A plan for today, tomorrow and generations to come

By understanding what’s most important to you, we can organize your financial life to help make sure your short-term needs don't cloud your long-term goals. We provide a structure so you clearly understand where your money is, and why. The plan we create together can help you stay focused at each stage of life, today, tomorrow and for future generations.

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Tradition, trust and time

The challenges women breadwinners face embracing their financial clout

In our latest Own your worth survey, we found that nearly one third of high-earning women in heterosexual couples are the primary breadwinner. Yet many remain less engaged than men breadwinners in financial decision-making. How can financial participation, planning and the support of financial professionals help correct this imbalance?

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Pursuing your goals together

Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.

Frank Lockwood

Senior Vice President–Wealth Management

Financial Advisor
View bio Industry recognition
- CA
- CO
- CT
- FL
- MA
- MN
- NC
- NH
- NJ
- NY
- OH
- OK
- OR
- PA
- SC
- TX
- VA
- VT
After 30 years, in the industry, Frank Lockwood has been through enough market downturns to know that client communication is the bedrock of his business.

As a Senior Vice President in Wealth Management, Frank focuses on ultra high-net worth families whose ultimate goal is capital preservation. He understands how hard these families have worked to obtain their wealth and success and so he works tirelessly to help them maintain that affluence for future generations.

Frank specializes in fixed income, portfolio construction and management that is done in tandem with sophisticated estate planning.

From tax-efficient municipal bond trades to alternative investments, he can expertly meet all his clients needs, thanks to his complete access to the firm’s top intellectual capital.

In addition, he is a member of the firm’s global investment banking team which allows him to create and implement complex investment banking strategies for the mid to large size companies his clients have created.

Frank has formed deep, personal relationships with the 100 households he manages and understands the multifaceted issues that affects their lives and financial decisions. He prides himself on his ability to articulate these complex issues in an approachable, unobtrusive way.

Frank holds the Series 3, 7, 63 and 65 securities licenses. He is also licensed in health, life, long-term care, variable annuity and variable life insurances.

When he is not in the office, he can be found fishing or doing charity work to support the humane treatment of animals.
- Barron's Top 1,200 Financial Advisors, 2024
  The Barron's rating is awarded annually in March and is based on information from the prior year Q3.
600 Washington Boulevard
Stamford, CT 06901
Tracy Byrnes, CDFA

Financial Advisor
View bio
- AZ
- CA
- CO
- CT
- FL
- IN
- MA
- ME
- MN
- NC
- NH
- NJ
- NY
- OH
- OK
- OR
- PA
- SC
- TX
- UT
- VA
- VT
Tracy’s unconventional career as a long-time business journalist and former anchor and reporter for FOX News and FOX Business Network serendipitously led her to her current role. The diversity of people she has met over the years has provided her with insight, experience and a true ability to translate complex concepts into straightforward advice. By helping her clients build a solid financial infrastructure, Tracy can help her clients pursue their goals and plan confidently for the future.

Experience
- Anchor, reporter, FOX News and FOX Business Network
- Chief Correspondent, TheStreet.com
- Senior Accountant, Ernst & Young, LLP
Credentials
- M.B.A., accounting, Rutgers University
- B.A., economics, Lehigh University
- CDFA®, Certified Divorce Financial Analyst
Life

She enjoys spending time with her children who, to her, are the “coolest” kids out there.
- Rutgers University, M.B.A.- Accounting
- Lehigh University, B.A. - Economics
- Certified Divorce Financial Analyst
600 Washington Blvd
Stamford, CT 06901
Andrea Anderson

Client Associate
View bio
- CA
- CO
- CT
- FL
- IN
- MA
- MN
- NC
- NH
- NJ
- NY
- OR
- PA
- TX
- VT
- WA
Andrea is responsible for our team's client service and administrative functions. She has a genuine interest in cultivating relationships with our clients and provides excellent service. Prior to joining UBS, Andrea worked at Morgan Stanley for 14 years, and has over twenty two years of experience in the financial and banking industry.

Andrea loves to shop and travel in her spare time.

The credentials that help build confidence
- Series 7 and 66 securities licenses
- B.A. degree in business administration from Concordia College
- Concordia College, B.A. - Business Administration
600 Washington Blvd
Stamford, CT 06901

Frank Lockwood

Senior Vice President–Wealth Management

Financial Advisor
View bio Industry recognition
- CA
- CO
- CT
- FL
- MA
- MN
- NC
- NH
- NJ
- NY
- OH
- OK
- OR
- PA
- SC
- TX
- VA
- VT
After 30 years, in the industry, Frank Lockwood has been through enough market downturns to know that client communication is the bedrock of his business.

As a Senior Vice President in Wealth Management, Frank focuses on ultra high-net worth families whose ultimate goal is capital preservation. He understands how hard these families have worked to obtain their wealth and success and so he works tirelessly to help them maintain that affluence for future generations.

Frank specializes in fixed income, portfolio construction and management that is done in tandem with sophisticated estate planning.

From tax-efficient municipal bond trades to alternative investments, he can expertly meet all his clients needs, thanks to his complete access to the firm’s top intellectual capital.

In addition, he is a member of the firm’s global investment banking team which allows him to create and implement complex investment banking strategies for the mid to large size companies his clients have created.

Frank has formed deep, personal relationships with the 100 households he manages and understands the multifaceted issues that affects their lives and financial decisions. He prides himself on his ability to articulate these complex issues in an approachable, unobtrusive way.

Frank holds the Series 3, 7, 63 and 65 securities licenses. He is also licensed in health, life, long-term care, variable annuity and variable life insurances.

When he is not in the office, he can be found fishing or doing charity work to support the humane treatment of animals.
- Barron's Top 1,200 Financial Advisors, 2024
  The Barron's rating is awarded annually in March and is based on information from the prior year Q3.
600 Washington Boulevard
Stamford, CT 06901
Tracy Byrnes, CDFA

Financial Advisor
View bio
- AZ
- CA
- CO
- CT
- FL
- IN
- MA
- ME
- MN
- NC
- NH
- NJ
- NY
- OH
- OK
- OR
- PA
- SC
- TX
- UT
- VA
- VT
Tracy’s unconventional career as a long-time business journalist and former anchor and reporter for FOX News and FOX Business Network serendipitously led her to her current role. The diversity of people she has met over the years has provided her with insight, experience and a true ability to translate complex concepts into straightforward advice. By helping her clients build a solid financial infrastructure, Tracy can help her clients pursue their goals and plan confidently for the future.

Experience
- Anchor, reporter, FOX News and FOX Business Network
- Chief Correspondent, TheStreet.com
- Senior Accountant, Ernst & Young, LLP
Credentials
- M.B.A., accounting, Rutgers University
- B.A., economics, Lehigh University
- CDFA®, Certified Divorce Financial Analyst
Life

She enjoys spending time with her children who, to her, are the “coolest” kids out there.
- Rutgers University, M.B.A.- Accounting
- Lehigh University, B.A. - Economics
- Certified Divorce Financial Analyst
600 Washington Blvd
Stamford, CT 06901
Andrea Anderson

Client Associate
View bio
- CA
- CO
- CT
- FL
- IN
- MA
- MN
- NC
- NH
- NJ
- NY
- OR
- PA
- TX
- VT
- WA
Andrea is responsible for our team's client service and administrative functions. She has a genuine interest in cultivating relationships with our clients and provides excellent service. Prior to joining UBS, Andrea worked at Morgan Stanley for 14 years, and has over twenty two years of experience in the financial and banking industry.

Andrea loves to shop and travel in her spare time.

The credentials that help build confidence
- Series 7 and 66 securities licenses
- B.A. degree in business administration from Concordia College
- Concordia College, B.A. - Business Administration
600 Washington Blvd
Stamford, CT 06901

Why does A.I. in space matter?

ElectionWatch: The race, world, and investments

UBS and Credit Suisse—stronger than ever

Our formal integration with Credit Suisse marks an unprecedented level of strength in our history—all in support of your financial goals. For more than 160 years, we’ve been tested and proven resilient—guiding our clients through a wide range of financial challenges and market opportunities. And we continue to demonstrate our leadership among the largest, and most respected, global banks.

Learn more

5 Things with Tracy Byrnes

5 Things with Tracy Byrnes is a fast, fun, informative way to educate female founders. Byrnes, a former FOX Business anchor/reporter, now is a financial advisor on a mission to empower, encourage and enlighten female entrepreneurs. Every episode will offer "5 things" to know about a particular subject, so come ready to laugh and learn as we cover it all - from getting loans to analyzing cash flow.

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Pursuing your goals together

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ElectionWatch: The race, world, and investments

UBS and Credit Suisse—stronger than ever

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