Life, wealth and discovering the goals that matter

At ARC Partners, we’re an experienced team of enthusiastic wealth managers who have joined forces to deliver what we believe families need most today—purposeful planning and responsible investing to pursue their long-term goals.

Our approach is straightforward. We look at both sides of your personal balance sheet—and then we look further—at each area of your financial life where we believe you may benefit from a more innovative solution or a better strategy.

Our clients often choose to work with us for life. We believe they respect our knowledge and our recommendations. But more important, they value our intuitive understanding of the challenges they face each day as they work, raise families and plan for a fulfilling future. Simply, we “get” them and the Bay Area we know so well. Our priority is to be a stable and consistent source of advice and answers to the questions that matter most.

Start the conversation

Pursuing your goals together

Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.

Tom Anderson

Managing Director–Wealth Management

Private Wealth Advisor
View bio Industry recognition
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- HI
- IA
- ID
- IL
- IN
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- ND
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- SC
- TN
- TX
- UT
- VA
- VI
- WA
- WI
- WY
Tom believes in giving straight-forward advice—in any market. Take a long-term view. Make decisions proactively, not reactively. Stick with your savings and investment plan. Tom's focus is on designing investment strategies that minimize volatility, are attainable and focus on savings. Financial planning plays an important role in helping clients stay on the right path to retirement. Tom's work ethic was formed while attaining the rank of Eagle Scout. This commitment to service has proven valuable in guiding clients over the years.

Tom joined the UBS predecessor firm PaineWebber in 1985, and has since earned the distinguished UBS Wealth Advisor designation and Senior Portfolio Manager designations.

A competitive swimmer, tennis player and avid reader, Tom has roots in the Bay Area since the 1870s. He and his wife, Sandy, are proud parents of Emily and Philip, who are now working in Washington D.C. and the Bay Area, respectively.
- Forbes Best-in-State Wealth Advisors, 2018, 2019, 2020, 2021, 2022, 2023The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
- Forbes Best-in-State Wealth Management Teams, 2023The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
- University of California Berkeley, B.A. History
- Private Wealth Advisor
- Senior Portfolio Manager
64 Willow Place
Suite 200
Menlo Park, CA 94025
Shelley Richardson, CFP, CPWA, CDFA

Senior Vice President–Wealth Management

Private Wealth Advisor
View bio Industry recognition
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- HI
- IA
- ID
- IL
- IN
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- ND
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- SC
- TN
- TX
- UT
- VA
- VI
- WA
- WI
- WY
Her focus and training are in financial planning, but Shelley sees her role as "financial therapist." To her, planning helps clients find peace of mind. They see their entire balance sheet and can then address their concerns, identify pitfalls and seize opportunities—especially with Shelley's help and her ability to understand and problem solve.

She found her calling in Financial Services when she turned 18--changing her college major to finance, followed by an MBA. She combined her love of finance with her desire to help people so becoming a Financial Advisor was a natural fit. Having been at UBS for more than 25 years, Shelley is an indispensable member of her team. While she does much of the planning work with clients, she is detailed oriented and provides insight and education into any issue or challenge the team is facing. Shelley is consistent, thorough and dedicated to finding the right answer.

Shelley is a member of Financial Planning Associate of Silicon Valley. She has earned numerous accreditations over her long career, including her Series 7, 63, 65 and 3 securities licenses and her insurance license.

Outside of work, Shelley and her two daughters, Emily and Amanda, enjoy hiking, local parks and traveling to new places. She enjoys cooking gourmet meals for her family and playing tennis. Together they share a commitment to their community, volunteering for Peninsula Open Space Trust, Save our Shores, Creek Connections Action Group, and Santa Clara County Parks.
- Forbes America’s Top Women Wealth Advisors, 2017, 2018, 2019, 2020, 2021The Forbes rating is compiled by Shook Research and awarded annually in February based on information from a 12 month period ending September of the prior year.
- Forbes Best-in-State Wealth Advisors, 2019, 2020, 2021, 2022, 2023The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
- Forbes Best-in-State Wealth Management Teams, 2023The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
- Forbes Best-in-State Women Wealth Advisors, 2020, 2021, 2022, 2023The Forbes rating is compiled by Shook Research and awarded annually in February based on information from a 12 month period ending September of the prior year.
- Working Mother Magazine/SHOOK Top Wealth Advisor Moms, 2017, 2018, 2019, 2020, 2021The Working Mother Magazine/SHOOK rating is compiled by Shook Research and awarded annually in October based on information from a 12 month period ending in March of the award year.
- Private Wealth Advisor
- Certified Divorce Financial Analyst
- CERTIFIED FINANCIAL PLANNER™
- Senior Portfolio Manager
750 University Ave.
Suite 250
Los Gatos, CA 95032
David Hohl

Senior Vice President–Wealth Management

Financial Advisor
View bio
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- ND
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- RI
- SC
- TN
- TX
- UT
- VA
- VI
- WA
- WI
- WY
- Senior Portfolio Manager
775 Page Mill Road
Palo Alto, CA 94304
Sara Saxe

Senior Vice President–Wealth Management

Financial Advisor
View bio Industry recognition
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- HI
- IA
- ID
- IL
- IN
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- ND
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- SC
- TN
- TX
- UT
- VA
- VI
- WA
- WI
- WY
- Forbes America’s Top Women Wealth Advisors, 2017, 2018, 2019, 2020, 2021The Forbes rating is compiled by Shook Research and awarded annually in February based on information from a 12 month period ending September of the prior year.
- Forbes Best-in-State Wealth Advisors, 2018, 2019, 2020, 2021, 2022, 2023The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
- Forbes Best-in-State Women Wealth Advisors, 2020, 2021, 2022, 2023The Forbes rating is compiled by Shook Research and awarded annually in February based on information from a 12 month period ending September of the prior year.
- CERTIFIED FINANCIAL PLANNER™
- Chartered Retirement Planning Counselor℠
64 Willow Place
Suite 200
Menlo Park, CA 94025
Patrick Sweeney

Financial Advisor
View bio
Two defining moments helped drive my passion towards becoming a financial advisor, the first being vivid memories of sitting on my grandfather’s lap, watching him trade stocks on the green screen. The second was growing up in an affluent neighborhood with a normal childhood, and suddenly, my junior year having everything I loved and cherished ripped away. I experienced firsthand what financial stability was not supposed to be, and how easily it could tear a family apart. One of the main reasons I got into this industry is to never let what I experienced happen to anyone else. I hope to always be able to provide for my family, and my passion is to help others along the way.

Finding my home with UBS, with my team ARC Partners, has allowed my passion and pride in building close relationships with clients to flourish. I have always loved learning about the stock market and received my degree in economics with a concentration in risk and portfolio management. After moving to California from Maryland, I began mentoring and coaching youth lacrosse. Having started two local high school programs, I realized that the true value lies in mentoring young boys to become men, all while sharing the financial skills that will allow them to get a jump start on life’s next steps and helping them and their families protect and grow their wealth.

Outside of work, I enjoy spending time with my wife, Allison, and our English Bulldog, Graham. Some of our hobbies include skiing, playing tennis or golf, learning to fly and training for triathlons such as the Ironman and Escape from Alcatraz.
Matthew Huerta

Client Associate
View bio
- AK
- AL
- AZ
- CA
- CO
- CT
- DC
- FL
- GA
- HI
- IA
- ID
- IL
- LA
- MA
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- NJ
- NV
- NY
- OH
- OK
- OR
- PA
- TN
- TX
- UT
- VA
- VI
- WA
- WY
Matthew joined UBS in 2011 and oversees client administration for ARC Partners. Matthew has more than 17 years of experience in the financial services industry, and has been recognized annually as a Banking Champion since 2014. A graduate of UC Berkeley, Matthew received a B.A. in Political Science and subsequently earned Series 7, 63, 65, 31 and insurance licenses.

Matthew coaches his son's baseball team and daughter's soccer team and enjoys exploring the great outdoors with his family. He closely follows the local professional soccer club San Jose Earthquakes as well as the US Men's National Team.
- UC Berkeley, B.A. Political Science
64 Willow Place
Suite 200
Menlo Park, CA 94025

Alex Adiutori

Wealth Management Associate
View bio
- AK
- AZ
- CA
- CO
- CT
- DC
- FL
- GA
- HI
- IA
- ID
- IL
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NJ
- NV
- NY
- OK
- OR
- PA
- TN
- TX
- UT
- VA
- WA
- WY
Alex joined UBS in 2017 and oversees client administration for ARC Partners. After earning a B.A. in Political Science from San Jose State University, Alex moved to Sacramento to volunteer in numerous local and state elections throughout California. A successful transition into the financial services industry has led Alex to advance her knowledge by earning the Series 7 and 66 license.

Alex is responsible for all day-to-day administrative duties, works closely with the team on portfolio reviews and provides excellent client service, assisting with any client requests and queries. Efficient and detail-oriented, she confirms and oversees all scheduled client reviews. Her supervision of this process ensures that each client is receiving the service they deserve.

Always focused on deepening clients’ experience and relationships with the team, Alex manages all marketing and communications initiatives. She provides creative client outreach solutions and is also the team’s main coordinator for planning and organizing client events.

A Bay Area native, Alex enjoys travelling up and down the coast with her husband, Matt. Together, they share of a love for cooking, the San Jose Sharks, and exploring local craft breweries.
- San Jose State University, B.A. Political Science
750 University Ave.
Suite 250
Los Gatos, CA 95032
Fay Fruin-Jameson

Team Administrator
View bio
- AK
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- RI
- TN
- TX
- UT
- VA
- VT
- WA
- WY
Fay brings more than 20 years of experience as the key Senior Registered Client Service Associate. She brings her commitment to integrity and a client-centered work ethic to each relationship. Fay is the key point of contact, handling all aspects of account administration and providing clients access to the extensive resources of UBS Wealth Management. Fay is passionate about delivering the finest experience to her team's most discerning clients.

Fay holds Securities Licenses Series 7, Series 66, and Series 31. Fay is married and has one daughter. Of note, Fay is also an expert gardener and gourmet cook; she hosts some of the best dinner parties in San Jose.
355 Santana Row
Suite 2050
San Jose, CA 95128
Cari Tortorella

Investment Associate
View bio
- CA
- CT
64 Willow Place
Suite 200
Menlo Park, CA 94025

Tom Anderson

Managing Director–Wealth Management

Private Wealth Advisor
View bio Industry recognition
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- HI
- IA
- ID
- IL
- IN
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- ND
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- SC
- TN
- TX
- UT
- VA
- VI
- WA
- WI
- WY
Tom believes in giving straight-forward advice—in any market. Take a long-term view. Make decisions proactively, not reactively. Stick with your savings and investment plan. Tom's focus is on designing investment strategies that minimize volatility, are attainable and focus on savings. Financial planning plays an important role in helping clients stay on the right path to retirement. Tom's work ethic was formed while attaining the rank of Eagle Scout. This commitment to service has proven valuable in guiding clients over the years.

Tom joined the UBS predecessor firm PaineWebber in 1985, and has since earned the distinguished UBS Wealth Advisor designation and Senior Portfolio Manager designations.

A competitive swimmer, tennis player and avid reader, Tom has roots in the Bay Area since the 1870s. He and his wife, Sandy, are proud parents of Emily and Philip, who are now working in Washington D.C. and the Bay Area, respectively.
- Forbes Best-in-State Wealth Advisors, 2018, 2019, 2020, 2021, 2022, 2023The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
- Forbes Best-in-State Wealth Management Teams, 2023The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
- University of California Berkeley, B.A. History
- Private Wealth Advisor
- Senior Portfolio Manager
64 Willow Place
Suite 200
Menlo Park, CA 94025
Shelley Richardson, CFP, CPWA, CDFA

Senior Vice President–Wealth Management

Private Wealth Advisor
View bio Industry recognition
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- HI
- IA
- ID
- IL
- IN
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- ND
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- SC
- TN
- TX
- UT
- VA
- VI
- WA
- WI
- WY
Her focus and training are in financial planning, but Shelley sees her role as "financial therapist." To her, planning helps clients find peace of mind. They see their entire balance sheet and can then address their concerns, identify pitfalls and seize opportunities—especially with Shelley's help and her ability to understand and problem solve.

She found her calling in Financial Services when she turned 18--changing her college major to finance, followed by an MBA. She combined her love of finance with her desire to help people so becoming a Financial Advisor was a natural fit. Having been at UBS for more than 25 years, Shelley is an indispensable member of her team. While she does much of the planning work with clients, she is detailed oriented and provides insight and education into any issue or challenge the team is facing. Shelley is consistent, thorough and dedicated to finding the right answer.

Shelley is a member of Financial Planning Associate of Silicon Valley. She has earned numerous accreditations over her long career, including her Series 7, 63, 65 and 3 securities licenses and her insurance license.

Outside of work, Shelley and her two daughters, Emily and Amanda, enjoy hiking, local parks and traveling to new places. She enjoys cooking gourmet meals for her family and playing tennis. Together they share a commitment to their community, volunteering for Peninsula Open Space Trust, Save our Shores, Creek Connections Action Group, and Santa Clara County Parks.
- Forbes America’s Top Women Wealth Advisors, 2017, 2018, 2019, 2020, 2021The Forbes rating is compiled by Shook Research and awarded annually in February based on information from a 12 month period ending September of the prior year.
- Forbes Best-in-State Wealth Advisors, 2019, 2020, 2021, 2022, 2023The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
- Forbes Best-in-State Wealth Management Teams, 2023The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
- Forbes Best-in-State Women Wealth Advisors, 2020, 2021, 2022, 2023The Forbes rating is compiled by Shook Research and awarded annually in February based on information from a 12 month period ending September of the prior year.
- Working Mother Magazine/SHOOK Top Wealth Advisor Moms, 2017, 2018, 2019, 2020, 2021The Working Mother Magazine/SHOOK rating is compiled by Shook Research and awarded annually in October based on information from a 12 month period ending in March of the award year.
- Private Wealth Advisor
- Certified Divorce Financial Analyst
- CERTIFIED FINANCIAL PLANNER™
- Senior Portfolio Manager
750 University Ave.
Suite 250
Los Gatos, CA 95032
David Hohl

Senior Vice President–Wealth Management

Financial Advisor
View bio
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- ND
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- RI
- SC
- TN
- TX
- UT
- VA
- VI
- WA
- WI
- WY
- Senior Portfolio Manager
775 Page Mill Road
Palo Alto, CA 94304
Sara Saxe

Senior Vice President–Wealth Management

Financial Advisor
View bio Industry recognition
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- HI
- IA
- ID
- IL
- IN
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- ND
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- SC
- TN
- TX
- UT
- VA
- VI
- WA
- WI
- WY
- Forbes America’s Top Women Wealth Advisors, 2017, 2018, 2019, 2020, 2021The Forbes rating is compiled by Shook Research and awarded annually in February based on information from a 12 month period ending September of the prior year.
- Forbes Best-in-State Wealth Advisors, 2018, 2019, 2020, 2021, 2022, 2023The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
- Forbes Best-in-State Women Wealth Advisors, 2020, 2021, 2022, 2023The Forbes rating is compiled by Shook Research and awarded annually in February based on information from a 12 month period ending September of the prior year.
- CERTIFIED FINANCIAL PLANNER™
- Chartered Retirement Planning Counselor℠
64 Willow Place
Suite 200
Menlo Park, CA 94025
Patrick Sweeney

Financial Advisor
View bio
Two defining moments helped drive my passion towards becoming a financial advisor, the first being vivid memories of sitting on my grandfather’s lap, watching him trade stocks on the green screen. The second was growing up in an affluent neighborhood with a normal childhood, and suddenly, my junior year having everything I loved and cherished ripped away. I experienced firsthand what financial stability was not supposed to be, and how easily it could tear a family apart. One of the main reasons I got into this industry is to never let what I experienced happen to anyone else. I hope to always be able to provide for my family, and my passion is to help others along the way.

Finding my home with UBS, with my team ARC Partners, has allowed my passion and pride in building close relationships with clients to flourish. I have always loved learning about the stock market and received my degree in economics with a concentration in risk and portfolio management. After moving to California from Maryland, I began mentoring and coaching youth lacrosse. Having started two local high school programs, I realized that the true value lies in mentoring young boys to become men, all while sharing the financial skills that will allow them to get a jump start on life’s next steps and helping them and their families protect and grow their wealth.

Outside of work, I enjoy spending time with my wife, Allison, and our English Bulldog, Graham. Some of our hobbies include skiing, playing tennis or golf, learning to fly and training for triathlons such as the Ironman and Escape from Alcatraz.
Matthew Huerta

Client Associate
View bio
- AK
- AL
- AZ
- CA
- CO
- CT
- DC
- FL
- GA
- HI
- IA
- ID
- IL
- LA
- MA
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- NJ
- NV
- NY
- OH
- OK
- OR
- PA
- TN
- TX
- UT
- VA
- VI
- WA
- WY
Matthew joined UBS in 2011 and oversees client administration for ARC Partners. Matthew has more than 17 years of experience in the financial services industry, and has been recognized annually as a Banking Champion since 2014. A graduate of UC Berkeley, Matthew received a B.A. in Political Science and subsequently earned Series 7, 63, 65, 31 and insurance licenses.

Matthew coaches his son's baseball team and daughter's soccer team and enjoys exploring the great outdoors with his family. He closely follows the local professional soccer club San Jose Earthquakes as well as the US Men's National Team.
- UC Berkeley, B.A. Political Science
64 Willow Place
Suite 200
Menlo Park, CA 94025
Alex Adiutori

Wealth Management Associate
View bio
- AK
- AZ
- CA
- CO
- CT
- DC
- FL
- GA
- HI
- IA
- ID
- IL
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NJ
- NV
- NY
- OK
- OR
- PA
- TN
- TX
- UT
- VA
- WA
- WY
Alex joined UBS in 2017 and oversees client administration for ARC Partners. After earning a B.A. in Political Science from San Jose State University, Alex moved to Sacramento to volunteer in numerous local and state elections throughout California. A successful transition into the financial services industry has led Alex to advance her knowledge by earning the Series 7 and 66 license.

Alex is responsible for all day-to-day administrative duties, works closely with the team on portfolio reviews and provides excellent client service, assisting with any client requests and queries. Efficient and detail-oriented, she confirms and oversees all scheduled client reviews. Her supervision of this process ensures that each client is receiving the service they deserve.

Always focused on deepening clients’ experience and relationships with the team, Alex manages all marketing and communications initiatives. She provides creative client outreach solutions and is also the team’s main coordinator for planning and organizing client events.

A Bay Area native, Alex enjoys travelling up and down the coast with her husband, Matt. Together, they share of a love for cooking, the San Jose Sharks, and exploring local craft breweries.
- San Jose State University, B.A. Political Science
750 University Ave.
Suite 250
Los Gatos, CA 95032
Fay Fruin-Jameson

Team Administrator
View bio
- AK
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- RI
- TN
- TX
- UT
- VA
- VT
- WA
- WY
Fay brings more than 20 years of experience as the key Senior Registered Client Service Associate. She brings her commitment to integrity and a client-centered work ethic to each relationship. Fay is the key point of contact, handling all aspects of account administration and providing clients access to the extensive resources of UBS Wealth Management. Fay is passionate about delivering the finest experience to her team's most discerning clients.

Fay holds Securities Licenses Series 7, Series 66, and Series 31. Fay is married and has one daughter. Of note, Fay is also an expert gardener and gourmet cook; she hosts some of the best dinner parties in San Jose.
355 Santana Row
Suite 2050
San Jose, CA 95128
Cari Tortorella

Investment Associate
View bio
- CA
- CT
64 Willow Place
Suite 200
Menlo Park, CA 94025

Our clients

Our team focuses on bringing business owners, corporate executives and their families the sense of security that only a well-conceived financial plan can provide.

Individuals and Families

We help address every family financial issue ranging from portfolio management to retirement planning to wealth transfer and philanthropy.

Corporate executives

With complicated equity award packages, executives need specific guidance.

Business owners

By working closely together at each stage in your business lifecycle, our team offers advisory solutions that help empower you to make educated financial decisions.

Financial planning

Our planning approach includes:

Retirement income planning

We can work with you to help protect your lifestyle and livelihood throughout retirement.

Trust and estate planning strategies

We have the experience and the resources to address the complexities of your estate, philanthropic and legacy planning goals.

Insurance consulting and review

Our team views insurance as a complementary tool to protect your family’s assets, replace income and create a legacy for future generations and philanthropic beneficiaries.

Integration of benefits in your review

We are able to review your individual and company benefits and integrate them into your total plan.

Liability management

We provide a wide range of lending options such as securities based loans, mortgages and commercial loans to ensure you are set up in the most efficient manner possible.

Education funding

Through the implementation and monitoring of college savings programs, we offer solutions that work with all your planning goals.

Investment management

Individually managed portfolios to help protect wealth:

Portfolio management

We build customized portfolios based on our comprehensive due diligence and planning process. Our strategies offer diversified portfolios that are rebalanced regularly to help ensure you stay on target.

Liquidity, longevity and legacy

We segregate assets specific to maintaining your lifestyle from those earmarked for your legacy, thus creating distinct allocations for the capital you will need to meet specific goals within certain timeframes. This goals-based approach allows us to align your strategy with your liquidity, longevity and legacy objectives along the timetable that is right for you.

Tax-advantaged strategies

Our team will work with you to develop tax-advantaged solutions with a focus on maximizing your after-tax return.

Preserving multigenerational wealth

We understand the connections between wealth and family. We are well positioned to address your family’s wealth transfer and philanthropic needs.

Our services

Helping you simplify your financial life

With our high-touch service, we bring together the boutique solutions of a knowledgeable and experienced team backed by the resources of UBS, one of the world’s largest and respected wealth management firms.

Customized client service

Our entire team is highly accessible, with consistent communication and ongoing reviews. Responsive and attentive, we build long-lasting relationships by offering robust service that anticipate your needs.

A focus on transparency

We will work closely with you to understand your goals and develop your personalized strategy, keeping you informed and involved every step of the way.

Family advisory services

We provide a dedicated organization to bridge the generations within your family in order to create continuity and deliver a structure that is focused on preserving wealth and creating opportunities.

Bringing together the best resources

We work closely with your tax, legal and insurance advisors, as well as our network of financial experts to incorporate all perspectives into one integrated approach.

Legacy—Wealth for others

For needs that go beyond your own—to help you improve the lives of others

What will your legacy be?
It’s never too early to plan ahead. A Legacy strategy can help you gain more control over your financial future and what you leave behind, so you can move forward with confidence.

Learn more at ubs.com/wealthway.

Backed by the strength of UBS

A global leader in wealth management

^$3.9 trillion

In invested assets globally
As of 12/31/2022

51 countries

Our global footprint

Global leader

UBS is a world-leading wealth manager

Life, wealth and discovering the goals that matter

Pursuing your goals together

Tom Anderson

Shelley Richardson, CFP, CPWA, CDFA

David Hohl

Sara Saxe

Patrick Sweeney

Matthew Huerta

Alex Adiutori

Fay Fruin-Jameson

Cari Tortorella