Experience

Makes all the difference

We are here to provide quality strategies customized to your needs–and to be your primary source of financial advice. We concentrate on developing long-term relationships through a commitment to quality client service. You can rely on our personalized advice, first-class solutions, and extensive wealth management experience.

Michael Winn

Senior Vice President–Wealth Management

Financial Advisor

Michael joined UBS in 2010 after 24 years at Morgan Stanley Smith Barney and its predecessor firms beginning with EF Hutton in 1986. Michael has an MBA from Suffolk University and is a graduate of the University of Massachusetts, Amherst with a Bachelor's Degree in Business Administration. Michael is a Certified Investment Management Analyst (CIMA®) and a member of the Investment Management Consultants Association. Michael has achieved numerous professional milestones in his career including Boston Business Journals' Top 50 advisors in Massachusetts and Boston Magazine's "Boston's Five Star Wealth Manager" award. More than a Financial Advisor, Michaels sees his roles as a hardworking family advocate. He has extensive experience in offering a variety of wealth management and planning based services for high net worth families. Michael lives in Reading with his wife and college aged children and enjoys golf, skiing, music and cooking.

Registered States:
  • CA
  • CO
  • CT
  • FL
  • IN
  • KS
  • MA
  • MD
  • ME
  • MI
  • MN
  • MS
  • NC
  • NH
  • NJ
  • NY
  • OH
  • PA
  • RI
  • SC
  • TN
  • TX
  • VA
  • WA

Recognized as an industry leader:

  • Forbes Best-in-State Wealth Advisors, 2020, 2021, 2023, 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
  • UBS Wealth Management Director’s Council, 2024UBS Financial Services Inc. Councils are a distinction held by UBS Financial Advisors based on criteria including evaluation of compliance with firm rules, standards & policies and revenue. Council membership is not representative of any one client's experience and is not indicative of the advisor’s future performance.

Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures

Education

  • Suffolk University, MBA
  • University of Massachusetts, Amherst, Business Administration

Credentials

  • Certified Investment Management Analyst®
8 Essex Center Drive
2nd Floor
Peabody, MA 01960

Email Me

michael.winn@ubs.com
Michael Winn
8 Essex Center Drive,Peabody,MA,01960

James Michael Winn, CFP, CPWA

Account Vice President

Financial Advisor

James brings over a decade of experience in financial services, with a focus on helping high net worth individuals, families, and business owners navigate the complexities of wealth. As a CPWA® professional, CERTIFIED FINANCIAL PLANNER® practitioner, and Certified Public Accountant (CPA), James integrates advanced financial planning with tax-aware portfolio construction to provide tailored, sophisticated strategies across investments, estate planning, exit planning, insurance and banking.

James joined Winn Wealth Management in 2020 after completing the UBS Wealth Planning Associate Program, where he honed his skills in holistic wealth strategy. He began his career in 2013 at Ernst & Young (EY) in the Financial Services Office, providing assurance and advisory services to clients in the banking, capital markets, and asset management sectors. It was there he earned his CPA and developed a deep understanding of financial structures and risk management.

James is a graduate of the University of Massachusetts Amherst, holding dual degrees: a Bachelor of Business Administration in Accounting from the Isenberg School of Management and a Bachelor of Arts in Economics from the College of Social and Behavioral Sciences.

James lives in Boston’s North End neighborhood with his wife Natalie and enjoys music, golfing, ice hockey, and spending time outdoors with friends and family.  

Registered States:
  • CA
  • CO
  • CT
  • FL
  • IN
  • KS
  • MA
  • MD
  • ME
  • MI
  • MN
  • MO
  • MS
  • NC
  • NH
  • NJ
  • NY
  • OH
  • PA
  • RI
  • SC
  • TN
  • TX
  • VA
  • WA

Education

  • University of Massachusetts Amherst, BBA Accounting, BA Economics

Credentials

  • Accredited Wealth Management Advisor℠
  • CERTIFIED FINANCIAL PLANNER®
8 Essex Center Drive
2nd Floor
Peabody, MA 01960

Email Me

james.winn@ubs.com
James Michael Winn, CFP, CPWA
8 Essex Center Drive,Peabody,MA,01960

Jenna Marie Winn

Registered Client Associate

Jenna joined Winn Wealth Management in 2019 and serves as Head of Team and Client Operations. In this role, she works closely with both clients and her team each day, ensuring a seamless and personalized experience. With a deep understanding of client needs, Jenna is passionate about simplifying the complexities of wealth management, streamlining processes, and making life easier for others. She takes pride in building lasting relationships and helping clients fully realize the value of UBS resources.

Before joining Winn Wealth Management, Jenna spent five years at State Street Global Advisors. As part of the intermediary business group sales team, she covered ETFs and the ETF industry for institutional broker-dealers and advisors across the Northwest Coast. This experience gave her valuable, hands-on expertise in the financial industry and, in particular, wealth management solutions.

Jenna earned her Bachelor’s degree in Finance and Economics from Providence College in Providence, RI. She holds her Series 7 and 63 licenses while pursuing her Series 66.

Jenna married her husband Ty in June of 2024, and they live in Andover, MA. Outside of work Jenna enjoys running, snowboarding, golf, music, traveling, style, and spending time on Cape Cod.

Registered States:
  • CA
  • CT
  • FL
  • ID
  • KS
  • MA
  • MD
  • ME
  • MI
  • MS
  • NC
  • NH
  • NY
  • PA
  • RI
  • SC
  • TX
  • VA
  • WA

Education

  • Providence College, Bachelor's Degree in Finance and Economics
8 Essex Center Drive
2nd Floor
Peabody, MA 01960

Email Me

jenna.winn@ubs.com
Jenna Marie Winn
8 Essex Center Drive,Peabody,MA,01960

Our resources

  • Todd D. Mayo

    Executive Director

    Senior Wealth Strategist

    Todd works with ultra-high net worth families, helping them to design and implement wealth strategies that reflect their values and goals.  He helps families and individuals to create multi-generational structures for managing their wealth, fulfilling their philanthropic visions, and optimizing tax effects.  In addition, he reviews their trust agreements and other estate planning documents to ensure that the documents align with their planning objectives. 

    Professional History

    Before joining UBS, Todd was general counsel of Perspecta Trust.  He previously was a partner in Cleveland, Waters and Bass and earlier served as president of Cambridge Trust Company of New Hampshire and a senior vice president of Cambridge Trust Company.  Before that, he practiced trust and tax law with Cleveland, Waters and Bass. 

    Todd is the consulting editor of Private Trust Companies: A Handbook for Advisers (Globe Law and Business, forthcoming 2020).  He also was a principal author of the New Hampshire Family Trust Company Act (which govern private trust companies) and the New Hampshire Foundation Act (which was the first act recognizing civil law-type foundations in the US). 

    Affiliations

    Todd is a member of the Society of Trust and Estate Practitioners and a member of the International Bar Association’s Private Client Tax Committee. 

    Education

    Todd earned a B.A. in economics and history from Georgetown University, a J.D. from the University of California, Hastings College of the Law, and an LL.M. (Taxation) from the University of Florida.

  • Roger Kraus

    NMLS #947868

    Senior Wealth Management Banker, UBS Bank USA

    Current role and areas of expertise

    Roger joined UBS Bank USA in 2016 and he is currently a Senior Wealth Management Banker covering the Greater Boston and Northern New England Markets.

    Roger has an extensive background in relationship banking. He is focused on providing Financial Advisors and their clients a variety of cash management resources along with banking solutions that may complement their overall wealth management objectives. 

    Professional history

    Roger began his career with UBS in 2006, first as a Client Service Associate in Wealth Management NY, then Private Wealth NY.  In 2009, his team moved to Credit Suisse, and in 2010, Roger moved on his own to JPMorgan Private Bank and started a career as an Financial Advisor in their Law Firms Group, working with top lawyers and law firms in New York.

    Education and personal information

    In Roger’s role as a Senior Wealth Management Banker his NMLS # is 821627. He holds his Series 7 and 66 securities licenses, and has a degree in English Literature and Performance.  He enjoyed a 15+ year career as a professional actor in New York City and nationally before starting his career in finance.  He currently lives in Boston's historic South End.

    Senior Wealth Management Bankers are employees of UBS Bank USA. UBS Bank USA is a subsidiary of UBS Group AG. UBS Bank USA, Member FDIC, NMLS No. 947868. Equal Housing Lender.

  • William C. Shad CFP®, CIMA®, ChFC®, CEPA®

    Executive Director

    Head of Wealth Planning Strategists and Trust Consulting

  • Peter Kong

    Peter Kong

    Executive Director

    Lead Assoc,Sales & Marketing

  • Christiaan van Driel

    Christiaan van Driel

    Director

    Client Solutions Specialist, Family Office Solutions

    Professional history
    Christiaan is a Director and Client Solutions Specialist in the Family Office Solutions team, established to holistically serve $100 million+ net worth families and family offices, in partnership with Private Wealth Advisors.

    Christiaan has been advising UHNW clients and their family offices, their businesses, and charitable foundations for over 15 years. He has worked 5 years in Investment Banking, 10 years in Private Wealth Management, and has resp. advised on over $10bln of corporate transaction value, and on over $25bln of client assets. Christiaan joined UBS in 2015 and he has worked since then in Amsterdam, Milan, Paris, Zurich, and New York.

    Publications

    UBS Global Family Office Report 2024, one of our most-read publications with insights from 320 institutional single family offices, ranging from asset allocation, portfolio diversification, and alternative investments, to family office professionalization, costs, risks, staffing, and governance.

    Education
    Christiaan holds a dual Bachelor’s degree in Economics and Business Economics, and a Master’s degree in Financial Economics from the Erasmus University Rotterdam, as well as executive degrees in Leadership and Organizational Agility from Harvard University, his Series 7 and Series 66 licenses, and banking licenses in 15 European jurisdictions.

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