Experience

Discipline, integrity and responsibility

Jay has always been guided by discipline, integrity and responsibility. From his former life in the military to today, as a seasoned Private Wealth Advisor and portfolio manager, he applies those principles to his investment philosophy, particularly when it comes to managing risk. Jay takes into account your bigger wealth picture. He also focuses on the details. Diversification and financial planning are key to the strategy he recommends for you.

“I strive to be an Advisor our clients want for life—building a caring team that shares client values, believes in doing the right thing, and puts clients first.”
— Jay Baumgardner

Looking beyond the comprehensive financial advice Jay provides, you’ll find a deep commitment to the well-being of his clients, and a team that puts clients above all else.

Previous experience

• Executive Director, J.P. Morgan, 2009 – 2016
• Senior Portfolio Manager, Wells Fargo, 2004 – 2008

Achievements and education

• Private Wealth Advisor
• Chartered Financial Analyst® (CFA®)
• Series 7, 63 and 65 licenses
• B.A., business administration, East Tennessee State University
• M.B.A., Webster University

Life

• Jay is a former officer in the U.S. Marine Corps. and Naval Aviator.
• He enjoys time with his family, his friends and golf.

Bob is a Financial Advisor and Managing Director with UBS. He joined the firm in 2019 after having worked as a Managing Director and Wealth Advisor at Wells Fargo Private Bank, coordinating the delivery of comprehensive wealth management solutions for affluent individuals and families. Prior to Wells Fargo, Bob was a Senior Vice President and Manager of the Private Banking Group in Los Angeles for U.S. Trust Company and began his financial services career at Security Pacific Bank and Bank of America.

Bob earned his Bachelor's degree in Economics from San Diego State University. He is very active in the community, serving on the Board of Directors for the Pasadena Humane Society and Hillsides for Children. Bob lives in Pasadena with his wife, Kathy, and their three children.

Carl is a Financial Advisor and Senior Vice President with UBS. He joined the firm in 2020 after having worked as a Wealth Advisor at Wells Fargo Private Bank in Downtown Los Angeles, coordinating the delivery of extensive wealth management solutions for affluent individuals and families. Prior to Wells Fargo, Carl was Vice President and manager of the City National Bank office in Woodland Hills, providing financial solutions for the elite entertainment client. Carl began his career in financial services with First Interstate Bank.

Carl studied Economics at Cal State Northridge. He is active in his community, working with local foundations to create awareness and establish treatment programs to fight cancer. Carl lives in Chatsworth with his wife, Ellie, and daughters Lola and Lauren.

Gregg Palmer joins us from First Republic where he held the title of Managing Director and Wealth Advisor.  His experiences prior to First Republic include 15 years with Wells Fargo as a Senior Vice President working with high net worth families and time with Nicolas Applegate Capital Management in San Diego. As a Wealth Advisor with almost three decades of experience in the wealth management industry, Mr. Palmer consults with clients to develop and implement comprehensive wealth management solutions with the assistance of a multi-disciplinary team of specialists.

Gregg earned his Bachelor of Arts from Boston University and currently holds his SIE, 7, 63 & 65 and California Insurance licenses.

Gregg lives in La Jolla Village with his wife Leigh and his children, Zo and Will.

California Insurance License #0D64602

Jason Kaimer joins us from First Republic Bank, where he held the title Senior Managing Director and Team Leader for the San Diego region.  After joining First Republic in 1999 to spearhead residential construction lending, Jason refined his skills as an experienced banker, lender and trusted advisor, specializing in private banking and wealth management solutions for personal and business clients throughout Southern California.  Prior to joining First Republic, Jason was Regional Manager for La Jolla Bank and a Preferred Banker with Great American Savings. 

Jason has over 34 years of experience in the financial services industry and currently holds his Series 7, 63, and Life & Property Insurance Licenses.

California Insurance License #0J09445

Greg is a Financial Advisor with UBS. Prior to joining, Greg enjoyed a Major League Baseball career which spanned 11 seasons with the Seattle Mariners, Philadelphia Phillies, Miami Marlins and Washington Nationals. Drawing from his own personal experience as a professional athlete, Greg seeks to guide current and former professional athletes to make wise decisions through careful financial planning. Born and raised in Los Angeles, Greg attended the University of Oklahoma where he garnered All American and Scholar Athlete honors before signing professionally with the Seattle Mariners in 2001. Greg is a World Champion, having won the World Series in 2008 as a member of the Philadelphia Phillies, a season in which he set the Phillies all-time single season pinch-hit record. Greg also earned the 2008 Philadelphia Phillies Good Guy Award which is voted on by the Philadelphia Sportswriters, an honor given each year to one player who exemplifies a good-natured personality and professionalism on and off the field.

While playing for the Philadelphia Phillies, Greg served on the Board of Trustees for Bancroft Neuro-Health, a non-profit that serves children and adults with autism and other disabilities. As a Miami Marlin, Greg started the "Lil' Dobbers" program to benefit children of the Boys and Girls Clubs of Miami-Dade County which provided kids an on-field experience while stressing the importance of education. Currently, Greg serves as Co-Chair of the West Coast Advisory Board for Team IMPACT, an non-profit charity which pairs children facing life threatening illnesses with NCAA sports teams across the nation. Greg, his wife Heidi and two children reside in Los Angeles, CA.

Kelli began her career at UBS PWM in Century City in 2018. She is responsible for investment proposals, asset allocations and helping strategize clients’ needs for their unique lifestyles. She’s also the point of contact for our next generation clients. Kelli graduated from the University of California, Irvine in 2018 with a Bachelor of the Arts degree in Economics.

Lauren has previous experience in both investment management and banking, beginning her career in 2013 with Fifth Third Bank in Cincinnati, Ohio.  She transferred to San Diego in 2016 and began working with Bank of America Merrill Lynch.  She has been working as a Senior CSA for UBS since 2022 and joined the Baumgardner Group in 2025.

She currently holds FINRA Series 7 , 66 & 9 licenses along with an AWMA designation.

Lauren was born in Ohio and attended the University of Cincinnati.  She graduated with a Bachelor of Arts with honors in Philosophy.  Lauren now lives in Mission Valley with her husband and their five-year-old daughter.  In her spare time, she enjoys trips to the San Diego Zoo and Disneyland with her family.

Brandon Seanez is a registered CSA currently working at UBS since 2021. Graduating from San Francisco State University with a degree in Economics, he brings a client-oriented and detail-oriented approach to his work, supporting the Baumgardner Group from Northern California. Based in Menlo Park, Brandon has a knack for building solid trust with his clients, and delivering tailored solutions. With his expertise, and dedication, he continues to make a positive impact for all clients, helping them achieve their financial goals

Joseph (Joe) Shaw joined the Baumgardner Group of UBS in 2025.

Prior to joining the Baumgardner Group, Joe worked at Merrill Lynch Private Wealth Management in Century City where he was exposed to the front-line operations of the firm in banking and wealth management. With the Baumgardner Group, his current role on the team is managing the complex day-to-day operations of the team’s wealth management clients. This includes client relationship management, digital engagement, trading securities, money movement, and new account opening.

Originally from Irvine, California, Joe graduated from Loyola Marymount University where he achieved a B.B.A. in Finance in 2021. Joe was a four-year Varsity Water Polo D1 athlete and was recognized as an All-American in 2021. Joe is an Eagle Scout and currently holds FINRA Series 7 and Series 66 licenses.

Veronica Mishriki joined UBS in 2023 as a Client Associate. She is detail oriented and attentive, providing excellent service to the clients she supports.

Veronica graduated from the University of California, Davis in 2022 with a Bachelors in Cognitive Science.