Experience

Cliff has more than 35 years of experience serving the investment needs of his clients and their families.  He believes in building trusted long term relationships and customizing investment strategies for his clients throughout all market cycles.  He starts with a personalized financial plan based on each client's financial and life goals.  He then provides holistic wealth management advice to help achieve their goals...educating children, saving for retirement, and creating a legacy for their children and grandchildren.

Cliff joined Paine Webber in 1983, which was acquired by UBS in 2000, and has spent his entire wealth management career at the same firm.  He is a graduate of Purdue University with a Bachelor of Science in Management.  He is fully licensed including variable annuities, long term care and life insurance.  He is an active member of his community.  For the past 20 years, he has been a volunteer and board member for the YMCA of Greater Indianapolis and Fishers and has served as a mentor for the Fishers Youth Mentoring Initiative.  He has been married to his wife Lisa for 36 years and has 2 adult children, Cale and Peyton.  He enjoys golfing, hiking, exercising, dogs and all spectator sports.  

Jason has 32 years of experience in the financial services industry, the last 18 at UBS. Prior to joining UBS he served as a National Director of Trade Support and Operations for Charles Schwab & Company, handling risk management and exchange relationships for the firm during his tenure from 1990-2004. He attended Butler University. Jason's focus is comprehensive financial planning and wealth management for individuals and small businesses. Most recently, he earned his CEPA, Certified Exit Planning Advisor, in order to advise business owners on how to sell or transition their business successfully. Jason lives in Indianapolis with his wife Jennifer and their three Cocker Spaniels. They have six children between the two of them and enjoy traveling to visit them.

Dan has 27 years of experience in the financial services industry, having spent the last 18 of those with UBS. His focus is on comprehensive financial planning and wealth management for individuals and helping business owners maximize growth and plan for an eventual exit strategy. Dan’s practice is based in Indianapolis, but he works with clients from coast to coast across the country.

Dan holds a Bachelor's of Business Administration degree in Management from Marian University, where he graduated summa cum laude. He split his undergraduate studies between Marian and Wake Forest University, and thus is an avid Demon Deacon fan; returning to Winston-Salem frequently to catch a football or basketball game. He and his wife Tonya and their children Olivia, John & Sam call Fishers, Indiana home. As a family, they enjoy travel and experiencing new places, as well as a good game of euchre when they’re not on the road. Dan is an active volunteer in ACP’s veteran mentoring program, and serves on the board of stewardship at his church. He also enjoys watching his daughter’s college softball games and calling the play-by-play for their live broadcasts.

Francie joined the Allen Wealth Management team in 2019 as a financial advisor.  She has been a  financial planning resource for the Ohio Indy market for the past 2 years as a wealth planning associate.  During that time, she completed the requirements to earn her CERTFIED FINANCIAL PLANNER® certificate.  She is also a Chartered Financial Analyst (CFA®) and is fully licensed.  She enjoys working with clients on financial planning and investment strategies to help them fit the pieces together to reach their financial and lifetime goals. 

Francie joined UBS in 2014 after working previously for a local independent advisor.  She has a Bachelor of Arts degree in Economics from the University of Illiniois and a MBA in Finance from the Kellogg School of Northwestern University.  Prior to taking a break to raise her children, Francie worked as a Fixed Income portfolio manager in Chicago.  Francie and her husband Tom live in Indianapolis and have 5 children.  They enjoy volunteering at their children's school and church, big family parties, travelling, sports and visiting Bloomington.  So far, 4 of the 5 children have attended Indiana University.  Go Hoosiers!   

Kim has been serving clients at UBS for over 30 years.  She has held nearly every administrative support position in our office, including wire operator, cashier, branch administrator, and operations manager.  This knowledge and experience in branch operations has made her a key member of the team in providing excellent service to clients.  She lives in Indianapolis with her husband Todd and they have 2 grown sons, Grant and Mitchell.  She enjoys baking, cake decorating, and maintains a small catering business.  

Nicole has been in the financial services industry for 17 years, with the past 8 at UBS. Nicole graduated from Florida Institute of Technology with a Bachelor of Science degree in 1999 and moved back to the Midwest in 2004. Nicole's main focus is on providing excellent service to clients and helping with any needs they may have. In her free time, she enjoys photography and remodeling her home in Indianapolis.

Tonya came to UBS after a stint of being a stay at home mom to her three kids; she has now been with UBS 4 years. Tonya graduated from Indiana University with a Bachelor of Arts degree in English. In her prior career, Tonya worked for Conseco as a customer service manager, overseeing a call center of over 80 representatives, supervisors and employees in India. Her position at UBS is the perfect spot as she get to indulge her love of people, building relationships and supporting her advisors. She is also the Indianapolis office's Client Liaison. She greets clients, organizes volunteer events, and continues to learn more about the financial service industry.

Tonya and her husband Dan enjoy spending time with their children and traveling.