Experience

Chris is a 48-year veteran of the Wealth Management business joining EF Hutton after graduating Boston University with a Bachelor of Sciences Degree in Finance in 1975. After six years at EF Hutton, Chris moved to Dean Witter and in 1989 joined Paine Webber, a UBS-predecessor firm. During his career, Chris has experienced varied market conditions, including three market crashes and  historically high interest rates; these business environments have greatly shaped his approach to the industry and ultimately the guidance he offers to his clients.

Education and professional achievements

B.S. Finance, Boston University

Series 3, 4, 5, 7, 12, 24, 63, 65,

Outside of UBS

Since 2005, Chris has been a member of the Order of Malta, a Catholic lay organization whose mission is to serve the poor and tend to the sick. The Order’s supports yearly pilgrimages of desperately ill people to the Shrine of Mary in Lourdes, France. Chris has been fortunate to serve in 15 pilgrimages to Lourdes.

Chris has had a life-long interest in aviation and holds an active commercial pilot’s license. He also has a black belt in Kempo Karate. Also included among his personal achievements, Chris completed ten marathons and an Iron Man competition in Hawaii. Chris currently resides in Westwood with his wife Marti. They enjoy spending as much time as possible with their four children and thirteen grandchildren

Ken is a Financial Advisor with over 25 years of wealth management experience .  He focuses on creating and implementing comprehensive financial plans for business owners, executives, and multi-generational families. Specifically he assists clients with wealth building and/or preservation, cash flow management, and retirement planning to name a few.  With an unwavering conviction to lead by example, Ken prides himself on being client centric and always wants to deliver the best possible service.

Background/Experience

Ken joined UBS in 2013 and has spent his time in various leadership roles including being an Associate Market Executive, the Operations Manager and Processing Manager for the Greater Boston Market. Prior to UBS, Ken held the position of Senior Business Service Manager with Morgan Stanley in Boston and the South Shore offices overseeing both the Support Staff and Operations. This experience along with Ken’s reputation for hard work, honesty and commitment, added immense value to the Advisors and clients he worked with every day.

Community and Family

As a community person, Ken has volunteered at the Relay for Life, and the Greater Boston Food Bank. He believes that supporting the community is essential to personal and professional development.
He and his wife, Aileen, reside in Cumberland, RI, where they raised their 3 children.  With all 3 children in college, he spends his free time playing pickleball, and is an avid Boston Sports Fan.

Education and Licenses

Ken received a B.S. in Finance from The University of Massachusetts, Amherst, graduating with honors. He has his Series 3, 4, 7, 9, 10, 24, and 66 securities licenses along with his CEPA® designation.

Tammi Halley is an Investment Associate with extensive experience in the financial services industry, having joined UBS in 1989. She is dedicated to providing exceptional service to clients and their families, taking a personalized and hands-on approach to meet their financial service needs. Tammi's primary goal is to cultivate and maintain long-term client relationships by understanding their priorities and needs, which helps her build trust and offer valuable insights throughout various stages of their lives to help them achieve their financial goals. She holds series 7 and 63 licenses and holds a Bachelor's degree in Business Administration from Emmanuel College. Tammi and her husband live in the South Shore and have two children. In her free time, she enjoys spending time with her family and friends, volunteering, traveling, and participating in outdoor winter and summer recreational activities.