Financial planning and beyond

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Rick is the leader of our investment and retirement planning strategies. With 30+ years of experience at UBS and Gradison, Rick incorporates asset protection and planning into our unique strategy development. The Triad Group provides each client with a retirement income plan, professional investment management and multiple perspectives. Our successful solutions include goal development and execution.

A resident of Finneytown, Rick and wife Kimberly welcomed 3 Daughters-in-law to their family as each son was married in 2023. We became grandparents in February 2024!

Rick actively supports the Green Beret Foundation – Cincinnati Chapter. He is working on his golf game and enjoys time with his dogs. He has served as an Elder of his church and was a past member / President of the Finneytown Schools Board of Education.

Majoring in economics and mathematics, Rick graduated from Indiana University. He earned his Master in Business Administration from the University of Michigan.

• AZ
• CA
• CO
• FL
• GA
• HI
• IL
• IN
• KY
• LA
• MA
• MD
• ME
• MI
• NC
• NH
• NJ
• NY
• OH
• OR
• RI
• SC
• TN
• TX
• VA

Andy is developing his leadership skills while leveraging his 16 years of experience to bolster our Financial Planning process. He and Rick collaborate to develop unique strategies for our clients by delivering Personalized Financial and Retirement Income plans, utilizing professional portfolio managers, and incorporating multiple points of view from their combined 45+ years of experience in the financial industry. 

Having clients who trust us enough to include us in not just their financial decisions, but most of their major life decisions is what motivates and energizes Andy.

Andy lives in Florence, Kentucky with his wife Kelly, 2 Great Danes and a cat. He spends most of his time outside of work trying to improve his golf game, playing soccer, working in the garden or reading. He actively supports the ALZ Allstars, a local fundraising group for the Alzheimer’s Association, in the fight to develop a cure to Alzheimer’s. He graduated from Francis Marion University (South Carolina) with a BA in Finance.

• Certified Financial Planner®

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• MA
• MD
• ME
• MI
• NC
• NJ
• NY
• OH
• OR
• RI
• SC
• TN
• TX
• VA

Parker joins the team with 2 years under his belt in the financial services industry, after 8 full seasons of coaching at the collegiate level. Adding a unique perspective to the team, he will add another layer of depth into our planning strategies and looks forward to serving our clients in the execution of those plans.

Being able to help clients create a plan, stick to the plan, and achieve their goals is why Parker loves the job he has.

Parker lives in Batavia, OH with his wife Sarah, daughter Folly, 2 dogs Frank and Louis. In his free time he enjoys being outside with the family, taking walks and the occasional round of golf. Parker stays connected to his roots being involved in the Finneytown Alumni Network and planning their annual golf event. He graduated from the University of Dayton with a BA in Sport Management.  

• Certified Financial Planner®

Nicole Hemm is a Client Associate with UBS who has built a successful 15-year career supporting teams in banking and wealth management. With a strong commitment to client service, attention to detail, and a client-first mindset, Nicole takes pride in building lasting relationships and helping ensure every interaction is seamless and meaningful. She is dedicated to supporting both clients and colleagues and contributing to the overall success of her team. Nicole lives in Newport, Kentucky, with her husband, Jeff, and their son, Luke. Outside of work, she enjoys exploring America’s national parks, experimenting with new recipes in the kitchen, and spending quality time with her family.