Experience

Dan serves as the chief investment officer for Gatestone Financial Partners. He began his financial services career at Merrill Lynch in 1981 and transitioned to a research associate role at Laidlaw Adams and Peck in 1983, covering the entertainment, toy and game industries. In 1984, he became a financial advisor and hedge fund sales specialist for Kidder, Peabody & Co., which was acquired by UBS in 2000.

Dan's more than 30 years of financial service experience, knowledge, and leadership have led to his consistently being ranked as one of UBS top advisors in equity portfolio management and has been the team's CIO for 25 years. Dan helped found the Institutional Equities Group at UBS, the first joint venture between the UBS Investment Bank and Wealth Management in 2003 to cover hedge funds and high net worth individuals. Dan earned his B.A. from Lafayette College. He served on the Committee on Investments for the Lafayette College Board of Trustees, is an active donor and former board member of the National Council for Adoption. Dan founded and served as the President of the Wilmington Fund VT, created to rebuild Wilmington after the destruction from Hurricane Irene.

Craig joined UBS Private Bank in 1999 working in New York, Zurich, and London. In 2001, he moved to the U.S. Wealth Management business and partnered with Dan Kilmurray to grow their advisory practice. Bringing a global perspective, Craig focuses on financial planning and wealth management, specializing in developing strategies to meet the needs of high net worth individuals. He is responsible for the implementation and review of capital allocation across our advisory business.

Craig is a member of the Financial Planning Association and has been a speaker on the topics of planning and investments at New York Chapter events. He is an adjunct faculty member at New York University. In 2013, Craig was named to REP.'s inaugural “Top 40 Wirehouse Advisors Under 40.” He holds a B.S. from Cornell University and a graduate certificate in financial planning from New York University. Craig founded and ran a mentoring program between Cornell University alumni and New York City public high school students and is an active supporter of NYC hunger-ending initiatives.

With more than 40 years in the financial services industry, Bill prides himself on finding out all he can about his clients, so he can create a full picture of their financial and life goals. By understanding his clients’ unique needs, he provides holistic wealth management that sets the course for achieving long-term success. Rooted in his deep knowledge of fixed income securities, Bill began his career in 1980 with Lebenthal and Co. Over the next 15 years, he transitioned to Salomon Brothers, Bear Stearns and First Boston. In 1995, Bill joined UBS predecessor firm PaineWebber. Throughout his career, he has been dedicated to protecting the financial well-being of his clients—primarily ultra-high net worth individuals and families—by focusing on providing comprehensive financial planning and investment management.

Having built his practice on a disciplined and well-defined wealth management process, Bill offers guidance that is based on in-depth conversations with his clients and a thorough understanding of their goals, challenges and comfort with risk. 

Bill earned his degree in economics from Trinity College in Hartford, CT. He has earned Series 3, 5, 7, 15, 63 and 65 securities licenses, as well as annuity and life insurance licenses. He and his wife of over 35 years have three grown children. 

John has over 30 years of experience in corporate executive services and developing wealth management strategies for high net worth clients going back to his joining Kidder Peabody & Co. which was acquired by UBS in 2000. He is passionate about the impact he has been able to have on clients and their families as he and his wife have three children and one grandchild.  John has a B.A. and M.A., both from Miami University.  He is an avid sailor and enjoys spending time out on the water.

As one of the top Financial Advisors in the Workplace Wealth Services (WWS) group at UBS, Anthony Rundella has significant experience in assisting corporate executives. He provides guidance on corporate equity plans, as well as specializing in 10b5-1 plans, 10b-18 corporate stock buybacks and Rule 144 sales. Anthony has direct responsibility for numerous Fortune 100 and Fortune 500 company plans. These corporate relationships come from a variety of different sectors including financials, media, retail, defense, healthcare and consumer goods. 

Anthony is an inaugural member of the UBS Corporate Advisory Board and the UBS Workplace Wealth Services Steering Committee which helps guide the strategic road map for the equity compensation business.  Anthony has participated in numerous panels for various aspects of equity compensation, including corporate partnerships and pre-IPO education.  He is a graduate of St. John's University.

Anthony is an active supporter of The Sunshine Kids, a non-profit organization dedicated to children with cancer and No Greater Sacrifice (NGS), providing scholarships and resources to the children of our nation's fallen and wounded Service members.

I am a seasoned 25 plus year veteran of the securities industry.  Having lived through several market cycles, bubbles, recessions and recoveries I have learned great respect for the importance of solid investment advice and risk tolerance.  I am a Senior Portfolio Manager in our Portfolio Management Program and also offer access to other wealth management strategies.

I attended Trinity Pawling High School in Pawling, New York and went on to earn a B.A. Degree with a major in Economics from Washington and Jefferson College in Pennsylvania.  I completed my formal education at Long Island University with an M.B.A. in finance.  After 2 years in the military I entered the securities industry and have been learning ever since.  My interests include golf, boats, cars and most spectator sports. 

Steve began his career in financial services at Fleet National Bank in 1981. Following business school, he joined the fixed income training program at Manufacturers Hanover Trust in 1986. Steve was hired by PaineWebber in 1992 as a regional institutional salesperson for the municipal bond department. In 2010, he joined our team, where he applies his extensive knowledge of municipal issuers and credit structures to advise clients in the management of municipal securities portfolios. Steve received his B.A. from College of the Holy Cross in 1981 and his M.B.A. from Columbia Business School in 1986.

Andy began his career with UBS in the summer of 2011 as a member of the Graduate Training Program. Most recently, he worked as a taxable and municipal bond specialist. Andy, who joined The KDR Group in 2014, leverages his diverse background to assist with our municipal bond portfolio management and the delivery of our wealth management services. He is a CERTIFIED FINANCIAL PLANNER™ as well as a Corporate Stock Benefit Consultant and specializes in customizing financial plans for individuals and their families. Andy received a B.A. from Yale University.

John has been with UBS since 2006 and provides clients with wealth management services, focusing on both financial and retirement planning. He is a Corporate Stock Benefit Consultant and works with clients to develop strategies to protect them from the risks associated with concentrated stock positions. He also has experience in assisting corporate executives with their equity awards, including stock options, restricted stock, and 10b5-1 plans. He earned his B.S. from Fairleigh Dickinson University.

Will serves his clients through all financial stages of life. He works with clients and their other professionals to develop, coordinate, and implement comprehensive strategies related to investment, insurance, retirement, tax, and estate planning. Will’s interest in investing and capital markets led him to the financial services industry, but his passion to help others in what matters most to them drove him to wealth management. 

Prior to joining Gatestone Financial Partners, Will worked on the UBS Fixed Income Sales & Trading desk. Will was a lead salesperson working with individuals, family offices, and middle market clients. He then worked as a senior credit research analyst on the capital markets desk to help manage fixed income portfolios. Will graduated from Connecticut College where he earned a B.A. in economics with a minor in history and was a 4-year member of the varsity ice hockey program. He is a CFA® Charterholder and a CERTIFIED FINANCIAL PLANNER™ professional.

I attended John Jay High School in Cross River, New York and continued on to receive my bachelors degree in Business Management from Moravian College.

I am FINRA-registered and hold Series 7 and 66 securities licenses. I joined UBS in January 2015 with a focus on financial planning and client relations.

My interests include golf, skiing, traveling, and being involved in my local community.

Joe is the head trader for our team. He spent a year at the investment banking firm, Hornblower & Weeks before joining the Financial Advisory Training program at UBS in 2000. From 2002 to 2005 Joe specialized in Sales & Trading for foreign banks and various hedge funds. He later joined Gatestone Financial Partners to support the trading of the team’s proprietary Equity Portfolios and managed execution for equity, debt, derivatives, foreign exchange and commodities. Currently, Joe oversees all transaction activities for our team. He received a B.S. from Arizona State University and he became a Certified Financial Planner® professional in 2023.

Amy is the team administrator for our wealth management services. In 1991, she joined Kidder, Peabody & Co., which was acquired by UBS in 2000. Amy formerly held positions with Merrill Lynch, Shearson Lehman and Prudential. She is responsible for taking care of clients’ day-to-day service needs and oversees client on boarding, administrative and processing functions. Amy received her B.A. from SUNY College at Oneonta.

Gwen is the team business manager for Gatestone Financial Partners. Prior to this role, she was team administrator specializing in Corporate Stock Benefit plans. She joined UBS in 2000 after working for Prudential. Gwen is responsible for taking care of our teams’ day-to-day service needs and overseeing administrative and processing functions. Gwen holds a B.A. from the University of Maryland.

Maureen began her career in financial services in 1991 with Smith Barney and joined UBS predecessor firm, PaineWebber, in 1994. 

Working primarily with affluent individuals and families, Maureen is dedicated to helping clients build more than a financial plan, but also a life plan focused on their individual goals and needs. Beyond investment management, Maureen understands that clients want superior service and holistic wealth management that is centered on their individual financial situation.

Cynthia is the Client Service Associate for our wealth management business. She joined UBS in 2012 as a branch service associate, working in the Operations Department. She transitioned from branch operations to a client facing role in April of 2015. She is responsible for taking care of clients' day-to-day service needs and oversees client on-boarding, administrative, and processing functions. Cynthia received her B.B.A. degree from Pace University.

Keyrn brings over two decades of invaluable experience to the financial services industry. His journey began in 1999 at TD Waterhouse, where he started as an account officer while completing his senior year of college at night.  After three years there, he moved to Merrill Lynch, where he worked in roles spanning Wealth Management and the Research Department, over an eight year period.  In 2010, Keyrn joined UBS, where he currently works as a trader for the team. In this role he collaborates closely with the head trader, overseeing the management of the team’s proprietary equity portfolios and executing transactions in equity, debt, derivatives and foreign exchange markets. 

Keyrn graduated with a B.A. in Psychology from Hunter College and is a Certified Financial Planner™ professional.  He holds the Series 7,9,10,31,63 and 65 securities licenses as well as the Life and Health insurance licenses.

Nica is a Client Service Associate for our wealth management business. She started as an intern at UBS while in college and ultimately took a fulltime position in 2017. Nica is responsible for taking care of clients' day-to-day service needs and oversees client on-boarding, administrative, and processing functions. She received her B.A. degree from Hunter College in New York City.

Will is a Client Service Associate for our wealth management business. Prior to joining our team, he worked in our Weehawken office as a KYC Analyst for 9 months and then as a Quality Control Analyst for over 2 years. Will is responsible for taking care of clients’ day-to-day service needs and oversees client on boarding, administrative and processing functions. Will graduated from Lehigh University with a B.S. in Finance. Will is FINRA-registered and holds Series 7 and 66 licenses.

Tom is the Client Service Associate for our wealth management business. He joined UBS in 2022 as a branch service associate, working in the Operations Department. He transitioned from branch operations to a client facing role in 2023. He is responsible for taking care of clients' day-to-day service needs and oversees client on-boarding, administrative, and processing functions. Tom graduated from Lehigh University with a B.S. in Finance

Edwin is the Client Service Associate for our corporate services. He joined UBS in 2008 as a branch service associate, working in the Operations Department. He transitioned from branch operations to a client facing role in 2023. Edwin is responsible for taking care of clients’ day-to-day service needs and oversees client on boarding, administrative and processing functions. Additionally, he is one of the specialists that works with our Corporate Stock Benefit plans.

Michele is the Client Service Associate for our corporate services. She joined UBS in 2002 after working for Universal Music Group as a manager of the production department. Michele is responsible for taking care of clients’ day-to-day service needs and oversees client on boarding, administrative and processing functions. Additionally, she is one of the specialists that works with our Corporate Stock Benefit plans.