Experience

Discipline, integrity and responsibility

Jay has always been guided by discipline, integrity and responsibility. From his former life in the military to today, as a seasoned Private Wealth Advisor and portfolio manager, he applies those principles to his investment philosophy, particularly when it comes to managing risk. Jay takes into account your bigger wealth picture. He also focuses on the details. Diversification and financial planning are key to the strategy he recommends for you.

“I strive to be an Advisor our clients want for life—building a caring team that shares client values, believes in doing the right thing, and puts clients first.”
— Jay Baumgardner

Looking beyond the comprehensive financial advice Jay provides, you’ll find a deep commitment to the well-being of his clients, and a team that puts clients above all else.

Previous experience

• Executive Director, J.P. Morgan, 2009 – 2016
• Senior Portfolio Manager, Wells Fargo, 2004 – 2008

Achievements and education

• Private Wealth Advisor
• Chartered Financial Analyst® (CFA®)
• Series 7, 63 and 65 licenses
• B.A., business administration, East Tennessee State University
• M.B.A., Webster University

Life

• Jay is a former officer in the U.S. Marine Corps. and Naval Aviator.
• He enjoys time with his family, his friends and golf.

Bob is a Financial Advisor and Managing Director with UBS. He joined the firm in 2019 after having worked as a Managing Director and Wealth Advisor at Wells Fargo Private Bank, coordinating the delivery of comprehensive wealth management solutions for affluent individuals and families. Prior to Wells Fargo, Bob was a Senior Vice President and Manager of the Private Banking Group in Los Angeles for U.S. Trust Company and began his financial services career at Security Pacific Bank and Bank of America.

Bob earned his Bachelor's degree in Economics from San Diego State University. He is very active in the community, serving on the Board of Directors for the Pasadena Humane Society and Hillsides for Children. Bob lives in Pasadena with his wife, Kathy, and their three children.

Sherry is a Financial Advisor with UBS. She is a Certified Financial Planner, CFP®, with over 25 years experience in financial services.  

UBS awarded Sherry the Athletes and Entertainers Consultant designation. She has been working with athletes and entertainers since 1997, providing comprehensive financial advice, tailored to the unique needs of every client. 

Sherry has worked with such firms as City National Bank's Entertainment Division and Wells Fargo's Wealth Management in Beverly Hills. She has served high and ultra-high net worth families, as well as Business Management, Law Firms, Agencies and other entertainment related businesses. 

Sherry serves on the TJ Martell Foundation – West Coast Board of Governors, the Red Hen Press – Advisory Board and has served in various board positions, including the Los Angeles Regional Food Bank, Friends of the Observatory (Griffith Observatory), Rocky Mountain College and other non-profits. She attended Arizona State University where she graduated cum laude with a B.A. She has been published in the Big Sky Business Journal, Griffith Observatory’s Magazine; The Observer and the Beverly Hills Courier.  Sherry is an avid hiker, hosts a literary book club and blogs. She is passionate about the arts, culture and literacy. 

Carl is a Financial Advisor and Senior Vice President with UBS. He joined the firm in 2020 after having worked as a Wealth Advisor at Wells Fargo Private Bank in Downtown Los Angeles, coordinating the delivery of extensive wealth management solutions for affluent individuals and families. Prior to Wells Fargo, Carl was Vice President and manager of the City National Bank office in Woodland Hills, providing financial solutions for the elite entertainment client. Carl began his career in financial services with First Interstate Bank.

Carl studied Economics at Cal State Northridge. He is active in his community, working with local foundations to create awareness and establish treatment programs to fight cancer. Carl lives in Chatsworth with his wife, Ellie, and daughters Lola and Lauren.

Gregg Palmer joins us from First Republic where he held the title of Managing Director and Wealth Advisor.  His experiences prior to First Republic include 15 years with Wells Fargo as a Senior Vice President working with high net worth families and time with Nicolas Applegate Capital Management in San Diego. As a Wealth Advisor with almost three decades of experience in the wealth management industry, Mr. Palmer consults with clients to develop and implement comprehensive wealth management solutions with the assistance of a multi-disciplinary team of specialists.

Gregg earned his Bachelor of Arts from Boston University and currently holds his SIE, 7, 63 & 65 and California Insurance licenses.

Gregg lives in La Jolla Village with his wife Leigh and his children, Zo and Will.

California Insurance License #0D64602

Jason Kaimer joins us from First Republic Bank, where he held the title Senior Managing Director and Team Leader for the San Diego region.  After joining First Republic in 1999 to spearhead residential construction lending, Jason refined his skills as an experienced banker, lender and trusted advisor, specializing in private banking and wealth management solutions for personal and business clients throughout Southern California.  Prior to joining First Republic, Jason was Regional Manager for La Jolla Bank and a Preferred Banker with Great American Savings. 

Jason has over 34 years of experience in the financial services industry and currently holds his Series 7, 63, and Life & Property Insurance Licenses.

California Insurance License #0J09445

Greg is a Financial Advisor with UBS. Prior to joining, Greg enjoyed a Major League Baseball career which spanned 11 seasons with the Seattle Mariners, Philadelphia Phillies, Miami Marlins and Washington Nationals. Drawing from his own personal experience as a professional athlete, Greg seeks to guide current and former professional athletes to make wise decisions through careful financial planning. Born and raised in Los Angeles, Greg attended the University of Oklahoma where he garnered All American and Scholar Athlete honors before signing professionally with the Seattle Mariners in 2001. Greg is a World Champion, having won the World Series in 2008 as a member of the Philadelphia Phillies, a season in which he set the Phillies all-time single season pinch-hit record. Greg also earned the 2008 Philadelphia Phillies Good Guy Award which is voted on by the Philadelphia Sportswriters, an honor given each year to one player who exemplifies a good-natured personality and professionalism on and off the field.

While playing for the Philadelphia Phillies, Greg served on the Board of Trustees for Bancroft Neuro-Health, a non-profit that serves children and adults with autism and other disabilities. As a Miami Marlin, Greg started the "Lil' Dobbers" program to benefit children of the Boys and Girls Clubs of Miami-Dade County which provided kids an on-field experience while stressing the importance of education. Currently, Greg serves as Co-Chair of the West Coast Advisory Board for Team IMPACT, an non-profit charity which pairs children facing life threatening illnesses with NCAA sports teams across the nation. Greg, his wife Heidi and two children reside in Los Angeles, CA.

Antoine Lena, based in Newport Beach, is a dynamic junior portfolio manager with a strong finance background. With expertise in technical and fundamental analysis, he ensures well-informed investment decisions by analyzing market trends, economic indicators, and company financial statements. Committed to client success, he conducts thorough research and due diligence, managing portfolios with precision and care. Antoine excels in collaborative environments, actively contributing to comprehensive investment strategies. Known for his proactive approach, he monitors trades and market dynamics in real-time, maximizing returns and minimizing risks. Dedicated to transparent communication, Antoine addresses client inquiries promptly, building strong, trusting relationships. With a Bachelor's degree in Economics and a Master's degree in Finance from the University of California, Irvine, Antoine combines his academic background with a Division I Water Polo athlete's determination. He's committed to continuous learning and aims to exceed clients' financial goals.

Danielle Barabino is a Senior Wealth Strategy Associate at UBS. She supports Financial Advisor Jay Baumgardner’s practice by servicing his clientele of high-net-worth individuals, affluent families and corporations, and providing operational and sales assistance across his multiple lines of business. Danielle enjoys the challenges of helping Jay develop tailored strategies designed to pursue the diverse needs and goals of his clients. She relies on her interpersonal skills to help manage their expectations, and to navigate systems, resources, and departments within the firm to streamline the administrative and operations processes. She also applies her analytical knowledge and team building skills to her role in Jay’s practice. Danielle joined UBS in 2016 after serving as a Client Associate for J.P. Morgan Securities. She graduated from the University of California, Irvine in 2015 with a Bachelor of Science degree in Mathematics while playing collegiate water polo.

Kelli began her career at UBS PWM in Century City in 2018. She is responsible for investment proposals, asset allocations and helping strategize clients’ needs for their unique lifestyles. She’s also the point of contact for our next generation clients. Kelli graduated from the University of California, Irvine in 2018 with a Bachelor of the Arts degree in Economics.

Brandon Seanez is a registered CSA currently working at UBS since 2021. Graduating from San Francisco State University with a degree in Economics, he brings a client-oriented and detail-oriented approach to his work, supporting the Baumgardner Group from Northern California. Based in Menlo Park, Brandon has a knack for building solid trust with his clients, and delivering tailored solutions. With his expertise, and dedication, he continues to make a positive impact for all clients, helping them achieve their financial goals

Saba Lak joins us from First Republic Bank where she held the position of Preferred Banker.  Prior to joining First Republic, Saba worked for Wells Fargo as a Personal Banker from 2011-2018. 

Saba is a graduate of San Diego State University and is certified in Business Strategy from Harvard Business School Online. She is also a member of the Solana Beach Chamber of Commerce and CalCPA.

Saba lives in La Jolla with her fiancé, Pete.

Ranjeet is a financial servant. He is passionate about giving exceptional financial advice and investment management to families, companies, endowments and governments.  He is a Senior Vice President, Financial Advisor and Senior Portfolio Manager at UBS.

Ranjeet entered financial services in 2001, when he first joined UBS on the graduate training program, working across Investment Banking and Private Banking.  He rejoined UBS in 2019, from Wells Fargo, where he was Senior Investment Strategist.  Previously, Ranjeet was Portfolio Manager at Cantab Asset Management, COO for the largest division of Depfa Bank (sold to HRE Group); MD at Private Equity Consulting; and Independent Consultant to Credit Suisse Investment Bank. 

Ranjeet has advised on over $10bn of Debt and Equity Capital Markets transactions, including Capital Raises, Mergers & Acquisitions, Foreign Exchange, Commodities, Block Trades and Derivatives.  He has developed expertise in supervising over $300bn of liquid investment portfolios, property transactions, Private Equity and Hedge Fund strategies.

Ranjeet's credentials include: Oxford University B.A. (Hons.) & M.A. degrees; the UBS Banking Diploma; an Anglia Ruskin M.A. (with a Distinction awarded for original research); Membership (by examination) of London's Chartered Institute for Securities and Investments (MCSI); and the Certified Exit Planning Advisor® designation, helping business owners to sell companies and transition holistically. He also serves on the boards of various non-profits.

Ranjeet and his wonderful wife Davita have two tremendous children, Eliana and Ravi, who help him stay motivated to create superior value for clients.

William is a Client Service Associate with UBS, working with Sherry Dewane and her clients.

He provides full client support, delivering the private wealth management experience. William is the liaison between the clients and financial advisors he works with as well as the compliance and management team within UBS.

William attended the University of Oregon where he played on the Men’s Basketball Team for four years. He graduated in 2021 with a Bachelor of Arts with a focus in Political Science. Prior to his current role at UBS, William worked in the mortgage industry as a Sales Coordinator.

A Los Angeles native, William enjoys living an active lifestyle. He is currently learning to golf and training for the LA Marathon. In his free time, William volunteers with high school, collegiate, and professional basketball players as a skill development specialist, continuing to refine his leadership skills.

William comes from a diverse and accomplished family, including professional basketball, medicine, & epidemiology. Two of William’s grandparents are retired doctors.

Will’s grandfather, the first John Wooden Award Winner, was an NBA All-Star basketball player. Will’s mother is a practicing family law attorney and his father played professional basketball.

William combines his intellectual curiosity and discipline he learned through sports to provide high level service to each and every client he works with.

Veronica Mishriki joined UBS in 2023 as a Client Associate. She is detail oriented and attentive, providing excellent service to the clients she supports.

Veronica graduated from the University of California, Davis in 2022 with a Bachelors in Cognitive Science.