River Oaks Wealth Management Group
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Experience

Makes all the difference

Our team of professionals distinguishes itself with both financial experience and personal service. We strive to earn your loyalty through hard work, appropriate advice and a dedication to developing a long-term relationship.

Darrell S. Rosenthal, CIMA, CDFA

Senior Vice President–Wealth Management

Financial Advisor

Registered States:
  • AZ
  • CA
  • CO
  • FL
  • GA
  • KS
  • LA
  • MI
  • MT
  • NJ
  • NM
  • NV
  • NY
  • OR
  • PA
  • PR
  • SC
  • TN
  • TX
  • UT
  • VA
  • WA
  • WI

Darrell S. Rosenthal, CIMA, CDFA

4400 Post Oak Parkway
17th Floor
Houston, TX 77027

Email Me

Darrell S. Rosenthal, CIMA, CDFA

Senior Vice President–Wealth Management

Financial Advisor

Registered States:
  • AZ
  • CA
  • CO
  • FL
  • GA
  • KS
  • LA
  • MI
  • MT
  • NJ
  • NM
  • NV
  • NY
  • OR
  • PA
  • PR
  • SC
  • TN
  • TX
  • UT
  • VA
  • WA
  • WI
4400 Post Oak Parkway
17th Floor
Houston, TX 77027

Email Me

Heather Ringuet

Client Onboarding Specialist

Registered States:
  • TX

Heather Ringuet

Home Worker TX
Home Worker TX, TX 000

Email Me

Heather Ringuet

Client Onboarding Specialist

Registered States:
  • TX
Home Worker TX
Home Worker TX, TX 000

Email Me

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As a firm providing wealth management services to clients, UBS Financial Services Inc. offers investment advisory services in its capacity as an SEC-registered investment adviser and brokerage services in its capacity as an SEC-registered broker-dealer. Investment advisory services and brokerage services are separate and distinct, differ in material ways and are governed by different laws and separate arrangements. It is important that clients understand the ways in which we conduct business, that they carefully read the agreements and disclosures that we provide to them about the products or services we offer. A small number of our financial advisors are not permitted to offer advisory services to you, and can only work with you directly as UBS broker-dealer representatives. Your financial advisor will let you know if this is the case and, if you desire advisory services, will be happy to refer you to another financial advisor who can help you. Our agreements and disclosures will inform you about whether we and our financial advisors are acting in our capacity as an investment adviser or broker-dealer. For more information, please review the PDF document at ubs.com/relationshipsummary.

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Unless we separately agree in writing, we do not monitor your brokerage account, and you make the ultimate decision regarding the purchase or sale of investments. You can ask us to review your brokerage account and provide you with investment recommendations at any time.

Wealth Management and Private Wealth Management and UBS International are divisions of UBS Financial Services Inc., a subsidiary of UBS AG.  Private Wealth Management resources and services are provided by specially-accredited Financial Advisors within UBS Financial Services Inc. (including Private Wealth Advisors and International Private Wealth Advisors).

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