Experience

Institutional Consultant

Chappy has over 35 years of experience providing wealth management advice to high net worth clients and over 25 years providing consultative services to Religious, Non Profits and Corporate organizations. His areas of focus have centered around defined contribution plans as well as endowments and foundations. Chappy received his B.A. in Political Science in 1980 from the University of the South (Sewanee). He has earned the Certified Investment Management Analyst ® (CIMA®) designation from the Investments and Wealth Institute (formerly Investment Management Consultants Association) and Wharton School of Business. Additionally, he holds the series 31, 7, and 66 securities licenses. Chappy is a strong advocate for the special needs community and has the privilege to be associated with the Real Life Village project in Cleveland TN.

Private Wealth Advisor

Institutional Consultant

Aaron is an Institutional Consultant at UBS concentrating his efforts in the Foundation and Endowment space. He also holds the title of Private Wealth Advisor where he works with Family Offices throughout the U.S. Aaron holds the CIMA designation through the Investment and Wealth Institute and the Wharton School of Business at the University of Pennsylvania. He obtained a B.S. in Accounting from Emory and Henry College, and earned his M.B.A in Finance from the Whitman School of Management at Syracuse University.

Outside of the office, Aaron loves spending time with his family on their cattle farm in Virginia. He is also a guitar enthusiast and music aficionado. 

Caleb is a dedicated financial advisor with a passion for empowering individuals and families to achieve their financial goals. With 9 years of experience in the industry at 30 years old, he holds a Series 7, Series 66, and life and health certifications, demonstrating his commitment to providing comprehensive financial guidance. Currently pursuing further education online, Caleb believes in lifelong learning and strives to stay at the forefront of the financial industry.

As the oldest of five siblings, two of whom have special needs, Caleb has developed a profound empathy for the special needs community. This personal experience drives his desire to make a positive impact in the lives of others, especially those facing unique challenges. 

Caleb’s competitive spirit, cultivated through years of playing sports—including a year at the collegiate level—translates into his professional life, where he approaches each client relationship with determination and enthusiasm. He works alongside his father on their advisory and consulting team, cherishing the opportunity to learn from him while contributing to the family legacy in financial services.

With a genuine heart for service and a commitment to excellence, Caleb is dedicated to helping his clients navigate the complexities of financial planning, ensuring a brighter future for them and their loved ones.

Will began his career in financial services at UBS in 2014 as an Analyst in the Private Bank, before joining the Hollis Advisory & Consulting Group in 2018. A graduate of The University of Alabama, he holds Series 7 and 66 licenses and achieved a CERTIFIED FINANCIAL PLANNER™ designation in 2021. Will is passionate about building long-term client relationships through exceptional service and committed to helping clients achieve their unique goals by delivering tailored financial solutions.

Born and raised in Nashville, Will continues to call the city home with his wife, Storey. In his free time, he enjoys golfing, fly fishing, hunting, playing pickleball, and cheering on the Tennessee Titans and Alabama Athletics.

Authorized Officer

Wealth Management Associate

Barbara is originally from Indiana, but upon receiving a full music scholarship, moved to Memphis where she graduated from Memphis State University.  Her initial position in the financial industry was as a retirement specialist at J.C. Bradford's home office in Nashville, Tennessee.  After initially focusing on plan administration for corporate qualified retirement plans, Barbara eventually moved to marketing retirement plans to financial advisors.  After four years, she left the home office for a position in a branch office.  It was here that she discovered her true passion was to work directly with clients, becoming more involved on a personal level and to assist them in every aspect of their financial life.  

Barbara is licensed with series 7, 63, 65, as well as the Certified Retirement Planning Counselor designation.  She also spent 16 years as a coach for others in her position and was one among the first group at UBS to earn the designation of Wealth Management Associate; all in an attempt to better serve clients.  After 12 years with J.C. Bradford & Co and a 10 year period with Merrill Lynch, she moved to UBS Financial Services in 2008. 

When not in the office, Barbara and her husband, Scott enjoy spending time with their family which includes their dog, Gracey; older son, daughter-in-law and grandson: Zach, KristyAnn and Greyson; younger son, daughter-in-law and granddaughter: Austin, Mandy and Waverly.  Barbara and Scott are actively involved in their church.  She also enjoys cooking; baking and many different craft projects.