with family and friends

                    Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures

                    • Duke University—The Fuqua School of Business, M.B.A.
                    • Hobart and William Smith Colleges, B.A.
                    • Series 7, 63 and 65 securities licenses
                    600 Washington Blvd
                    Stamford, CT 06901
                  • Nicole Murphy

                    Nicole Murphy, CFP

                    Senior Wealth Strategy Associate

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                    • AZ
                    • CA
                    • CO
                    • CT
                    • DE
                    • FL
                    • GA
                    • IA
                    • ID
                    • IL
                    • LA
                    • MA
                    • MD
                    • ME
                    • MI
                    • MN
                    • MO
                    • NC
                    • NH
                    • NJ
                    • NM
                    • NV
                    • NY
                    • OH
                    • OR
                    • PA
                    • RI
                    • SC
                    • SD
                    • TN
                    • TX
                    • UT
                    • VA
                    • VT
                    • WA
                    • WI
                    • WY

                    Nicole’s primary focus is supporting the team in creating highly tailored wealth management plans for clients. Dedicated to building strong, multigenerational relationships with clients, she taps the extensive global resources of UBS and the firm’s professional network of insurance, estate and tax specialists. In addition, Nicole helps monitors various client portfolios for risk fluctuations and reporting.

                     “I’ve grown up in team oriented environments and can translate what I have learned then to now and apply teamwork and communication, to support the diverse needs of our clients.”
                     
                    Previous experience
                    – Joined UBS in 2017

                    Life
                    – Currently lives in Stamford, CT
                    – Volunteers in community service events throughout the Stamford community
                    – Enjoys reading a good book at the beach and traveling
                    – A New York Giants football fan

                      Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures

                      • Fairfield University, B.S., finance and international business
                      • CERTIFIED FINANCIAL PLANNER™
                      • Series 7 and 66 securities licenses
                      600 Washington Blvd
                      Stamford, CT 06901
                    • Emily Kurczyk

                      Emily Maria Kurczyk

                      Client Associate

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                        Emily joined UBS as an intern, summer before her senior year. After graduation, she transitioned to Private Wealth Management as part of The Shantz Mantione Group.

                        Her primary focus is serving client's specific needs with operational and administrative responsibilities. These include disbursements, tax reporting, and account maintenance.

                        Emily is proud to be on a team that values communication and always has client's best interests in mind.

                        Life
                        – Currently lives in Norwalk, CT
                        – Enjoys the beach and traveling

                          Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures

                          • Fairfield University, B.S., finance
                            600 Washington Blvd
                            Stamford, CT 06901
                          • Kathleen McElaney

                            Kathleen McElaney

                            Client Associate

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                            • CT

                            Kathleen interned with the Shantz-Mantione Group during her Sophomore year of college in 2019 and after graduating in 2021, rejoined the team as a Wealth Strategy Associate. Her primary role is providing support to the team by assisting in the creation of wealth management plans. Kathleen also helps create reports for client portfolios on a quarterly basis.

                            Kathleen is excited to continue to grow her professional skills with a team prioritizes client interests and collaborates together to meet these interests.

                            Previous experience

                            • Interned with UBS in 2019

                            Education

                            • B.S., finance and economics, 2021, Fairfield University

                            Life

                            • Currently lives in New York City
                            • Enjoys trying new restaurants in NYC, traveling, and reading

                             

                              Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures

                                  600 Washington Blvd
                                  Stamford, CT 06901
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                                  Daniel Ingraldi

                                  Client Associate

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                                  • CT
                                  • NC
                                  • NY

                                    Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures

                                        600 Washington Blvd
                                        Stamford, CT 06901
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                                        James P. Shantz

                                        Senior Vice President–Wealth Management

                                        Financial Advisor

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                                        • CT

                                        Jim is the founder of the Shantz Mantione Group. He has devoted his career to creating a holistic wealth management platform that can help individuals and their families realize their goals. A veteran of six recessions and numerous market cycles during his 40 years in financial services, he is well-versed in counseling clients through stressful times. His special focus at this stage of his practice is relationship-building and working with other professional advisors to help ensure all the different parts of his clients’ wealth plans are working in tandem. Jim has earned a Series 7 securities license, Series 3 commodities license and insurance licenses.

                                        Jim holds a bachelor’s degree in marketing from Fordham University, where he also minored in economics and philosophy. Jim and his wife live in Ridgefield, Connecticut, and have three children and seven grandchildren.

                                          Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures

                                              600 Washington Blvd
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                                            The Shantz Mantione Group

                                            Relentless Pursuit

                                            The Shantz Mantione Group podcast series

                                            Driven to transform your financial life, our core values start with clients first and that is what this series is all about. We put you first as we deliver honest, fair and insightful financial solutions.

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