Your goal. Your plan. Your future.

Private Wealth Management

Baumgardner Group hero

At the Baumgardner Group, we believe we truly have the investment experience and planning framework that can make a difference in the lives of sophisticated investors. As a former Naval Aviator, equity mutual fund manager, and current Senior Portfolio Manager, Jay has a keen understanding of risk and the discipline necessary to navigate challenges—whether in the markets or the military. Our advice offers you the structured approach of a financial plan designed around your goals with customized, risk-managed investment strategies to help you pursue them.

Drawing on the powerful global resources of UBS Private Wealth Management, we have the capabilities to address and execute on each of your most important priorities and concerns—anywhere from sourcing new capital to establishing a family wealth transfer plan to exiting your lifelong business.

But beyond our solutions and investment insight is a level of caring we believe our clients value equally as much. We strive to create a comfortable rapport that's welcoming and supportive. Most important, we want to help you make choices for your family and your future that will not only strengthen your confidence in our relationship, but also provide you with more freedom to focus on the rest of your life.

With our experience and genuine concern for your financial well-being, we hope to be an essential part of your lives and a source of clarity today and for years to come.

- Jay Baumgardner III, CFA®
How we invest

How we invest

How we plan

How we plan

UBS Private Wealth Management

UBS Private Wealth Management

Legacy—Wealth for others

For needs that go beyond your own—to help you improve the lives of others

What will your legacy be?
It’s never too early to plan ahead. A Legacy strategy can help you gain more control over your financial future and what you leave behind, so you can move forward with confidence.

Learn more at ubs.com/wealthway.

  •  Jay Baumgardner

    Jay Baumgardner III, CFA

    Managing Director–Wealth Management

    Private Wealth Advisor

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    • AL
    • AR
    • AZ
    • CA
    • CO
    • CT
    • DC
    • DE
    • FL
    • GA
    • HI
    • IA
    • ID
    • IL
    • IN
    • KS
    • KY
    • MA
    • MD
    • MI
    • MN
    • MS
    • NC
    • NH
    • NJ
    • NV
    • NY
    • OK
    • OR
    • PA
    • RI
    • SC
    • TN
    • TX
    • UT
    • VA
    • WA
    • WI

    Discipline, integrity and responsibility

    Jay has always been guided by discipline, integrity and responsibility. From his former life in the military to today, as a seasoned Private Wealth Advisor and portfolio manager, he applies those principles to his investment philosophy, particularly when it comes to managing risk. Jay takes into account your bigger wealth picture. He also focuses on the details. Diversification and financial planning are key to the strategy he recommends for you.

    “I strive to be an Advisor our clients want for life—building a caring team that shares client values, believes in doing the right thing, and puts clients first.”
    — Jay Baumgardner

    Looking beyond the comprehensive financial advice Jay provides, you’ll find a deep commitment to the well-being of his clients, and a team that puts clients above all else.

    Previous experience

    • Executive Director, J.P. Morgan, 2009 – 2016
    • Senior Portfolio Manager, Wells Fargo, 2004 – 2008

    Achievements and education

    • Private Wealth Advisor
    • Chartered Financial Analyst® (CFA®)
    • Series 7, 63 and 65 licenses
    • B.A., business administration, East Tennessee State University
    • M.B.A., Webster University

    Life

    • Jay is a former officer in the U.S. Marine Corps. and Naval Aviator.
    • He enjoys time with his family, his friends and golf.

        • Private Wealth Advisor
        • Senior Portfolio Manager
        • Chartered Financial Analyst®
        888 San Clemente Drive
        Suite 300
        Newport Beach, CA 92660
      • Danielle Barabino Profile Photo

        Danielle Barabino

        Senior Wealth Strategy Associate

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        • AL
        • AZ
        • CA
        • CO
        • DC
        • FL
        • GA
        • IA
        • IL
        • IN
        • KS
        • KY
        • LA
        • MA
        • MD
        • MI
        • MN
        • MS
        • NC
        • NH
        • NJ
        • NV
        • NY
        • OK
        • OR
        • PA
        • SC
        • TN
        • TX
        • UT
        • VA
        • WA

        Danielle Barabino is a Senior Wealth Strategy Associate at UBS. She supports Financial Advisor Jay Baumgardner’s practice by servicing his clientele of high-net-worth individuals, affluent families and corporations, and providing operational and sales assistance across his multiple lines of business. Danielle enjoys the challenges of helping Jay develop tailored strategies designed to pursue the diverse needs and goals of his clients. She relies on her interpersonal skills to help manage their expectations, and to navigate systems, resources, and departments within the firm to streamline the administrative and operations processes. She also applies her analytical knowledge and team building skills to her role in Jay’s practice. Danielle joined UBS in 2016 after serving as a Client Associate for J.P. Morgan Securities. She graduated from the University of California, Irvine in 2015 with a Bachelor of Science degree in Mathematics while playing collegiate water polo.

              888 San Clemente Drive
              Suite 300
              Newport Beach, CA 92660
            • Kelli Baumgardner

              Kelli Baumgardner

              Senior Wealth Strategy Associate

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              • AL
              • AZ
              • CA
              • CO
              • DC
              • FL
              • GA
              • IA
              • ID
              • IL
              • IN
              • KS
              • KY
              • LA
              • MA
              • MD
              • MI
              • MN
              • MS
              • NC
              • NH
              • NJ
              • NV
              • NY
              • OK
              • OR
              • PA
              • SC
              • TN
              • TX
              • UT
              • VA
              • WA
              • WI

              Kelli began her career at UBS PWM in Century City in 2018. She is responsible for investment proposals, asset allocations and helping strategize clients’ needs for their unique lifestyles. She’s also the point of contact for our next generation clients. Kelli graduated from the University of California, Irvine in 2018 with a Bachelor of the Arts degree in Economics.

                    888 San Clemente Drive
                    Suite 300
                    Newport Beach, CA 92660
                  • Antoine Lena

                    Antoine Lena

                    Senior Wealth Strategy Associate

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                    • AL
                    • AZ
                    • CA
                    • CO
                    • CT
                    • DC
                    • FL
                    • GA
                    • HI
                    • ID
                    • IL
                    • IN
                    • KS
                    • KY
                    • MA
                    • MI
                    • MS
                    • NC
                    • NH
                    • NJ
                    • NV
                    • NY
                    • OK
                    • PA
                    • SC
                    • TN
                    • TX
                    • UT
                    • VA
                    • WA
                    • WI

                    Antoine is a Registered Client Service Associate at UBS since October 2018. He joined the Baumgardner team in February 2018 as an Intern. Antoine is now supporting the team's practice by servicing their clientele of high-net-worth individuals. He assists with customizing portfolios for the team's clients. Antoine earned his bachelor degree in Economics and his master degree in Financial Mathematics from the University of California, Irvine. Antoine developed his work ethic, attention to detail and teamwork skills as a NCAA Division 1 water-polo player at UC Irvine.

                          888 San Clemente Drive
                          Suite 300
                          Newport Beach, CA 92660

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                        As of 06/30/2022

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