6+ billion
Assets under management
At Gatestone Financial Partners, you and your best interests are at the center of everything we do. We built our team with purpose to combine diverse talents and capabilities, all with the commitment toward helping Gatestone clients pursue their most important goals. For more than 20 years, we have advised our clients through every type of investment environment, however challenging.
Advice across generations
Just as our clients and their families have multigenerational needs and goals, our team is multigenerational. With Gatestone, you and your family can be a client for life. Our comprehensive financial planning approach, decades of experience and access to global resources allow us to guide clients confidently along their unique paths forward.
As a team within the exclusive Private Wealth Management division at UBS, we connect you to the dynamic presence of one of the world‘s leading wealth managers. Private Wealth Advisors serve many of the firm‘s largest relationships, providing extensive reach and the distinct advantage of the firm‘s global perspective, insights and resources.
Align your life, goals and long-term strategy
Our planning process gives us a comprehensive and cohesive view of what you have and what you may need to pursue your goals. We believe that financial security and trust matter most to our clients. With a custom plan in place, you can be confident that we are focused on overseeing your integrated strategy so you can focus on other important personal and professional priorities.
Liquidity. Longevity. Legacy.
Our process begins with questions and discussions that help us focus on what’s really important to you. Then, we can help you organize your financial life into three key strategies: Liquidity—to help provide cash flow for short-term expenses, Longevity—for longer-term needs and Legacy—for needs that go beyond your own.
Liquidity: 0 – 3 years
Longevity: 4 years – lifetime
Legacy: Now – beyond your lifetime
Portfolio Management Program
With decades navigating the markets and extensive background covering institutional equity and fixed income investors, we offer timely and actionable insight to our clients. We view market opportunities, asset allocation and risk through this institutional investor lens.
The depth of our understanding and disciplined process enable us to manage portfolios during the most volatile periods. Guided by our experience, our investment approach is prudent and focused on managing risk. As seasoned portfolio managers within the UBS Portfolio Management Program, we personally create your customized portfolio on a discretionary basis. As markets constantly change, our daily monitoring and oversight help ensure we’ll make appropriate adjustments when needed.
Illustration source: Gerstein Fisher Research
The Portfolio Management Program (PMP) is a wrap-fee advisory program in which our Financial Advisors manage client accounts on a discretionary basis. PMP is designed for clients who: (i) want to delegate portfolio management discretion to their Financial Advisor; (ii) are looking to implement a medium- to long-term investment plan; and (iii) prefer the consistency of fee-based pricing.
PMP is not appropriate for clients who: (i) want to maintain trading control over their account; (ii) seek a short-term investment; (iii) want to maintain consistently high levels of cash or money market funds, or invest primarily in no-load mutual funds; (iv) want to maintain highly concentrated positions that will not be sold regardless of market conditions; or (v) who anticipate significant withdrawals from the account.
Solutions for companies, employees and the executives who manage them
Beyond the relationships we have with individuals and families, our team is also experienced in providing corporate services to businesses, their employees and executive team.
For company benefits plans, streamlined administration is key. We can work with you and your employees to keep up with changing regulations, stay on top of requirements and ensure your equity awards are attracting and retaining top talent. With complicated equity award packages—as well as potentially complex tax consequences—executives need specific advice. As members of the UBS Equity Plan Advisory Services business, we help manage the complexities of equity compensation plan administration as well.
One firm. A world of opportunity.
As a UBS Private Wealth team, we have access to specialists and resources across all of UBS—locally and globally. From capital markets research, investment and private planning to highly bespoke solutions for family offices, we’re focused on providing you with clarity and intelligent perspective to make well-informed decisions about your business, your family and your future.
Advanced planning. Given the complexity of their wealth, our clients require thoughtfully customized approaches to addressing their objectives. Together with our Advanced Planning specialists, we’ll evaluate your unique needs, from the basics of creating a will to the tax, liquidity and wealth transfer considerations that factor into your long-term planning strategy. We can work with your legal and tax advisors to help ensure our advice is aligned.
Strategic philanthropy. For our clients seeking to give back, we can work with a dedicated team of philanthropy experts to address your current charitable goals and design a strategy for creating real impact in the world. We also engage other family members to provide education on philanthropy and participation strategies for the next generation. Should you need to offset tax liabilities from large liquidity events, we can recommend tax-efficient solutions such as private foundations and donor-advised funds.
The UBS Boutique Investment Banking Network. This select group of experienced investment banks focuses primarily on middle-market M&A and capital-raising services for family-owned and entrepreneur-led businesses.
Industry-leading wealth management research. By drawing upon our investment analysis and the global body of thought leadership and market insight of our Chief Investment Office (CIO), we help ensure our clients are receiving the firm’s best strategic and tactical allocation guidance.
Family Office Solutions Group. Because we understand the dynamics of families and their wealth transfer concerns, we can help you build a thoughtful wealth transition plan for future generations. Through our collaboration with the Family Office Solutions Group and more than 20 subject matter experts, we bring you the best of UBS insight and expertise to help you explore unique opportunities available to ultra high net worth families just like yours. We believe there’s no better platform for us to curate advice specifically for your complex needs across generations, including:
Daniel Kilmurray and Craig Dunton are among a select group of Private Wealth Advisors who have earned the UBS business designation of Family Office Consultant (FOC). They have undergone rigorous training to strengthen their knowledge and proficiency to help manage the investment, business, passion and legacy needs of sophisticated, ultra high net worth (UHNW) clients and their families. As Private Wealth Advisors and FOCs, they understand the complexities of intergenerational wealth and the challenges facing their clients. Working together, they align their specific needs to the full suite of UBS capabilities and help them pursue their most important goals.
Managing Director–Wealth Management
Financial Advisor
UBS Financial Services Inc.
Private Wealth Management
212-713-9449
Dan serves as the chief investment officer for Gatestone Financial Partners. He began his financial services career at Merrill Lynch in 1981 and transitioned to a research associate role at Laidlaw Adams and Peck in 1983, covering the entertainment, toy and game industries. In 1984, he became a financial advisor and hedge fund specialist for Kidder, Peabody & Co., which was acquired by UBS in 2000.
Dan's more than 30 years of financial service experience, knowledge, and leadership have led to his consistently being ranked as one of UBS top advisors. Dan earned his B.A. from Lafayette College. He serves on the Committee on Investments for the Lafayette College Board of Trustees, is an active donor and former board member of the National Council for Adoption, and serves as the President of the Wilmington Fund VT.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures
Managing Director–Wealth Management
Financial Advisor
UBS Financial Services Inc.
Private Wealth Management
212-713-9445
Craig joined UBS Private Bank in 1999 working in New York, Zurich, and London. In 2001, he moved to the U.S. Wealth Management business and partnered with Dan Kilmurray to grow their advisory practice. Bringing a global perspective, Craig focuses on financial planning and wealth management, specializing in developing strategies to meet the needs of high net worth individuals. He is responsible for the implementation and review of capital allocation across our advisory business.
Craig is a member of the Financial Planning Association and has been a speaker on the topics of planning and investments at New York Chapter events. He is an adjunct faculty member at New York University. In 2013, Craig was named to REP.'s inaugural “Top 40 Wirehouse Advisors Under 40.” He holds a B.S. from Cornell University and a graduate certificate in financial planning from New York University. Craig founded and ran a mentoring program between Cornell University alumni and New York City public high school students and is an active supporter of NYC hunger-ending initiatives.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures
Managing Director–Wealth Management
Financial Advisor
UBS Financial Services Inc.
Private Wealth Management
212-713-2271
With more than 35 years in the financial services industry, Bill prides himself on finding out all he can about his clients, so he can create a full picture of their financial and life goals. By understanding his clients’ unique needs, he provides holistic wealth management that sets the course for achieving long-term success. Rooted in his deep knowledge of fixed income securities, Bill began his career in 1980 with Lebenthal and Co. Over the next 15 years, he transitioned to Salomon Brothers, Bear Stearns and First Boston. In 1995, Bill joined UBS predecessor firm PaineWebber. Throughout his career, he has been dedicated to protecting the financial well-being of his clients—primarily ultra-high net worth individuals and families—by focusing on providing comprehensive financial planning and investment management.
Having built his practice on a disciplined and well-defined wealth management process, Bill offers guidance that is based on in-depth conversations with his clients and a thorough understanding of their goals, challenges and comfort with risk.
Bill earned his degree in economics from Trinity College in Hartford, CT. He has earned Series 3, 5, 7, 15, 63 and 65 securities licenses, as well as annuity and life insurance licenses. He and his wife of over 30 years have three grown children. Outside of work, Bill enjoys tennis, golf, squash, skiing, fishing and his latest passion, participating in triathlons.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures
Senior Vice President–Wealth Management
Financial Advisor
UBS Financial Services Inc.
Private Wealth Management
212-649-8048
John has over 30 years of experience in corporate executive services and developing wealth management strategies for high net worth clients going back to his joining Kidder Peabody & Co. which was acquired by UBS in 2000. He is passionate about the impact he has been able to have on clients and their families as he and his wife have three children and one grandchild. John has a B.A. and M.A., both from Miami University. He is an avid sailor and enjoys spending time out on the water.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures
Senior Vice President–Wealth Management
Financial Advisor
UBS Financial Services Inc.
Private Wealth Management
212-713-4466
As one of the top Financial Advisors in the Workplace Wealth Services (WWS) group at UBS, Anthony Rundella has significant experience in assisting corporate executives. He provides guidance on corporate equity plans, as well as specializing in 10b5-1 plans, 10b-18 corporate stock buybacks and Rule 144 sales. Anthony has direct responsibility for numerous Fortune 100 and Fortune 500 company plans. These corporate relationships come from a variety of different sectors including financials, media, retail, defense, healthcare and consumer goods.
Anthony is an inaugural member of the UBS Corporate Advisory Board and the UBS Workplace Wealth Services Steering Committee which helps guide the strategic road map for the equity compensation business. Anthony has participated in numerous panels for various aspects of equity compensation, including corporate partnerships and pre-IPO education. He is a graduate of St. John's University.
Anthony is an active supporter of The Sunshine Kids, a non-profit organization dedicated to children with cancer and No Greater Sacrifice (NGS), providing scholarships and resources to the children of our nation's fallen and wounded Service members.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures
Senior Vice President–Wealth Management
Financial Advisor
UBS Financial Services Inc.
Private Wealth Management
212-309-3136
I am a seasoned 25 plus year veteran of the securities industry. Having lived through several market cycles, bubbles, recessions and recoveries I have learned great respect for the importance of solid investment advice and risk tolerance. I am a Senior Portfolio Manager in our Portfolio Management Program and also offer access to other wealth management strategies.
I attended Trinity Pawling High School in Pawling, New York and went on to earn a B.A. Degree with a major in Economics from Washington and Jefferson College in Pennsylvania. I completed my formal education at Long Island University with an M.B.A. in finance. After 2 years in the military I entered the securities industry and have been learning ever since. My interests include golf, boats, cars and most spectator sports.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures
Senior Vice President–Wealth Management
Financial Advisor
UBS Financial Services Inc.
Private Wealth Management
212-713-4622
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures
Senior Vice President–Wealth Management
Financial Advisor
UBS Financial Services Inc.
Private Wealth Management
212-713-9417
Andy began his career with UBS in the summer of 2011 as a member of the Graduate Training Program. Most recently, he worked as a taxable and municipal bond specialist. Andy, who joined The KDR Group in 2014, leverages his diverse background to assist with our municipal bond portfolio management and the delivery of our wealth management services. He is a CERTIFIED FINANCIAL PLANNER™ as well as a Corporate Stock Benefit Consultant and specializes in customizing financial plans for individuals and their families. Andy received a B.A. from Yale University.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures
Vice President–Wealth Management
Financial Advisor
UBS Financial Services Inc.
Private Wealth Management
212-713-3622
John has been with UBS since 2006 and provides clients with wealth management services, focusing on both financial and retirement planning. He is a Corporate Stock Benefit Consultant and works with clients to develop strategies to protect them from the risks associated with concentrated stock positions. He also has experience in assisting corporate executives with their equity awards, including stock options, restricted stock, and 10b5-1 plans. He earned his B.S. from Fairleigh Dickinson University.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures
Director
Financial Advisor Associate
UBS Financial Services Inc.
Private Wealth Management
212-713-2729
Will serves his clients through all financial stages of life. He works with clients and their other professionals to develop, coordinate, and implement comprehensive strategies related to investment, insurance, retirement, tax, and estate planning. Will’s interest in investing and capital markets led him to the financial services industry, but his passion to help others in what matters most to them drove him to wealth management.
Prior to joining Gatestone Financial Partners, Will worked on the UBS Fixed Income Sales & Trading desk. Will was a lead salesperson working with individuals, family offices, and middle market clients. He then worked as a senior credit research analyst on the capital markets desk to help manage fixed income portfolios. Will graduated from Connecticut College where he earned a B.A. in economics with a minor in history and was a 4-year member of the varsity ice hockey program. He is a CFA® Charterholder and a CERTIFIED FINANCIAL PLANNER™ professional.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures
Vice President–Wealth Management
Financial Advisor
UBS Financial Services Inc.
Private Wealth Management
212-309-3271
I attended John Jay High School in Cross River, New York and continued on to receive my bachelors degree in Business Management from Moravian College.
I am FINRA-registered and hold Series 7 and 66 securities licenses as well as licenses for life, accident and health insurance. I joined UBS in January 2015 with a focus on financial planning and client relations.
My interests include golf, skiing, traveling, and being involved in my local community.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures
Investment Associate
UBS Financial Services Inc.
Private Wealth Management
212-713-9426
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures
Team Administrator
UBS Financial Services Inc.
Private Wealth Management
212-713-9438
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures
Team Administrator
UBS Financial Services Inc.
Private Wealth Management
212-713-9416
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures
Senior Wealth Strategy Associate
UBS Financial Services Inc.
Private Wealth Management
212-713-2719
Maureen began her career in financial services in 1991 with Smith Barney and joined UBS predecessor firm, PaineWebber, in 1994. Maureen and Bill have worked together since 1998.
Working primarily with affluent individuals and families, Maureen is dedicated to helping clients build more than a financial plan, but also a life plan focused on their individual goals and needs. Beyond investment management, Maureen understands that clients want superior service and holistic wealth management that is centered on their individual financial situation.
Maureen grew up on Long Island, and after living in New York City and Hoboken for over 20 years, she now resides in Babylon, NY. She studied accounting at the New York Institute of Technology and has earned Series 3, 7, 63 and 66 securities licenses, as well as annuity and life insurance licenses. Outside of work, Maureen enjoys skiing, hiking, traveling and spending quality time with her family, friends and chocolate lab, Luna.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures
Client Associate
UBS Financial Services Inc.
Private Wealth Management
212-713-9787
Cynthia is the Client Service Associate for our wealth management business. She joined UBS in 2012 as a branch service associate, working in the Operations Department. She transitioned from branch operations to a client facing role in April of 2015. She is responsible for taking care of clients' day-to-day service needs and oversees client on-boarding, administrative, and processing functions. Cynthia received her B.B.A. degree from Pace University.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures
Senior Wealth Strategy Associate
UBS Financial Services Inc.
Private Wealth Management
212-309-3234
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures
Client Associate
UBS Financial Services Inc.
Private Wealth Management
212-649-8226
Nica is a Client Service Associate for our wealth management business. She started as an intern at UBS while in college and ultimately took a fulltime position in 2017. Nica is responsible for taking care of clients' day-to-day service needs and oversees client on-boarding, administrative, and processing functions. She received her B.A. degree from Hunter College in New York City.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures
Team Administrator
UBS Financial Services Inc.
Private Wealth Management
212-713-9226
Prior to joining our team, Adam worked as a client associate in our 200 Park Avenue office for 15 months where he obtained his Series 7 & 66 licenses and became registered. Before that, he worked in the Service Group for 6 months – primarily in tax reporting and account opening and maintenance. Adam graduated from Seton Hall University in 2016 with a B.S. in Economics and Finance. Adam lives in Brooklyn and enjoys attending sporting events and concerts in his spare time.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures
Client Associate
UBS Financial Services Inc.
Private Wealth Management
212-713-4988
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures
Client Associate
UBS Financial Services Inc.
Private Wealth Management
212-713-2730
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures
Managing Director–Wealth Management
Financial Advisor
UBS Financial Services Inc.
Private Wealth Management
212-713-9449
Dan serves as the chief investment officer for Gatestone Financial Partners. He began his financial services career at Merrill Lynch in 1981 and transitioned to a research associate role at Laidlaw Adams and Peck in 1983, covering the entertainment, toy and game industries. In 1984, he became a financial advisor and hedge fund specialist for Kidder, Peabody & Co., which was acquired by UBS in 2000.
Dan's more than 30 years of financial service experience, knowledge, and leadership have led to his consistently being ranked as one of UBS top advisors. Dan earned his B.A. from Lafayette College. He serves on the Committee on Investments for the Lafayette College Board of Trustees, is an active donor and former board member of the National Council for Adoption, and serves as the President of the Wilmington Fund VT.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures
Managing Director–Wealth Management
Financial Advisor
UBS Financial Services Inc.
Private Wealth Management
212-713-9445
Craig joined UBS Private Bank in 1999 working in New York, Zurich, and London. In 2001, he moved to the U.S. Wealth Management business and partnered with Dan Kilmurray to grow their advisory practice. Bringing a global perspective, Craig focuses on financial planning and wealth management, specializing in developing strategies to meet the needs of high net worth individuals. He is responsible for the implementation and review of capital allocation across our advisory business.
Craig is a member of the Financial Planning Association and has been a speaker on the topics of planning and investments at New York Chapter events. He is an adjunct faculty member at New York University. In 2013, Craig was named to REP.'s inaugural “Top 40 Wirehouse Advisors Under 40.” He holds a B.S. from Cornell University and a graduate certificate in financial planning from New York University. Craig founded and ran a mentoring program between Cornell University alumni and New York City public high school students and is an active supporter of NYC hunger-ending initiatives.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures
Managing Director–Wealth Management
Financial Advisor
UBS Financial Services Inc.
Private Wealth Management
212-713-2271
With more than 35 years in the financial services industry, Bill prides himself on finding out all he can about his clients, so he can create a full picture of their financial and life goals. By understanding his clients’ unique needs, he provides holistic wealth management that sets the course for achieving long-term success. Rooted in his deep knowledge of fixed income securities, Bill began his career in 1980 with Lebenthal and Co. Over the next 15 years, he transitioned to Salomon Brothers, Bear Stearns and First Boston. In 1995, Bill joined UBS predecessor firm PaineWebber. Throughout his career, he has been dedicated to protecting the financial well-being of his clients—primarily ultra-high net worth individuals and families—by focusing on providing comprehensive financial planning and investment management.
Having built his practice on a disciplined and well-defined wealth management process, Bill offers guidance that is based on in-depth conversations with his clients and a thorough understanding of their goals, challenges and comfort with risk.
Bill earned his degree in economics from Trinity College in Hartford, CT. He has earned Series 3, 5, 7, 15, 63 and 65 securities licenses, as well as annuity and life insurance licenses. He and his wife of over 30 years have three grown children. Outside of work, Bill enjoys tennis, golf, squash, skiing, fishing and his latest passion, participating in triathlons.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures
Senior Vice President–Wealth Management
Financial Advisor
UBS Financial Services Inc.
Private Wealth Management
212-649-8048
John has over 30 years of experience in corporate executive services and developing wealth management strategies for high net worth clients going back to his joining Kidder Peabody & Co. which was acquired by UBS in 2000. He is passionate about the impact he has been able to have on clients and their families as he and his wife have three children and one grandchild. John has a B.A. and M.A., both from Miami University. He is an avid sailor and enjoys spending time out on the water.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures
Senior Vice President–Wealth Management
Financial Advisor
UBS Financial Services Inc.
Private Wealth Management
212-713-4466
As one of the top Financial Advisors in the Workplace Wealth Services (WWS) group at UBS, Anthony Rundella has significant experience in assisting corporate executives. He provides guidance on corporate equity plans, as well as specializing in 10b5-1 plans, 10b-18 corporate stock buybacks and Rule 144 sales. Anthony has direct responsibility for numerous Fortune 100 and Fortune 500 company plans. These corporate relationships come from a variety of different sectors including financials, media, retail, defense, healthcare and consumer goods.
Anthony is an inaugural member of the UBS Corporate Advisory Board and the UBS Workplace Wealth Services Steering Committee which helps guide the strategic road map for the equity compensation business. Anthony has participated in numerous panels for various aspects of equity compensation, including corporate partnerships and pre-IPO education. He is a graduate of St. John's University.
Anthony is an active supporter of The Sunshine Kids, a non-profit organization dedicated to children with cancer and No Greater Sacrifice (NGS), providing scholarships and resources to the children of our nation's fallen and wounded Service members.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures
Senior Vice President–Wealth Management
Financial Advisor
UBS Financial Services Inc.
Private Wealth Management
212-309-3136
I am a seasoned 25 plus year veteran of the securities industry. Having lived through several market cycles, bubbles, recessions and recoveries I have learned great respect for the importance of solid investment advice and risk tolerance. I am a Senior Portfolio Manager in our Portfolio Management Program and also offer access to other wealth management strategies.
I attended Trinity Pawling High School in Pawling, New York and went on to earn a B.A. Degree with a major in Economics from Washington and Jefferson College in Pennsylvania. I completed my formal education at Long Island University with an M.B.A. in finance. After 2 years in the military I entered the securities industry and have been learning ever since. My interests include golf, boats, cars and most spectator sports.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures
Senior Vice President–Wealth Management
Financial Advisor
UBS Financial Services Inc.
Private Wealth Management
212-713-4622
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures
Senior Vice President–Wealth Management
Financial Advisor
UBS Financial Services Inc.
Private Wealth Management
212-713-9417
Andy began his career with UBS in the summer of 2011 as a member of the Graduate Training Program. Most recently, he worked as a taxable and municipal bond specialist. Andy, who joined The KDR Group in 2014, leverages his diverse background to assist with our municipal bond portfolio management and the delivery of our wealth management services. He is a CERTIFIED FINANCIAL PLANNER™ as well as a Corporate Stock Benefit Consultant and specializes in customizing financial plans for individuals and their families. Andy received a B.A. from Yale University.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures
Vice President–Wealth Management
Financial Advisor
UBS Financial Services Inc.
Private Wealth Management
212-713-3622
John has been with UBS since 2006 and provides clients with wealth management services, focusing on both financial and retirement planning. He is a Corporate Stock Benefit Consultant and works with clients to develop strategies to protect them from the risks associated with concentrated stock positions. He also has experience in assisting corporate executives with their equity awards, including stock options, restricted stock, and 10b5-1 plans. He earned his B.S. from Fairleigh Dickinson University.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures
Director
Financial Advisor Associate
UBS Financial Services Inc.
Private Wealth Management
212-713-2729
Will serves his clients through all financial stages of life. He works with clients and their other professionals to develop, coordinate, and implement comprehensive strategies related to investment, insurance, retirement, tax, and estate planning. Will’s interest in investing and capital markets led him to the financial services industry, but his passion to help others in what matters most to them drove him to wealth management.
Prior to joining Gatestone Financial Partners, Will worked on the UBS Fixed Income Sales & Trading desk. Will was a lead salesperson working with individuals, family offices, and middle market clients. He then worked as a senior credit research analyst on the capital markets desk to help manage fixed income portfolios. Will graduated from Connecticut College where he earned a B.A. in economics with a minor in history and was a 4-year member of the varsity ice hockey program. He is a CFA® Charterholder and a CERTIFIED FINANCIAL PLANNER™ professional.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures
Vice President–Wealth Management
Financial Advisor
UBS Financial Services Inc.
Private Wealth Management
212-309-3271
I attended John Jay High School in Cross River, New York and continued on to receive my bachelors degree in Business Management from Moravian College.
I am FINRA-registered and hold Series 7 and 66 securities licenses as well as licenses for life, accident and health insurance. I joined UBS in January 2015 with a focus on financial planning and client relations.
My interests include golf, skiing, traveling, and being involved in my local community.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures
Investment Associate
UBS Financial Services Inc.
Private Wealth Management
212-713-9426
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures
Team Administrator
UBS Financial Services Inc.
Private Wealth Management
212-713-9438
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures
Team Administrator
UBS Financial Services Inc.
Private Wealth Management
212-713-9416
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures
Senior Wealth Strategy Associate
UBS Financial Services Inc.
Private Wealth Management
212-713-2719
Maureen began her career in financial services in 1991 with Smith Barney and joined UBS predecessor firm, PaineWebber, in 1994. Maureen and Bill have worked together since 1998.
Working primarily with affluent individuals and families, Maureen is dedicated to helping clients build more than a financial plan, but also a life plan focused on their individual goals and needs. Beyond investment management, Maureen understands that clients want superior service and holistic wealth management that is centered on their individual financial situation.
Maureen grew up on Long Island, and after living in New York City and Hoboken for over 20 years, she now resides in Babylon, NY. She studied accounting at the New York Institute of Technology and has earned Series 3, 7, 63 and 66 securities licenses, as well as annuity and life insurance licenses. Outside of work, Maureen enjoys skiing, hiking, traveling and spending quality time with her family, friends and chocolate lab, Luna.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures
Client Associate
UBS Financial Services Inc.
Private Wealth Management
212-713-9787
Cynthia is the Client Service Associate for our wealth management business. She joined UBS in 2012 as a branch service associate, working in the Operations Department. She transitioned from branch operations to a client facing role in April of 2015. She is responsible for taking care of clients' day-to-day service needs and oversees client on-boarding, administrative, and processing functions. Cynthia received her B.B.A. degree from Pace University.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures
Senior Wealth Strategy Associate
UBS Financial Services Inc.
Private Wealth Management
212-309-3234
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures
Client Associate
UBS Financial Services Inc.
Private Wealth Management
212-649-8226
Nica is a Client Service Associate for our wealth management business. She started as an intern at UBS while in college and ultimately took a fulltime position in 2017. Nica is responsible for taking care of clients' day-to-day service needs and oversees client on-boarding, administrative, and processing functions. She received her B.A. degree from Hunter College in New York City.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures
Team Administrator
UBS Financial Services Inc.
Private Wealth Management
212-713-9226
Prior to joining our team, Adam worked as a client associate in our 200 Park Avenue office for 15 months where he obtained his Series 7 & 66 licenses and became registered. Before that, he worked in the Service Group for 6 months – primarily in tax reporting and account opening and maintenance. Adam graduated from Seton Hall University in 2016 with a B.S. in Economics and Finance. Adam lives in Brooklyn and enjoys attending sporting events and concerts in his spare time.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures
Client Associate
UBS Financial Services Inc.
Private Wealth Management
212-713-4988
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures
Client Associate
UBS Financial Services Inc.
Private Wealth Management
212-713-2730
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures
6+ billion
Assets under management
20 person
seasoned team
150+
Collective years of experience
$3.9 trillion
In invested assets globally
As of 12/31/2022
51 countries
Our global footprint
Global leader
UBS is a world-leading wealth manager
For needs that go beyond your own—to help you improve the lives of others
What will your legacy be?
It’s never too early to plan ahead. A Legacy strategy can help you gain more control over your financial future and what you leave behind, so you can move forward with confidence.
Learn more at ubs.com/wealthway.
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