Your goal. Your plan. Your future.

Private Wealth Management

At the Baumgardner Group, our investment philosophy is rooted in providing novice and sophisticated investors with a structured investment approach and a comprehensive planning framework. We understand the significance of having a well-designed financial plan tailored to your goals, complemented by customized, risk-managed investment strategies.

What sets us apart is our affiliation with UBS Private Wealth Management, a global institution with powerful resources. Through this partnership, we have the expertise and capabilities to address your most important priorities and concerns. Whether it's sourcing new capital, establishing a family wealth transfer plan, or navigating the process of exiting your lifelong business, our team can execute on these complex tasks. However, it's not just our solutions and investment insight that make us unique. We genuinely care about our clients and strive to build a strong rapport that is both welcoming and supportive.

We want to be more than just advisors – we aim to become trusted partners who understand your needs and aspirations. By working with us, you can gain the confidence to make informed choices for your family and future. We aim to provide you with the freedom to focus on the other aspects of your life, knowing that your investments and financial well-being are in capable hands. At the Baumgardner Group within UBS, we are committed to making a difference in your investment journey and helping you achieve your long-term goals.

Start the planning conversation

With our experience and genuine concern for your financial well-being, we hope to be an essential part of your lives and a source of clarity today and for years to come.
- Jay Baumgardner III, CFA®

Core capabilities

“We cannot predict the future but we will help you prepare for it”

How we invest

Risk, market cycles and your portfolio

When it comes to managing your portfolio, our approach is practical and straight forward—it's not mysterious like many may think. We help simplify, educate and reduce risk so you can stay focused on your long-term objective, even when short-term volatility tests your resolve. Using a range of tools and technologies, we'll help you understand your current holdings, define time horizons, assess risk tolerance, performance, cash flow and tax planning needs. We then apply all of this critical insight to developing your customized asset allocation.

Our investment philosophy

Manage risk. Repeat.
Our experience has shown us that reducing risk is the most critical part of managing substantial portfolios.

Study current market and economic cycles.
Because markets and the economy tend to be cyclical, we plan for what may be ahead and position your portfolio accordingly.

Invest in what you understand.
From stocks to bonds to alternatives, we do our own rigorous due diligence before making any decisions, which includes insights from CIO Americas, Wealth Management Research.

Leave emotions out of it.
Our selections are based on multi-level analysis and discipline—not reactive thinking.

Check in regularly.
We consistently monitor and adjust your portfolio if changes are needed and track your progress toward your goals.

How we plan

Aligning your life, priorities and strategy

No matter how complex your needs may be, we do the sophisticated planning that helps us align the appropriate solution with your needs. Within our team, planning is all about listening and understanding. We want to know all we can about you, your priorities and concerns. From there we can develop a plan of action that provides clear direction and helps make life easier over time. Depending on where you are in your life, our planning conversations may focus on liquidity management, estate planning strategies, tax and legal structures such as trusts and philanthropic vehicles, your cash flow needs or asset replacement solutions such as insurance.

Wealth, from your point of view

What’s really important to you—today and for the long term? UBS Wealth Way starts with questions and discussions that can help you organize your financial life into three key dimensions: Liquidity—to help provide cash flow for short-term expenses, Longevity—for longer-term needs and Legacy—for needs that go beyond your own.

^{UBS Wealth Way is an approach incorporating Liquidity. Longevity. Legacy. strategies, that UBS Financial Services Inc. and our Financial Advisors can use to assist clients in exploring and pursuing their wealth management needs and goals over different time frames. This approach is not a promise or guarantee that wealth, or any financial results, can or will be achieved. All investments involve the risk of loss, including the risk of loss of the entire investment}

UBS Private Wealth Management

Where access meets opportunity

As members of the exclusive Private Wealth Management division of UBS, we can access the capabilities, global solutions and intellectual strengths of our experts in Wealth Management, Asset Management and our Investment Bank—all the resources our sophisticated clients and their families need to fulfill their most important goals.

UBS Private Wealth Management

Family and Philanthropy Advisory
Our team also has extensive expertise with family wealth and the issues it can raise—from generational transfer of businesses to liquidity management to private foundations and philanthropy. Working with a team of specialists, we'll take a systematic approach that extends beyond the purely financial.

Portfolio Advisory Group
A truly customized portfolio should be informed by insights that align with your goals. The Portfolio Advisory Group provides us with advanced quantitative analysis and proprietary research for a dynamic asset allocation designed to address your specific needs.

Tailored financing solutions
Through the UBS Banking platform, you can gain access credit solutions, including securities backed lending, pre-IPO lending and mortgages as well as customized financing solutions for commercial real estate.

Industry-leading wealth management research
By drawing upon our investment analysis and the global body of thought leadership and market insight of our Chief Investment Office (CIO), we help ensure are clients are receiving the firm‘s best strategic and tactical allocation guidance.

^{Credit and lending services are provided by banking affiliates of UBS Financial Services Inc., and are subject to credit approval.}

Turn possibilities into a plan

What’s really important to you—today and for the long term? UBS Wealth Way starts with questions and discussions that can help you organize your financial life into three key dimensions: Liquidity—to help provide cash flow for short-term expenses, Longevity—for longer-term needs and Legacy—for needs that go beyond your own.

^{UBS Wealth Way is an approach incorporating Liquidity. Longevity. Legacy. strategies that UBS Financial Services Inc. and our Financial Advisors can use to assist clients in exploring and pursuing their wealth management needs and goals over different time frames. This approach is not a promise or guarantee that wealth, or any financial results, can or will be achieved. All investments involve the risk of loss, including the risk of loss of the entire investment. Time frames may vary. Strategies are subject to individual client goals, objectives and suitability.}

Legacy planning

Maximize your potential wealth

UBS Sports & Entertainment

When incredible financial opportunities come your way

Despite undisputed success in the sports and entertainment world, many pros still need guidance in the financial world. That’s why we have a team dedicated to providing exceptional advice and guidance to help agents, managers, owners, executives, and professionals see the big picture.

Let's talk

Jay Baumgardner III, CFA

Managing Director–Wealth Management

Private Wealth Advisor
View bio
- AL
- AR
- AZ
- CA
- CO
- CT
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KY
- MA
- MD
- ME
- MI
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- MT
- NC
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- RI
- SC
- TN
- TX
- UT
- VA
- VT
- WA
- WI
Discipline, integrity and responsibility

Jay has always been guided by discipline, integrity and responsibility. From his former life in the military to today, as a seasoned Private Wealth Advisor and portfolio manager, he applies those principles to his investment philosophy, particularly when it comes to managing risk. Jay takes into account your bigger wealth picture. He also focuses on the details. Diversification and financial planning are key to the strategy he recommends for you.

“I strive to be an Advisor our clients want for life—building a caring team that shares client values, believes in doing the right thing, and puts clients first.”
— Jay Baumgardner

Looking beyond the comprehensive financial advice Jay provides, you’ll find a deep commitment to the well-being of his clients, and a team that puts clients above all else.

Previous experience
- Executive Director, J.P. Morgan, 2009 – 2016
- Senior Portfolio Manager, Wells Fargo, 2004 – 2008
Achievements and education
- Private Wealth Advisor
- Chartered Financial Analyst® (CFA®)
- Series 7, 63 and 65 licenses
- B.A., business administration, East Tennessee State University
- M.B.A., Webster University
Life
- Jay is a former officer in the U.S. Marine Corps. and Naval Aviator.
- He enjoys time with his family, his friends and golf.
- Private Wealth Advisor
- Senior Portfolio Manager
- Chartered Financial Analyst®
888 San Clemente Drive
Suite 300
Newport Beach, CA 92660

jay.baumgardner@ubs.com

Jay Baumgardner III, CFA

888 San Clemente Drive,Newport Beach,CA,92660
Bob Meeks

Managing Director–Wealth Management

Financial Advisor
View bio
- AK
- AL
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- MA
- MD
- MI
- MN
- MS
- MT
- NC
- NV
- NY
- OH
- OR
- PA
- SC
- TN
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- UT
- VA
- VT
- WA
Bob is a Financial Advisor and Managing Director with UBS. He joined the firm in 2019 after having worked as a Managing Director and Wealth Advisor at Wells Fargo Private Bank, coordinating the delivery of comprehensive wealth management solutions for affluent individuals and families. Prior to Wells Fargo, Bob was a Senior Vice President and Manager of the Private Banking Group in Los Angeles for U.S. Trust Company and began his financial services career at Security Pacific Bank and Bank of America.

Bob earned his Bachelor's degree in Economics from San Diego State University. He is very active in the community, serving on the Board of Directors for the Pasadena Humane Society and Hillsides for Children. Bob lives in Pasadena with his wife, Kathy, and their three children.
100 Crescent Court
Dallas, TX 75201

robert.meeks@ubs.com

Bob Meeks

100 Crescent Court,Dallas,TX,75201
Carl Nelson

Senior Vice President–Wealth Management

Financial Advisor
View bio
- AK
- AL
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- MA
- MD
- MI
- MN
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- MT
- NC
- NV
- NY
- OH
- OR
- PA
- SC
- TN
- TX
- UT
- VA
- WA
Carl is a Financial Advisor and Senior Vice President with UBS. He joined the firm in 2020 after having worked as a Wealth Advisor at Wells Fargo Private Bank in Downtown Los Angeles, coordinating the delivery of extensive wealth management solutions for affluent individuals and families. Prior to Wells Fargo, Carl was Vice President and manager of the City National Bank office in Woodland Hills, providing financial solutions for the elite entertainment client. Carl began his career in financial services with First Interstate Bank.

Carl studied Economics at Cal State Northridge. He is active in his community, working with local foundations to create awareness and establish treatment programs to fight cancer. Carl lives in Chatsworth with his wife, Ellie, and daughters Lola and Lauren.
1999 Avenue of the Stars
36th Floor
Los Angeles, CA 90067

carl.nelson@ubs.com

Carl Nelson

1999 Avenue of the Stars,Los Angeles,CA,90067
Gregg Palmer

Senior Vice President–Wealth Management

Financial Advisor
View bio
- AZ
- CA
- DE
- FL
- GA
- HI
- IN
- LA
- MA
- ME
- NH
- NJ
- NV
- NY
- OR
- TX
- UT
Gregg Palmer joins us from First Republic where he held the title of Managing Director and Wealth Advisor. His experiences prior to First Republic include 15 years with Wells Fargo as a Senior Vice President working with high net worth families and time with Nicolas Applegate Capital Management in San Diego. As a Wealth Advisor with almost three decades of experience in the wealth management industry, Mr. Palmer consults with clients to develop and implement comprehensive wealth management solutions with the assistance of a multi-disciplinary team of specialists.

Gregg earned his Bachelor of Arts from Boston University and currently holds his SIE, 7, 63 & 65 and California Insurance licenses.

Gregg lives in La Jolla Village with his wife Leigh and his children, Zo and Will.

California Insurance License #0D64602
1200 Prospect Street
Suite 100
La Jolla, CA 92037

gregg.palmer@ubs.com

Gregg Palmer

1200 Prospect Street,La Jolla,CA,92037
Jason Kaimer

Senior Vice President–Wealth Management

Financial Advisor
View bio
Jason Kaimer joins us from First Republic Bank, where he held the title Senior Managing Director and Team Leader for the San Diego region. After joining First Republic in 1999 to spearhead residential construction lending, Jason refined his skills as an experienced banker, lender and trusted advisor, specializing in private banking and wealth management solutions for personal and business clients throughout Southern California. Prior to joining First Republic, Jason was Regional Manager for La Jolla Bank and a Preferred Banker with Great American Savings.

Jason has over 34 years of experience in the financial services industry and currently holds his Series 7, 63, and Life & Property Insurance Licenses.

California Insurance License #0J09445
jason.kaimer@ubs.com

Jason Kaimer
Ranjeet Guptara

Senior Vice President–Wealth Management

Financial Advisor
View bio
- AL
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- KS
- MA
- MD
- MI
- MN
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- MT
- NC
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- PA
- SC
- TN
- TX
- UT
- VA
- VT
- WA
- WY
Ranjeet is a financial servant. He is passionate about giving exceptional financial advice and investment management to families, companies, endowments and governments. He is a Senior Vice President, Financial Advisor and Senior Portfolio Manager at UBS.

Ranjeet entered financial services in 2001, when he first joined UBS on the graduate training program, working across Investment Banking and Private Banking. He rejoined UBS in 2019, from Wells Fargo, where he was Senior Investment Strategist. Previously, Ranjeet was Portfolio Manager at Cantab Asset Management, COO for the largest division of Depfa Bank (sold to HRE Group); MD at Private Equity Consulting; and Independent Consultant to Credit Suisse Investment Bank.

Ranjeet has advised on over $10bn of Debt and Equity Capital Markets transactions, including Capital Raises, Mergers & Acquisitions, Foreign Exchange, Commodities, Block Trades and Derivatives. He has developed expertise in supervising over $300bn of liquid investment portfolios, property transactions, Private Equity and Hedge Fund strategies.

Ranjeet's credentials include: Oxford University B.A. (Hons.) & M.A. degrees; the UBS Banking Diploma; an Anglia Ruskin M.A. (with a Distinction awarded for original research); Membership (by examination) of London's Chartered Institute for Securities and Investments (MCSI); and the Certified Exit Planning Advisor® designation, helping business owners to sell companies and transition holistically. He also serves on the boards of various non-profits.

Ranjeet and his wonderful wife Davita have two tremendous children, Eliana and Ravi, who help him stay motivated to create superior value for clients.
1999 Avenue of the Stars
36th Floor
Los Angeles, CA 90067

ranjeet.guptara@ubs.com

Ranjeet Guptara

1999 Avenue of the Stars,Los Angeles,CA,90067

Gregory Dobbs

Financial Advisor
View bio
- AL
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- CA
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Greg is a Financial Advisor with UBS. Prior to joining, Greg enjoyed a Major League Baseball career which spanned 11 seasons with the Seattle Mariners, Philadelphia Phillies, Miami Marlins and Washington Nationals. Drawing from his own personal experience as a professional athlete, Greg seeks to guide current and former professional athletes to make wise decisions through careful financial planning. Born and raised in Los Angeles, Greg attended the University of Oklahoma where he garnered All American and Scholar Athlete honors before signing professionally with the Seattle Mariners in 2001. Greg is a World Champion, having won the World Series in 2008 as a member of the Philadelphia Phillies, a season in which he set the Phillies all-time single season pinch-hit record. Greg also earned the 2008 Philadelphia Phillies Good Guy Award which is voted on by the Philadelphia Sportswriters, an honor given each year to one player who exemplifies a good-natured personality and professionalism on and off the field.

While playing for the Philadelphia Phillies, Greg served on the Board of Trustees for Bancroft Neuro-Health, a non-profit that serves children and adults with autism and other disabilities. As a Miami Marlin, Greg started the "Lil' Dobbers" program to benefit children of the Boys and Girls Clubs of Miami-Dade County which provided kids an on-field experience while stressing the importance of education. Currently, Greg serves as Co-Chair of the West Coast Advisory Board for Team IMPACT, an non-profit charity which pairs children facing life threatening illnesses with NCAA sports teams across the nation. Greg, his wife Heidi and two children reside in Los Angeles, CA.
1999 Avenue of the Stars
36th Floor
Los Angeles, CA 90067

greg.dobbs@ubs.com

Gregory Dobbs

1999 Avenue of the Stars,Los Angeles,CA,90067
Antoine Lena

Financial Advisor
View bio
- AL
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- DE
- FL
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- ID
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- KY
- MA
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- NC
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- NJ
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- NY
- OH
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- RI
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Antoine Lena, based in Newport Beach, is a dynamic junior portfolio manager with a strong finance background. With expertise in technical and fundamental analysis, he ensures well-informed investment decisions by analyzing market trends, economic indicators, and company financial statements. Committed to client success, he conducts thorough research and due diligence, managing portfolios with precision and care. Antoine excels in collaborative environments, actively contributing to comprehensive investment strategies. Known for his proactive approach, he monitors trades and market dynamics in real-time, maximizing returns and minimizing risks. Dedicated to transparent communication, Antoine addresses client inquiries promptly, building strong, trusting relationships. With a Bachelor's degree in Economics and a Master's degree in Finance from the University of California, Irvine, Antoine combines his academic background with a Division I Water Polo athlete's determination. He's committed to continuous learning and aims to exceed clients' financial goals.
888 San Clemente Drive
Suite 300
Newport Beach, CA 92660

antoine.lena@ubs.com

Antoine Lena

888 San Clemente Drive,Newport Beach,CA,92660
Danielle Barabino

Authorized Officer

Senior Wealth Strategy Associate
View bio
- AL
- AZ
- CA
- CO
- DE
- FL
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- IA
- ID
- IL
- IN
- KY
- LA
- MA
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- OR
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Danielle Barabino is a Senior Wealth Strategy Associate at UBS. She supports Financial Advisor Jay Baumgardner’s practice by servicing his clientele of high-net-worth individuals, affluent families and corporations, and providing operational and sales assistance across his multiple lines of business. Danielle enjoys the challenges of helping Jay develop tailored strategies designed to pursue the diverse needs and goals of his clients. She relies on her interpersonal skills to help manage their expectations, and to navigate systems, resources, and departments within the firm to streamline the administrative and operations processes. She also applies her analytical knowledge and team building skills to her role in Jay’s practice. Danielle joined UBS in 2016 after serving as a Client Associate for J.P. Morgan Securities. She graduated from the University of California, Irvine in 2015 with a Bachelor of Science degree in Mathematics while playing collegiate water polo.
888 San Clemente Drive
Suite 300
Newport Beach, CA 92660

danielle.barabino@ubs.com

Danielle Barabino

888 San Clemente Drive,Newport Beach,CA,92660
Kelli Baumgardner

Senior Wealth Strategy Associate
View bio
- AL
- AZ
- CA
- CO
- DE
- FL
- GA
- IA
- ID
- IL
- IN
- KY
- LA
- MA
- MI
- MS
- NC
- NH
- NJ
- NV
- NY
- OK
- OR
- PA
- SC
- TN
- TX
- UT
- VA
- WA
Kelli began her career at UBS PWM in Century City in 2018. She is responsible for investment proposals, asset allocations and helping strategize clients’ needs for their unique lifestyles. She’s also the point of contact for our next generation clients. Kelli graduated from the University of California, Irvine in 2018 with a Bachelor of the Arts degree in Economics.
888 San Clemente Drive
Suite 300
Newport Beach, CA 92660

kelli.baumgardner@ubs.com

Kelli Baumgardner

888 San Clemente Drive,Newport Beach,CA,92660
Brandon Seanez

Client Associate
View bio
- AL
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
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- NC
- NH
- NJ
- NM
- NV
- NY
- OK
- OR
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- SD
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Brandon Seanez is a registered CSA currently working at UBS since 2021. Graduating from San Francisco State University with a degree in Economics, he brings a client-oriented and detail-oriented approach to his work, supporting the Baumgardner Group from Northern California. Based in Menlo Park, Brandon has a knack for building solid trust with his clients, and delivering tailored solutions. With his expertise, and dedication, he continues to make a positive impact for all clients, helping them achieve their financial goals
2000 Avenue of the Stars
7th. Floor North
Los Angeles, CA 90067

brandon.seanez@ubs.com

Brandon Seanez

2000 Avenue of the Stars,Los Angeles,CA,90067
Veronica Mishriki

Client Associate
View bio
Veronica Mishriki joined UBS in 2023 as a Client Associate. She is detail oriented and attentive, providing excellent service to the clients she supports.

Veronica graduated from the University of California, Davis in 2022 with a Bachelors in Cognitive Science.
1999 Avenue of the Stars
36th Floor
Los Angeles, CA 90067

veronica.mishriki@ubs.com

Veronica Mishriki

1999 Avenue of the Stars,Los Angeles,CA,90067

Jay Baumgardner III, CFA

Managing Director–Wealth Management

Private Wealth Advisor
View bio
- AL
- AR
- AZ
- CA
- CO
- CT
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KY
- MA
- MD
- ME
- MI
- MN
- MS
- MT
- NC
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- RI
- SC
- TN
- TX
- UT
- VA
- VT
- WA
- WI
Discipline, integrity and responsibility

Jay has always been guided by discipline, integrity and responsibility. From his former life in the military to today, as a seasoned Private Wealth Advisor and portfolio manager, he applies those principles to his investment philosophy, particularly when it comes to managing risk. Jay takes into account your bigger wealth picture. He also focuses on the details. Diversification and financial planning are key to the strategy he recommends for you.

“I strive to be an Advisor our clients want for life—building a caring team that shares client values, believes in doing the right thing, and puts clients first.”
— Jay Baumgardner

Looking beyond the comprehensive financial advice Jay provides, you’ll find a deep commitment to the well-being of his clients, and a team that puts clients above all else.

Previous experience
- Executive Director, J.P. Morgan, 2009 – 2016
- Senior Portfolio Manager, Wells Fargo, 2004 – 2008
Achievements and education
- Private Wealth Advisor
- Chartered Financial Analyst® (CFA®)
- Series 7, 63 and 65 licenses
- B.A., business administration, East Tennessee State University
- M.B.A., Webster University
Life
- Jay is a former officer in the U.S. Marine Corps. and Naval Aviator.
- He enjoys time with his family, his friends and golf.
- Private Wealth Advisor
- Senior Portfolio Manager
- Chartered Financial Analyst®
888 San Clemente Drive
Suite 300
Newport Beach, CA 92660

jay.baumgardner@ubs.com

Jay Baumgardner III, CFA

888 San Clemente Drive,Newport Beach,CA,92660
Bob Meeks

Managing Director–Wealth Management

Financial Advisor
View bio
- AK
- AL
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- MA
- MD
- MI
- MN
- MS
- MT
- NC
- NV
- NY
- OH
- OR
- PA
- SC
- TN
- TX
- UT
- VA
- VT
- WA
Bob is a Financial Advisor and Managing Director with UBS. He joined the firm in 2019 after having worked as a Managing Director and Wealth Advisor at Wells Fargo Private Bank, coordinating the delivery of comprehensive wealth management solutions for affluent individuals and families. Prior to Wells Fargo, Bob was a Senior Vice President and Manager of the Private Banking Group in Los Angeles for U.S. Trust Company and began his financial services career at Security Pacific Bank and Bank of America.

Bob earned his Bachelor's degree in Economics from San Diego State University. He is very active in the community, serving on the Board of Directors for the Pasadena Humane Society and Hillsides for Children. Bob lives in Pasadena with his wife, Kathy, and their three children.
100 Crescent Court
Dallas, TX 75201

robert.meeks@ubs.com

Bob Meeks

100 Crescent Court,Dallas,TX,75201
Carl Nelson

Senior Vice President–Wealth Management

Financial Advisor
View bio
- AK
- AL
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- MA
- MD
- MI
- MN
- MS
- MT
- NC
- NV
- NY
- OH
- OR
- PA
- SC
- TN
- TX
- UT
- VA
- WA
Carl is a Financial Advisor and Senior Vice President with UBS. He joined the firm in 2020 after having worked as a Wealth Advisor at Wells Fargo Private Bank in Downtown Los Angeles, coordinating the delivery of extensive wealth management solutions for affluent individuals and families. Prior to Wells Fargo, Carl was Vice President and manager of the City National Bank office in Woodland Hills, providing financial solutions for the elite entertainment client. Carl began his career in financial services with First Interstate Bank.

Carl studied Economics at Cal State Northridge. He is active in his community, working with local foundations to create awareness and establish treatment programs to fight cancer. Carl lives in Chatsworth with his wife, Ellie, and daughters Lola and Lauren.
1999 Avenue of the Stars
36th Floor
Los Angeles, CA 90067

carl.nelson@ubs.com

Carl Nelson

1999 Avenue of the Stars,Los Angeles,CA,90067
Gregg Palmer

Senior Vice President–Wealth Management

Financial Advisor
View bio
- AZ
- CA
- DE
- FL
- GA
- HI
- IN
- LA
- MA
- ME
- NH
- NJ
- NV
- NY
- OR
- TX
- UT
Gregg Palmer joins us from First Republic where he held the title of Managing Director and Wealth Advisor. His experiences prior to First Republic include 15 years with Wells Fargo as a Senior Vice President working with high net worth families and time with Nicolas Applegate Capital Management in San Diego. As a Wealth Advisor with almost three decades of experience in the wealth management industry, Mr. Palmer consults with clients to develop and implement comprehensive wealth management solutions with the assistance of a multi-disciplinary team of specialists.

Gregg earned his Bachelor of Arts from Boston University and currently holds his SIE, 7, 63 & 65 and California Insurance licenses.

Gregg lives in La Jolla Village with his wife Leigh and his children, Zo and Will.

California Insurance License #0D64602
1200 Prospect Street
Suite 100
La Jolla, CA 92037

gregg.palmer@ubs.com

Gregg Palmer

1200 Prospect Street,La Jolla,CA,92037
Jason Kaimer

Senior Vice President–Wealth Management

Financial Advisor
View bio
Jason Kaimer joins us from First Republic Bank, where he held the title Senior Managing Director and Team Leader for the San Diego region. After joining First Republic in 1999 to spearhead residential construction lending, Jason refined his skills as an experienced banker, lender and trusted advisor, specializing in private banking and wealth management solutions for personal and business clients throughout Southern California. Prior to joining First Republic, Jason was Regional Manager for La Jolla Bank and a Preferred Banker with Great American Savings.

Jason has over 34 years of experience in the financial services industry and currently holds his Series 7, 63, and Life & Property Insurance Licenses.

California Insurance License #0J09445
jason.kaimer@ubs.com

Jason Kaimer
Ranjeet Guptara

Senior Vice President–Wealth Management

Financial Advisor
View bio
- AL
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- KS
- MA
- MD
- MI
- MN
- MS
- MT
- NC
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- PA
- SC
- TN
- TX
- UT
- VA
- VT
- WA
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Ranjeet is a financial servant. He is passionate about giving exceptional financial advice and investment management to families, companies, endowments and governments. He is a Senior Vice President, Financial Advisor and Senior Portfolio Manager at UBS.

Ranjeet entered financial services in 2001, when he first joined UBS on the graduate training program, working across Investment Banking and Private Banking. He rejoined UBS in 2019, from Wells Fargo, where he was Senior Investment Strategist. Previously, Ranjeet was Portfolio Manager at Cantab Asset Management, COO for the largest division of Depfa Bank (sold to HRE Group); MD at Private Equity Consulting; and Independent Consultant to Credit Suisse Investment Bank.

Ranjeet has advised on over $10bn of Debt and Equity Capital Markets transactions, including Capital Raises, Mergers & Acquisitions, Foreign Exchange, Commodities, Block Trades and Derivatives. He has developed expertise in supervising over $300bn of liquid investment portfolios, property transactions, Private Equity and Hedge Fund strategies.

Ranjeet's credentials include: Oxford University B.A. (Hons.) & M.A. degrees; the UBS Banking Diploma; an Anglia Ruskin M.A. (with a Distinction awarded for original research); Membership (by examination) of London's Chartered Institute for Securities and Investments (MCSI); and the Certified Exit Planning Advisor® designation, helping business owners to sell companies and transition holistically. He also serves on the boards of various non-profits.

Ranjeet and his wonderful wife Davita have two tremendous children, Eliana and Ravi, who help him stay motivated to create superior value for clients.
1999 Avenue of the Stars
36th Floor
Los Angeles, CA 90067

ranjeet.guptara@ubs.com

Ranjeet Guptara

1999 Avenue of the Stars,Los Angeles,CA,90067
Gregory Dobbs

Financial Advisor
View bio
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Greg is a Financial Advisor with UBS. Prior to joining, Greg enjoyed a Major League Baseball career which spanned 11 seasons with the Seattle Mariners, Philadelphia Phillies, Miami Marlins and Washington Nationals. Drawing from his own personal experience as a professional athlete, Greg seeks to guide current and former professional athletes to make wise decisions through careful financial planning. Born and raised in Los Angeles, Greg attended the University of Oklahoma where he garnered All American and Scholar Athlete honors before signing professionally with the Seattle Mariners in 2001. Greg is a World Champion, having won the World Series in 2008 as a member of the Philadelphia Phillies, a season in which he set the Phillies all-time single season pinch-hit record. Greg also earned the 2008 Philadelphia Phillies Good Guy Award which is voted on by the Philadelphia Sportswriters, an honor given each year to one player who exemplifies a good-natured personality and professionalism on and off the field.

While playing for the Philadelphia Phillies, Greg served on the Board of Trustees for Bancroft Neuro-Health, a non-profit that serves children and adults with autism and other disabilities. As a Miami Marlin, Greg started the "Lil' Dobbers" program to benefit children of the Boys and Girls Clubs of Miami-Dade County which provided kids an on-field experience while stressing the importance of education. Currently, Greg serves as Co-Chair of the West Coast Advisory Board for Team IMPACT, an non-profit charity which pairs children facing life threatening illnesses with NCAA sports teams across the nation. Greg, his wife Heidi and two children reside in Los Angeles, CA.
1999 Avenue of the Stars
36th Floor
Los Angeles, CA 90067

greg.dobbs@ubs.com

Gregory Dobbs

1999 Avenue of the Stars,Los Angeles,CA,90067
Antoine Lena

Financial Advisor
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Antoine Lena, based in Newport Beach, is a dynamic junior portfolio manager with a strong finance background. With expertise in technical and fundamental analysis, he ensures well-informed investment decisions by analyzing market trends, economic indicators, and company financial statements. Committed to client success, he conducts thorough research and due diligence, managing portfolios with precision and care. Antoine excels in collaborative environments, actively contributing to comprehensive investment strategies. Known for his proactive approach, he monitors trades and market dynamics in real-time, maximizing returns and minimizing risks. Dedicated to transparent communication, Antoine addresses client inquiries promptly, building strong, trusting relationships. With a Bachelor's degree in Economics and a Master's degree in Finance from the University of California, Irvine, Antoine combines his academic background with a Division I Water Polo athlete's determination. He's committed to continuous learning and aims to exceed clients' financial goals.
888 San Clemente Drive
Suite 300
Newport Beach, CA 92660

antoine.lena@ubs.com

Antoine Lena

888 San Clemente Drive,Newport Beach,CA,92660
Danielle Barabino

Authorized Officer

Senior Wealth Strategy Associate
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Danielle Barabino is a Senior Wealth Strategy Associate at UBS. She supports Financial Advisor Jay Baumgardner’s practice by servicing his clientele of high-net-worth individuals, affluent families and corporations, and providing operational and sales assistance across his multiple lines of business. Danielle enjoys the challenges of helping Jay develop tailored strategies designed to pursue the diverse needs and goals of his clients. She relies on her interpersonal skills to help manage their expectations, and to navigate systems, resources, and departments within the firm to streamline the administrative and operations processes. She also applies her analytical knowledge and team building skills to her role in Jay’s practice. Danielle joined UBS in 2016 after serving as a Client Associate for J.P. Morgan Securities. She graduated from the University of California, Irvine in 2015 with a Bachelor of Science degree in Mathematics while playing collegiate water polo.
888 San Clemente Drive
Suite 300
Newport Beach, CA 92660

danielle.barabino@ubs.com

Danielle Barabino

888 San Clemente Drive,Newport Beach,CA,92660
Kelli Baumgardner

Senior Wealth Strategy Associate
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Kelli began her career at UBS PWM in Century City in 2018. She is responsible for investment proposals, asset allocations and helping strategize clients’ needs for their unique lifestyles. She’s also the point of contact for our next generation clients. Kelli graduated from the University of California, Irvine in 2018 with a Bachelor of the Arts degree in Economics.
888 San Clemente Drive
Suite 300
Newport Beach, CA 92660

kelli.baumgardner@ubs.com

Kelli Baumgardner

888 San Clemente Drive,Newport Beach,CA,92660
Brandon Seanez

Client Associate
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Brandon Seanez is a registered CSA currently working at UBS since 2021. Graduating from San Francisco State University with a degree in Economics, he brings a client-oriented and detail-oriented approach to his work, supporting the Baumgardner Group from Northern California. Based in Menlo Park, Brandon has a knack for building solid trust with his clients, and delivering tailored solutions. With his expertise, and dedication, he continues to make a positive impact for all clients, helping them achieve their financial goals
2000 Avenue of the Stars
7th. Floor North
Los Angeles, CA 90067

brandon.seanez@ubs.com

Brandon Seanez

2000 Avenue of the Stars,Los Angeles,CA,90067
Veronica Mishriki

Client Associate
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Veronica Mishriki joined UBS in 2023 as a Client Associate. She is detail oriented and attentive, providing excellent service to the clients she supports.

Veronica graduated from the University of California, Davis in 2022 with a Bachelors in Cognitive Science.
1999 Avenue of the Stars
36th Floor
Los Angeles, CA 90067

veronica.mishriki@ubs.com

Veronica Mishriki

1999 Avenue of the Stars,Los Angeles,CA,90067

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Jay Baumgardner III, CFA

Bob Meeks

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Ranjeet Guptara

Gregory Dobbs

Antoine Lena

Danielle Barabino

Kelli Baumgardner

Brandon Seanez

Veronica Mishriki