Life, wealth and discovering the goals that matter

Bridging the Gaps

WE WORK HARD TO BUILD AND PROTECT FINANCIAL WEALTH FOR OUR CLIENTS AND FUTURE GENERATIONS

Welcome to ARC Partners. We are five experienced and successful wealth managers. We joined forces to deliver what our clients need most in today’s markets, calculated, responsible and sophisticated investing.

With our combined expertise, we design plans and portfolios that not only meet, but anticipate your financial needs over your lifetime with innovative solutions and creative strategies.

Our clients value our breadth and depth of market expertise and our innovative solutions and creative strategies.

We understand the stresses and opportunities that face individuals and families living in the Bay Area and globally.

Our holistic approach covers our clients throughout their careers and into retirement. We bridge the gap between taxes, investments and estate planning while looking at both sides of your personal balance sheet.

We want to be your source for vital and strategic advice that evaluates, shapes and achieves your financial goals.

Our combined expertise and experience allows us to offer solutions to our clients that provide them with prosperity and peace of mind.

We are a team of two Private Wealth Advisors, two Certified Financial Planners (CFP), a Certified Private Wealth Advisor (CPWA), a Certified Divorce Financial Analyst (CDFA), a Chartered Retirement Planning Counselor, and a Corporate Stock Benefit Consultant.

We invite you to learn more about our individual members.

Start the conversation

Pursuing your goals together

Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.

Tom Anderson

Managing Director–Wealth Management

Private Wealth Advisor
View bio Industry recognition
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- ND
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- SC
- TN
- TX
- UT
- VA
- VI
- WA
- WI
- WY
Tom has worked in the financial world since 1985. His multi-generational approach to finance incorporates a long term-view with a tactical overlay. He excels at simplifying the complex for his clients and designing customized financial plans that create tax efficient strategies and minimize the effects of market volatility.

Tom specializes in yield-driven strategies across equities, fixed income, alternative investments and structured solutions. Tom knows that significant wealth brings complex challenges. He is uniquely skilled at creating customized solutions to the intricate issues surrounding wealth management.

UBS has awarded his expertise with both the distinguished UBS Private Wealth Advisor and the Senior Portfolio Manager designations.

Tom has long family roots in the Bay Area. He and his wife, Sandy, are proud parents of Emily and Philip, and just welcomed their second grandchild. He is a competitive swimmer and tennis player and an Eagle Scout. His commitment to service that he developed throughout all aspects of his life has proven valuable in guiding clients over the years.
- Forbes Best-in-State Wealth Advisors, 2018, 2019, 2020, 2021, 2022, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
- Forbes Best-in-State Wealth Management Teams, 2023The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
- UBS Wealth Management Chairman’s Council, 2024UBS Financial Services Inc. Councils are a distinction held by UBS Financial Advisors based on criteria including evaluation of compliance with firm rules, standards & policies and revenue. Council membership is not representative of any one client's experience and is not indicative of the advisor’s future performance.
- University of California Berkeley, B.A. History
- Private Wealth Advisor
- Senior Portfolio Manager
305 Lytton Ave
Palo Alto, CA 94301

thomas.d.anderson@ubs.com

Tom Anderson

305 Lytton Ave,Palo Alto,CA,94301
Shelley Richardson, CFP, CPWA, CDFA

Senior Vice President–Wealth Management

Private Wealth Advisor
View bio Industry recognition
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- ND
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- SC
- TN
- TX
- UT
- VA
- VI
- WA
- WI
- WY
Shelley found her calling in Financial Services early in her life. She majored in finance in college, and then went on to get her MBA. The opportunities and nuances in strategic planning fascinated her, which, combined with her desire to help people made becoming a Financial Advisor a natural fit.

Shelley works with Silicon Valley executives with concentrated public and private equity and provides a broad array of services including tailored lending, diversification strategies and alternative investments. She relishes the opportunity to solve complex financial problems and is relentless in the pursuit of a solution. She is skilled at reviewing a client’s entire balance sheet to identify pitfalls and seize opportunities. “Planning with purpose” helps her clients avoid emotional decision making during difficult times.

Shelley was featured in the inaugural list of “Financial Visionaries: 20 Leading Startup Financial Planners in California." Shelley is also a member of Financial Planning Associate of Silicon Valley and has earned numerous accreditations over her long career, including her Series 7, 63, 65 and 3 securities licenses and her insurance license.

Outside of work, Shelley and her two daughters, Emily and Amanda, enjoy hiking, local parks and traveling to new places. She enjoys cooking gourmet meals for her family and playing tennis. She and her daughters share a commitment to their community, volunteering for Peninsula Open Space Trust, Save our Shores, Creek Connections Action Group, and Santa Clara County Parks.
- UBS Wealth Management President’s Council, 2024UBS Financial Services Inc. Councils are a distinction held by UBS Financial Advisors based on criteria including evaluation of compliance with firm rules, standards & policies and revenue. Council membership is not representative of any one client's experience and is not indicative of the advisor’s future performance.
- UBS Wealth Management President’s Council, 2024UBS Financial Services Inc. Councils are a distinction held by UBS Financial Advisors based on criteria including evaluation of compliance with firm rules, standards & policies and revenue. Council membership is not representative of any one client's experience and is not indicative of the advisor’s future performance.
- Private Wealth Advisor
- Certified Divorce Financial Analyst
- CERTIFIED FINANCIAL PLANNER®
- Senior Portfolio Manager
305 Lytton Ave.
Palo Alto, CA 94301

shelley.goglio@ubs.com

Shelley Richardson, CFP, CPWA, CDFA

305 Lytton Ave.,Palo Alto,CA,94301
David Hohl

Senior Vice President–Wealth Management

Financial Advisor
View bio
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- ND
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- RI
- SC
- TN
- TX
- UT
- VA
- VI
- WA
- WI
- WY
Dave is a back-of-the-envelope theorist. Focusing on the fundamentals, his philosophy is simplicity over complexity

Dave joined ARC partners in 2020 with the desire to increase the expertise he could offer his clients. He has worked with many clients for over 30 years, spanning their many significant life events. Dave has been with UBS and its predecessor firm PaineWebber since 1985.

He received his BA from UC Davis and splits his time between his homes in Atherton and Rhode Island. He has three adult children and four grandchildren spanning the globe. Loving sports, Dave enjoys swimming he participates in the annual “Save the Bay” swim in the Narragansett Bay, and will play Frisbee with anyone who wants to move.
- Senior Portfolio Manager
305 Lytton Ave
Palo Alto, CA 94301

david.hohl@ubs.com

David Hohl

305 Lytton Ave,Palo Alto,CA,94301
Sara Saxe

Senior Vice President–Wealth Management

Financial Advisor
View bio Industry recognition
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- ND
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- SC
- TN
- TX
- UT
- VA
- VI
- WA
- WI
- WY
After graduating with Honors from Occidental College, Sara became fascinated with finance and stock markets and began her career at Kidder, Peabody & Co. Sara became the first woman branch manager in San Jose and Palo Alto for Kidder before stepping away from management in 2004.

With decades of experience spanning both the financial/retirement planning and management realms of brokerage, she’s learned that wealth is built, not on fleeting trends, but on a foundation of wisdom and experience. Her focus is on Silicon Valley executives and middle-management at both private and publicly-traded corporations with a particular expertise in retirement planning. Furthermore, Sara understands the unique challenges and opportunities women face in the fray of today’s financial world.

UBS has recognized Sara’s experience and expertise by selecting her to serve on the UBS Financial Advisory Council (FAAC) in 2017. She served as Co-Chair from 2019-2020, and because of her leadership and vast knowledge of the business, was asked to serve an additional 2 years beyond the normal 3 year term.

Sara has been an avid tennis player since college as well as an accomplished equestrian. She runs daily with her beloved dog Wally and spends time in her nascent vineyard.
- Forbes America’s Top Women Wealth Advisors, 2017, 2018, 2019, 2020, 2021The Forbes rating is compiled by Shook Research and awarded annually in February based on information from a 12 month period ending September of the prior year.
- Forbes Best-in-State Wealth Advisors, 2018, 2019, 2020, 2021, 2022, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
- Forbes Top Women Wealth Advisors Best-in-State, 2022, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in February based on information from a 12 month period ending September of the prior year.
- CERTIFIED FINANCIAL PLANNER®
- Chartered Retirement Planning Counselor
305 Lytton Ave
Palo Alto, CA 94301

sara.saxe@ubs.com

Sara Saxe

305 Lytton Ave,Palo Alto,CA,94301
Matthew Huerta

Registered Client Associate
View bio
- AK
- AL
- AZ
- CA
- CO
- CT
- DC
- FL
- GA
- HI
- IA
- ID
- IL
- LA
- MA
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- NJ
- NV
- NY
- OH
- OK
- OR
- PA
- TN
- TX
- UT
- VA
- VI
- WA
- WY
Matthew joined UBS in 2011 and oversees client administration for ARC Partners. Matthew has more than 17 years of experience in the financial services industry, and has been recognized annually as a Banking Champion since 2014. A graduate of UC Berkeley, Matthew received a B.A. in Political Science and subsequently earned Series 7, 63, 65, 31 and insurance licenses.

Matthew coaches his son's baseball team and daughter's soccer team and enjoys exploring the great outdoors with his family. He closely follows the local professional soccer club San Jose Earthquakes as well as the US Men's National Team.
- UC Berkeley, B.A. Political Science
305 Lytton Ave
Palo Alto, CA 94301

matthew.huerta@ubs.com

Matthew Huerta

305 Lytton Ave,Palo Alto,CA,94301
Alex Adiutori

Wealth Management Associate
View bio
- AK
- AZ
- CA
- CO
- CT
- DC
- FL
- GA
- HI
- IA
- ID
- IL
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NJ
- NV
- NY
- OK
- OR
- PA
- TN
- TX
- UT
- VA
- WA
- WY
Alex joined UBS in 2017 and oversees client administration for ARC Partners. After earning a B.A. in Political Science from San Jose State University, Alex moved to Sacramento to volunteer in numerous local and state elections throughout California. A successful transition into the financial services industry has led Alex to advance her knowledge by earning the Series 7 and 66 license.

Alex is responsible for all day-to-day administrative duties, works closely with the team on portfolio reviews and provides excellent client service, assisting with any client requests and queries. Efficient and detail-oriented, she confirms and oversees all scheduled client reviews. Her supervision of this process ensures that each client is receiving the service they deserve.

Always focused on deepening clients’ experience and relationships with the team, Alex manages all marketing and communications initiatives. She provides creative client outreach solutions and is also the team’s main coordinator for planning and organizing client events.

A Bay Area native, Alex enjoys travelling up and down the coast with her husband, Matt. Together, they share of a love for cooking, the San Jose Sharks, and exploring local craft breweries. Alex and Matt welcomed their son, Andrew, in 2022.
- San Jose State University, B.A. Political Science
750 University Ave.
Suite 250
Los Gatos, CA 95032

alex.adiutori@ubs.com

Alex Adiutori

750 University Ave.,Los Gatos,CA,95032

Fay Fruin-Jameson

Authorized Officer

Team Administrator
View bio
- AK
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- RI
- TN
- TX
- UT
- VA
- VT
- WA
- WY
Fay brings more than 20 years of experience as the key Senior Registered Client Service Associate. She brings her commitment to integrity and a client-centered work ethic to each relationship. Fay is the key point of contact, handling all aspects of account administration and providing clients access to the extensive resources of UBS Wealth Management. Fay is passionate about delivering the finest experience to her team's most discerning clients.

Fay holds Securities Licenses Series 7, Series 66, and Series 31. Fay is married and has one daughter. Of note, Fay is also an expert gardener and gourmet cook; she hosts some of the best dinner parties in San Jose.
355 Santana Row
Suite 2050
San Jose, CA 95128

fay.fruin-jameson@ubs.com

Fay Fruin-Jameson

355 Santana Row,San Jose,CA,95128
Cari Tortorella

Investment Associate
View bio
- CA
- CT
305 Lytton Ave
Palo Alto, CA 94301

cari.tortorella@ubs.com

Cari Tortorella

305 Lytton Ave,Palo Alto,CA,94301

Tom Anderson

Managing Director–Wealth Management

Private Wealth Advisor
View bio Industry recognition
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- ND
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- SC
- TN
- TX
- UT
- VA
- VI
- WA
- WI
- WY
Tom has worked in the financial world since 1985. His multi-generational approach to finance incorporates a long term-view with a tactical overlay. He excels at simplifying the complex for his clients and designing customized financial plans that create tax efficient strategies and minimize the effects of market volatility.

Tom specializes in yield-driven strategies across equities, fixed income, alternative investments and structured solutions. Tom knows that significant wealth brings complex challenges. He is uniquely skilled at creating customized solutions to the intricate issues surrounding wealth management.

UBS has awarded his expertise with both the distinguished UBS Private Wealth Advisor and the Senior Portfolio Manager designations.

Tom has long family roots in the Bay Area. He and his wife, Sandy, are proud parents of Emily and Philip, and just welcomed their second grandchild. He is a competitive swimmer and tennis player and an Eagle Scout. His commitment to service that he developed throughout all aspects of his life has proven valuable in guiding clients over the years.
- Forbes Best-in-State Wealth Advisors, 2018, 2019, 2020, 2021, 2022, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
- Forbes Best-in-State Wealth Management Teams, 2023The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
- UBS Wealth Management Chairman’s Council, 2024UBS Financial Services Inc. Councils are a distinction held by UBS Financial Advisors based on criteria including evaluation of compliance with firm rules, standards & policies and revenue. Council membership is not representative of any one client's experience and is not indicative of the advisor’s future performance.
- University of California Berkeley, B.A. History
- Private Wealth Advisor
- Senior Portfolio Manager
305 Lytton Ave
Palo Alto, CA 94301

thomas.d.anderson@ubs.com

Tom Anderson

305 Lytton Ave,Palo Alto,CA,94301
Shelley Richardson, CFP, CPWA, CDFA

Senior Vice President–Wealth Management

Private Wealth Advisor
View bio Industry recognition
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- ND
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- SC
- TN
- TX
- UT
- VA
- VI
- WA
- WI
- WY
Shelley found her calling in Financial Services early in her life. She majored in finance in college, and then went on to get her MBA. The opportunities and nuances in strategic planning fascinated her, which, combined with her desire to help people made becoming a Financial Advisor a natural fit.

Shelley works with Silicon Valley executives with concentrated public and private equity and provides a broad array of services including tailored lending, diversification strategies and alternative investments. She relishes the opportunity to solve complex financial problems and is relentless in the pursuit of a solution. She is skilled at reviewing a client’s entire balance sheet to identify pitfalls and seize opportunities. “Planning with purpose” helps her clients avoid emotional decision making during difficult times.

Shelley was featured in the inaugural list of “Financial Visionaries: 20 Leading Startup Financial Planners in California." Shelley is also a member of Financial Planning Associate of Silicon Valley and has earned numerous accreditations over her long career, including her Series 7, 63, 65 and 3 securities licenses and her insurance license.

Outside of work, Shelley and her two daughters, Emily and Amanda, enjoy hiking, local parks and traveling to new places. She enjoys cooking gourmet meals for her family and playing tennis. She and her daughters share a commitment to their community, volunteering for Peninsula Open Space Trust, Save our Shores, Creek Connections Action Group, and Santa Clara County Parks.
- UBS Wealth Management President’s Council, 2024UBS Financial Services Inc. Councils are a distinction held by UBS Financial Advisors based on criteria including evaluation of compliance with firm rules, standards & policies and revenue. Council membership is not representative of any one client's experience and is not indicative of the advisor’s future performance.
- UBS Wealth Management President’s Council, 2024UBS Financial Services Inc. Councils are a distinction held by UBS Financial Advisors based on criteria including evaluation of compliance with firm rules, standards & policies and revenue. Council membership is not representative of any one client's experience and is not indicative of the advisor’s future performance.
- Private Wealth Advisor
- Certified Divorce Financial Analyst
- CERTIFIED FINANCIAL PLANNER®
- Senior Portfolio Manager
305 Lytton Ave.
Palo Alto, CA 94301

shelley.goglio@ubs.com

Shelley Richardson, CFP, CPWA, CDFA

305 Lytton Ave.,Palo Alto,CA,94301
David Hohl

Senior Vice President–Wealth Management

Financial Advisor
View bio
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- ND
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- RI
- SC
- TN
- TX
- UT
- VA
- VI
- WA
- WI
- WY
Dave is a back-of-the-envelope theorist. Focusing on the fundamentals, his philosophy is simplicity over complexity

Dave joined ARC partners in 2020 with the desire to increase the expertise he could offer his clients. He has worked with many clients for over 30 years, spanning their many significant life events. Dave has been with UBS and its predecessor firm PaineWebber since 1985.

He received his BA from UC Davis and splits his time between his homes in Atherton and Rhode Island. He has three adult children and four grandchildren spanning the globe. Loving sports, Dave enjoys swimming he participates in the annual “Save the Bay” swim in the Narragansett Bay, and will play Frisbee with anyone who wants to move.
- Senior Portfolio Manager
305 Lytton Ave
Palo Alto, CA 94301

david.hohl@ubs.com

David Hohl

305 Lytton Ave,Palo Alto,CA,94301
Sara Saxe

Senior Vice President–Wealth Management

Financial Advisor
View bio Industry recognition
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- ND
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- SC
- TN
- TX
- UT
- VA
- VI
- WA
- WI
- WY
After graduating with Honors from Occidental College, Sara became fascinated with finance and stock markets and began her career at Kidder, Peabody & Co. Sara became the first woman branch manager in San Jose and Palo Alto for Kidder before stepping away from management in 2004.

With decades of experience spanning both the financial/retirement planning and management realms of brokerage, she’s learned that wealth is built, not on fleeting trends, but on a foundation of wisdom and experience. Her focus is on Silicon Valley executives and middle-management at both private and publicly-traded corporations with a particular expertise in retirement planning. Furthermore, Sara understands the unique challenges and opportunities women face in the fray of today’s financial world.

UBS has recognized Sara’s experience and expertise by selecting her to serve on the UBS Financial Advisory Council (FAAC) in 2017. She served as Co-Chair from 2019-2020, and because of her leadership and vast knowledge of the business, was asked to serve an additional 2 years beyond the normal 3 year term.

Sara has been an avid tennis player since college as well as an accomplished equestrian. She runs daily with her beloved dog Wally and spends time in her nascent vineyard.
- Forbes America’s Top Women Wealth Advisors, 2017, 2018, 2019, 2020, 2021The Forbes rating is compiled by Shook Research and awarded annually in February based on information from a 12 month period ending September of the prior year.
- Forbes Best-in-State Wealth Advisors, 2018, 2019, 2020, 2021, 2022, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
- Forbes Top Women Wealth Advisors Best-in-State, 2022, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in February based on information from a 12 month period ending September of the prior year.
- CERTIFIED FINANCIAL PLANNER®
- Chartered Retirement Planning Counselor
305 Lytton Ave
Palo Alto, CA 94301

sara.saxe@ubs.com

Sara Saxe

305 Lytton Ave,Palo Alto,CA,94301
Matthew Huerta

Registered Client Associate
View bio
- AK
- AL
- AZ
- CA
- CO
- CT
- DC
- FL
- GA
- HI
- IA
- ID
- IL
- LA
- MA
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- NJ
- NV
- NY
- OH
- OK
- OR
- PA
- TN
- TX
- UT
- VA
- VI
- WA
- WY
Matthew joined UBS in 2011 and oversees client administration for ARC Partners. Matthew has more than 17 years of experience in the financial services industry, and has been recognized annually as a Banking Champion since 2014. A graduate of UC Berkeley, Matthew received a B.A. in Political Science and subsequently earned Series 7, 63, 65, 31 and insurance licenses.

Matthew coaches his son's baseball team and daughter's soccer team and enjoys exploring the great outdoors with his family. He closely follows the local professional soccer club San Jose Earthquakes as well as the US Men's National Team.
- UC Berkeley, B.A. Political Science
305 Lytton Ave
Palo Alto, CA 94301

matthew.huerta@ubs.com

Matthew Huerta

305 Lytton Ave,Palo Alto,CA,94301
Alex Adiutori

Wealth Management Associate
View bio
- AK
- AZ
- CA
- CO
- CT
- DC
- FL
- GA
- HI
- IA
- ID
- IL
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NJ
- NV
- NY
- OK
- OR
- PA
- TN
- TX
- UT
- VA
- WA
- WY
Alex joined UBS in 2017 and oversees client administration for ARC Partners. After earning a B.A. in Political Science from San Jose State University, Alex moved to Sacramento to volunteer in numerous local and state elections throughout California. A successful transition into the financial services industry has led Alex to advance her knowledge by earning the Series 7 and 66 license.

Alex is responsible for all day-to-day administrative duties, works closely with the team on portfolio reviews and provides excellent client service, assisting with any client requests and queries. Efficient and detail-oriented, she confirms and oversees all scheduled client reviews. Her supervision of this process ensures that each client is receiving the service they deserve.

Always focused on deepening clients’ experience and relationships with the team, Alex manages all marketing and communications initiatives. She provides creative client outreach solutions and is also the team’s main coordinator for planning and organizing client events.

A Bay Area native, Alex enjoys travelling up and down the coast with her husband, Matt. Together, they share of a love for cooking, the San Jose Sharks, and exploring local craft breweries. Alex and Matt welcomed their son, Andrew, in 2022.
- San Jose State University, B.A. Political Science
750 University Ave.
Suite 250
Los Gatos, CA 95032

alex.adiutori@ubs.com

Alex Adiutori

750 University Ave.,Los Gatos,CA,95032
Fay Fruin-Jameson

Authorized Officer

Team Administrator
View bio
- AK
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- RI
- TN
- TX
- UT
- VA
- VT
- WA
- WY
Fay brings more than 20 years of experience as the key Senior Registered Client Service Associate. She brings her commitment to integrity and a client-centered work ethic to each relationship. Fay is the key point of contact, handling all aspects of account administration and providing clients access to the extensive resources of UBS Wealth Management. Fay is passionate about delivering the finest experience to her team's most discerning clients.

Fay holds Securities Licenses Series 7, Series 66, and Series 31. Fay is married and has one daughter. Of note, Fay is also an expert gardener and gourmet cook; she hosts some of the best dinner parties in San Jose.
355 Santana Row
Suite 2050
San Jose, CA 95128

fay.fruin-jameson@ubs.com

Fay Fruin-Jameson

355 Santana Row,San Jose,CA,95128
Cari Tortorella

Investment Associate
View bio
- CA
- CT
305 Lytton Ave
Palo Alto, CA 94301

cari.tortorella@ubs.com

Cari Tortorella

305 Lytton Ave,Palo Alto,CA,94301

Our clients

Our team focuses on bringing business owners, corporate executives and their families the sense of security that only a well-conceived financial plan can provide.

Individuals and Families

We help address every family financial issue ranging from portfolio management to retirement planning to wealth transfer and philanthropy.

Corporate executives

With complicated equity award packages, executives need specific guidance.

Business owners

By working closely together at each stage in your business lifecycle, our team offers advisory solutions that help empower you to make educated financial decisions.

Financial planning

Our planning approach includes:

Retirement income planning

We can work with you to help protect your lifestyle and livelihood throughout retirement.

Trust and estate planning strategies

We have the experience and the resources to address the complexities of your estate, philanthropic and legacy planning goals.

Insurance consulting and review

Our team views insurance as a complementary tool to protect your family’s assets, replace income and create a legacy for future generations and philanthropic beneficiaries.

Integration of benefits in your review

We are able to review your individual and company benefits and integrate them into your total plan.

Liability management

We provide a wide range of lending options such as securities based loans, mortgages and commercial loans to ensure you are set up in the most efficient manner possible.

Education funding

Through the implementation and monitoring of college savings programs, we offer solutions that work with all your planning goals.

Investment management

Individually managed portfolios to help protect wealth:

Portfolio management

We build customized portfolios based on our comprehensive due diligence and planning process. Our strategies offer diversified portfolios that are rebalanced regularly to help ensure you stay on target.

Liquidity, longevity and legacy

We segregate assets specific to maintaining your lifestyle from those earmarked for your legacy, thus creating distinct allocations for the capital you will need to meet specific goals within certain timeframes. This goals-based approach allows us to align your strategy with your liquidity, longevity and legacy objectives along the timetable that is right for you.

Tax-advantaged strategies

Our team will work with you to develop tax-advantaged solutions with a focus on maximizing your after-tax return.

Preserving multigenerational wealth

We understand the connections between wealth and family. We are well positioned to address your family’s wealth transfer and philanthropic needs.

Our services

Helping you simplify your financial life

With our high-touch service, we bring together the boutique solutions of a knowledgeable and experienced team backed by the resources of UBS, one of the world’s largest and respected wealth management firms.

Customized client service

Our entire team is highly accessible, with consistent communication and ongoing reviews. Responsive and attentive, we build long-lasting relationships by offering robust service that anticipate your needs.

A focus on transparency

We will work closely with you to understand your goals and develop your personalized strategy, keeping you informed and involved every step of the way.

Family advisory services

We provide a dedicated organization to bridge the generations within your family in order to create continuity and deliver a structure that is focused on preserving wealth and creating opportunities.

Bringing together the best resources

We work closely with your tax, legal and insurance advisors, as well as our network of financial experts to incorporate all perspectives into one integrated approach.

Los Angeles fire relief

Support and resources

The UBS Optimus Foundation has committed up to $1 million in match funding for donations to trusted relief organizations Americares, World Central Kitchen, Team Rubicon and GiveDirectly in support of their efforts on behalf of those affected by the recent wildfires in southern California.

Learn more about how you can get involved and double your impact through the UBS Optimus Foundation.

Get involved

A leader in wealth management

Backed by the strength of our parent company, UBS AG

^$5.9+ trn

UBS Group invested assets
As of 06/30/2024

51 countries

Our global footprint

Global leader

UBS is a leading and truly global wealth manager

Life, wealth and discovering the goals that matter

Bridging the Gaps

Pursuing your goals together

Tom Anderson

Shelley Richardson, CFP, CPWA, CDFA

David Hohl

Sara Saxe

Matthew Huerta

Alex Adiutori

Fay Fruin-Jameson

Cari Tortorella