Let's move forward. Together.

Engel Team

Our clients know that we put their best interests first at all times. As your financial advocates, we ask the critical questions to learn all about you, your family, priorities and concerns. At the end of the day, we understand that earning your confidence and trust requires integrity, prudence and accessibility.

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Pursuing your goals together

Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.

  • Rodney L. Engel Profile Picture

    Rod Engel

    Senior Vice President–Wealth Management

    Financial Advisor

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    • AL
    • AR
    • AZ
    • CA
    • CO
    • FL
    • GA
    • HI
    • ID
    • IN
    • KY
    • MD
    • NC
    • NE
    • NJ
    • NM
    • NV
    • NY
    • OR
    • PA
    • SC
    • SD
    • TN
    • TX
    • UT
    • WA
    • WI

    Rod has spent over 27 years in the financial services industry. He started his career with Morgan Stanley Dean Witter in the Whitter, CA office and moved to UBS in 2008. He is a California native and graduated from California State University Fullerton in 1988. Rod's goal is for his team of professionals to become your primary source of financial advice and personal service. He is dedicated to developing a long term relationship with his clients and is confident that the strength, stability, and resources of UBS - delivered through his team - make this a great place for you to feel confident about your money and financial future. Rod has been married to his wife Stephanie for 34 years and they have three children and 3 grandchildren. Rod enjoys spending family time at the beach and cheering on the Anaheim Angels. Rod holds the Series 7, 31, 63, and 65 licenses.

      • California State University Fullerton
        135 S. State College Blvd
        Suite 650
        Brea, CA 92821
        Rod Engel
        135 S. State College Blvd,Brea,CA,92821
      • Veronica Aquino Profile Picture

        Veronica Aquino

        Client Associate

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          Veronica has been in the financial services industry for the last 18 years and has been a Client Service Associate at UBS financial Services Inc. for the last 12 years. She takes pride in developing relationships and providing a high level of customer service to clients. Over the years hundreds of retirees have relied on Veronica to help them with the rollover process, setting up monthly withdrawals, etc. Veronica is a mother of two sons, Jaden and Ethan. She loves spending quality family time with them and is actively involved in volunteering with their sport programs.

                135 S. State College Blvd
                Suite 650
                Brea, CA 92821
                Veronica Aquino
                135 S. State College Blvd,Brea,CA,92821
              • Shawna Gwin

                Shawna Gwin

                Authorized Officer

                Senior Client Associate

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                • CA

                A Southern California native, Shawna has her Bachelor's degree from Cal State University Fullerton. She has 20 years of industry experience, all the while working for UBS Financial Services Inc, earning her the rank of Senior Registered Client Service Associate. Shawna is Series 7, 66, 9 and 10 licensed. Gardening, Hiking, a fondness for all things outdoors and family trips to the Colorado River with her husband and daughter, all help balance out her professional life.

                      135 S. State College Blvd
                      Suite 650
                      Brea, CA 92821
                      Shawna Gwin
                      135 S. State College Blvd,Brea,CA,92821

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                    UBS and Credit Suisse—stronger than ever

                    Global Wealth Report 2024

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                    Now in its 15th edition, the Global Wealth Report 2024 offers you leading insights into household wealth and prosperity across the world. In the US, average wealth growth has spiked from 3.7% between 2000 and 2010 to nearly 6.3% between 2010 and 2023.

                    Gain additional insights into the trends shaping wealth in the US and around the world.

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