An experienced and committed team

L H Tripp Rogers joined Gradison in 1983 and UBS in 2007. He has nearly 40 years of continuous investment experience and specializes in working with individuals either approaching retirement or living an employment free lifestyle. He holds a BA from Colby College in Waterville, Maine and a MBA in Taxation awarded by Xavier University. In addition to holding his Series 7, 63 and 65 licenses, Mr. Rogers maintains Life, Accident & Health Insurances licenses with multiple states.

Andrew joined UBS in 2022 where he quickly transitioned to the role of Financial Advisor. He specializes in implementing tailored investment solutions and developing client financial plans. Prior to joining the firm, Andrew was a Regional Vice President of Mutual Fund Sales at Touchstone Investments. He holds his series 7, 63 and 66 securities licenses as well as his Life, Accident and Health Insurances Licenses. Additionally, he has attained the Certified Investment Management Analyst (CIMA®) designation as well as the Certified Financial Planner (CFP®) designation. He completed his Bachelor of Science in Finance from Miami University.

Ms. Day joined Gradison in 1986. She provides client support to the Gradison team and is responsible for trading as well as other portfolio management operational duties. Ms. Day worked in the corporate accounting department where she was responsible for SEC and NYSE reporting as well as corporate accounting and internal audit duties. She formally began her professional career as a public accountant with a local CPA firm in Dayton, Ohio. She has Series 7 and 66 licenses and a B.S. in Accounting from Wright State University.