Senior Vice President–Wealth Management
After 30 years, in the industry, Frank Lockwood has been through enough market downturns to know that client communication is the bedrock of his business.
As a Senior Vice President in Wealth Management, Frank focuses on ultra high-net worth families whose ultimate goal is capital preservation. He understands how hard these families have worked to obtain their wealth and success and so he works tirelessly to help them maintain that affluence for future generations.
Frank specializes in fixed income, portfolio construction and management that is done in tandem with sophisticated estate planning.
From tax-efficient municipal bond trades to alternative investments, he can expertly meet all his clients needs, thanks to his complete access to the firm’s top intellectual capital.
In addition, he is a member of the firm’s global investment banking team which allows him to create and implement complex investment banking strategies for the mid to large size companies his clients have created.
Frank has formed deep, personal relationships with the 100 households he manages and understands the multifaceted issues that affects their lives and financial decisions. He prides himself on his ability to articulate these complex issues in an approachable, unobtrusive way.
Frank holds the Series 3, 7, 63 and 65 securities licenses. He is also licensed in health, life, long-term care, variable annuity and variable life insurances.
When he is not in the office, he can be found fishing or doing charity work to support the humane treatment of animals.
Tracy’s unconventional career as a long-time business journalist and former anchor and reporter for FOX News and FOX Business Network serendipitously led her to her current role. The diversity of people she has met over the years has provided her with insight, experience and a true ability to translate complex concepts into straightforward advice. By helping her clients build a solid financial infrastructure, Tracy can help her clients pursue their goals and plan confidently for the future.
She enjoys spending time with her children who, to her, are the “coolest” kids out there.
Andrea is responsible for our team's client service and administrative functions. She has a genuine interest in cultivating relationships with our clients and provides excellent service. Prior to joining UBS, Andrea worked at Morgan Stanley for 14 years, and has over twenty two years of experience in the financial and banking industry.
Andrea loves to shop and travel in her spare time.
The credentials that help build confidence