Experience

 Experienced financial planning for all the generations of your family

In his 35 years as a financial advisor, Jim has helped clients pursue their goals and face the future with confidence. Many of his relationships extend to the children and grandchildren of his original clients. Jim works every day for the betterment of others. He knows what a positive impact comprehensive wealth management can have on a family’s happiness and well-being.

Jim’s planning-based approach is personal and intimate. He is an attentive listener who takes the time to understand each client’s hopes and concerns. Jim offers advanced planning solutions and creates customized yet flexible financial plans with comprehensive investment strategies that can be adjusted as life and circumstances change.

Jim is committed to his clients and dedicated to service. He began his career at PaineWebber, a UBS predecessor firm, in 1985. His institutional knowledge enables him to leverage the full range of the firm’s specialists and resources on his clients’ behalf.

Credentials that build confidence

• Certified Financial Planner^TM (CFP^®)
• Certified Investment Management Analyst^® (CIMA^®)

Outside of UBS

Jim enjoys spending time outdoors with his wife Kathy. He is passionate about pursuing all types of physical fitness activities, including golf. In his down time, he loves learning new things by reading non-fiction books.

Kathryn joined UBS in 1998 as an Investment Associate. She holds the Certified Financial Planner designation. Kathryn specializes in advanced planning and investment management.  She and her husband, Jonas, have two sons; Jacob and Joshua.

Kim joined UBS in 2013 as a Senior Registered Client Service Associate.  Kim specializes in complex administrative matters for individuals, trusts and estates.  She and her husband, Matthew, have three children; Matthew, Tyler and Courtney.