Sophisticated advice for complex wealth

The Riverside Group works with individuals and families to provide optimal solutions to meet their specific wealth management needs. We strive to deliver wealth management and financial planning knowledge with an exemplary level of service.

Our experienced team understands the intricacies of equity compensation—and the demands of a thriving career. We focus on executives, owners of closely held businesses and private company partners, managing their wealth so they can manage their business. Our approach integrates deferred, restricted and equity compensation into your financial plan to maximize the opportunities while adhering to the constraints.

Beyond investments, we work closely with clients in support of critical activities such as estate planning strategies, tax planning strategies, and strategic philanthropy. We actively engage clients in family planning issues, such as assisting younger generations in preparation for the unique set of circumstances surrounding management and inheritance of substantial wealth.

We pride ourselves on knowing our clients and their families on a deeper level to understand their goals and objectives and also their fears and the risks they look to manage most closely.

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Pursuing your goals together

Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.

  • Steven

    Steven T. Smith, CIMA, CEPA

    Senior Vice President–Wealth Management

    Corporate Stock Benefit Consultant

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    Steve advises a select group of ultra-high-net-worth clients, and strives to help them understand, map, and deploy their wealth effectively. He offers a multi-generational perspective that addresses client priorities while supporting their vision and values for future generations. Steve has extensive experience advising Section 16 officers, Private Equity/Venture Capital partners, and private business owners about the opportunities and challenges inherent in their unique circumstances. He is particularly skilled in portfolio construction and analysis, concentrated stock management, tax mitigation strategies, risk analysis, wealth transfer and long-term wealth strategy.

    Analytical and thorough by nature, Steve seeks to help families enact thoughtful strategies to preserve their wealth and avoid the pitfalls that can accompany substantial success. With over 25 years of experience in financial services, Steve began his career in 1999 at Deloitte and Touche, working in the Assurance and Advisory Services division, attaining the CPA designation. In 2003, Steve joined Merrill Lynch, working most recently with their Private Banking and Investment Group as a Private Wealth Advisor.

    He and his siblings also lead a charitable venture called “Team Smitty” supporting families in need on Cape Ann. Steve and his wife Dabney live in Wenham, Massachusetts, with their two children, Sydney and Zachary.

    • Forbes Best-in-State Wealth Advisors, 2022, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.

      • Corporate Stock Benefit Consultant
      One Post Office Square
      33rd Floor
      Boston, MA 02109
      steven.t.smith@ubs.com
      Steven T. Smith, CIMA, CEPA
      One Post Office Square,Boston,MA,02109
    • Ned 1

      Edward Harris, CFP®

      Senior Vice President–Wealth Management

      Financial Advisor

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      • AL
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      Ned began his career at UBS in 2003 and over the past 20 years he has helped clients manage their wealth throughout good times and bad. With clients, who are primarily business owners, corporate executives and industry professionals, Ned emphasizes fundamental investment management principles, asset allocation and total portfolio management with a focus on wealth creation and preservation investment strategies. He also helps them with retirement income planning, education funding, liability management, structures for charitable giving and financial planning strategies. Together with his team and the global capabilities of UBS, Ned seeks to provide his clients with best-in-class service and comprehensive wealth management solutions. He is a CERTIFIED FINANCIAL PLANNERTM , Senior Portfolio Manager, FINRA-registered and holds Series 7 and 66 securities licenses as well as licenses for life, accident, health insurance and annuities. Ned lives in Hingham, Massachusetts with his wife and two children. He enjoys skiing, golf and fishing in his personal time.

          • CERTIFIED FINANCIAL PLANNER®
          • Senior Portfolio Manager
          One Post Office Square
          33rd Floor
          Boston, MA 02109
          edward.harris@ubs.com
          Edward Harris, CFP®
          One Post Office Square,Boston,MA,02109
        • William Danforth

          William Danforth, CFP®

          Senior Vice President–Wealth Management

          Financial Advisor

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          • GA
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          Will began his career in financial services in 2014 with Fidelity Investments after graduating from the College of Charleston with a major in Business Administration. He joined UBS as a Vice President in 2019. While at Fidelity, he was a financial advisor working with families in the Boston Back Bay office.

          Will attended high school in Connecticut, at Westminster School. He played lacrosse, squash, and paddle tennis while attending. In his time spent outside of the office, one can find Will on his fishing boat targeting Bluefin tuna and Striped Bass. Will is a former US Coast Guard licensed captain, and spent his Summer's in college running a kids fishing camp out of Marblehead, MA. When not fishing, you can find Will out on the golf course at the local club, striving for the elusive lower handicap. In the winter months, Will spends his time in the mountains skiing, with a personal favorite of Jackson Hole. Will currently lives in Marblehead with his wife Madeline and daughter Charlotte. They also have a Golden Retriever named Tuna that is in-tow for all activities.

          Will is FINRA registered and holds a Series 7, 63, 66 licenses. In 2018, Will earned his designation as a CERTIFIED FINANCIAL PLANNERTM (CFP®).

          • Forbes Top Next-Gen (Generation) Wealth Advisors Best-in-State, 2024The Forbes rating is compiled by Shook Research and awarded annually in August based on information from a 12 month period ending in March of the award year.
          • UBS Wealth Management Director’s Council, 2024UBS Financial Services Inc. Councils are a distinction held by UBS Financial Advisors based on criteria including evaluation of compliance with firm rules, standards & policies and revenue. Council membership is not representative of any one client's experience and is not indicative of the advisor’s future performance.

            • CERTIFIED FINANCIAL PLANNER®
            One Post Office Square
            33rd Floor
            Boston, MA 02109
            william.danforth@ubs.com
            William Danforth, CFP®
            One Post Office Square,Boston,MA,02109
          • Jock

            Jock Danforth

            Senior Vice President–Wealth Management

            Financial Advisor

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            Jonathan “Jock” Danforth started his career in the financial services industry in 1986 at Merrill Lynch where he stayed until 2000 when he was recruited to join UBS.

            Born in Buenos Aires Argentina, he grew up in Fairfield CT and in Wilmington DE, as one of five siblings. He graduated Cum Laude from Westminster School in Simsbury Connecticut and went on to earn his Bachelor of Science degree in Geology, from Saint Lawrence University in Canton NY.

            His love for geology brought him to Denver, and Alaska - above the Arctic Circle and then the open ocean on a few different ships off the East coast of the United States during his stint as a geologist.

            Jock’s love for the ocean found him earning his 100-ton US Coast Guard captain’s license where he continues to enjoy time on the water in the warmer months with family and friends and doing occasional fishing charters.

            Being a Captain; Jock understands risk and the art of protecting his passengers on their journey, thus, thoughtful planning and protection have been a theme for the Danforth team for 3 decades and now spanning 2 generations as his son William has been in the business for 6 years, and recently joined Danforth Wealth Management from Fidelity.

            Jock currently serves on the investment committee for Old North church; he served as president of Maddie’s Anglers Club and is a former Co-chair of the Eastern Yacht Club Race Committee. He was also the President of the Marblehead/Swampscott Youth Lacrosse League. Jock's other community involvement also includes supporting the ALS therapy development Institute and being a supporter of Pete Frates’ Team Freight Train, a hero and friend of the family.

            Jock is an avid skier and water sports enthusiast; he met his wife Amy in Denver and they have lived in Marblehead Massachusetts since 1990. They have two other adult children, Kate, and Maggie, and all three live in the Boston area. Will is recently married and living in Charlestown.

             

                  One Post Office Square
                  33rd Floor
                  Boston, MA 02109
                  jock.danforth@ubs.com
                  Jock Danforth
                  One Post Office Square,Boston,MA,02109
                • William Newell

                  William Newell

                  Vice President–Wealth Management

                  Financial Advisor

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                  • MA
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                  Will is a seasoned financial professional with over 25 years of experience working in both public and private equity capital markets where he has developed a broad understanding of fundamental analysis, corporate structure and capital formation. His time spent as a public company executive has provided him with a deep understanding of corporate finance and the importance of aligning operations with a company’s mission. Prior to joining UBS, Will worked for such firms as Fidelity Investments and Lazard and also served as the head of Investor Relations for a public company, guiding the business through accelerated periods of growth and through a transformative merger.

                  His experience has instilled in him a deep appreciation of wealth creation and preservation and the value of disciplined planning. Will joined The Riverside Group to leverage his experience to help clients achieve their personal and financial goals, focusing on disciplined accumulation, thoughtful planning, and creating structure and organization for the families we serve.

                  Will is a graduate of Harvard College and holds his Series 7 and 66 licenses. Will and his wife Lindsay live on the South shore with their three daughters, Brooke, Caroline and Whitney. Will is passionate about the outdoors and serving his community and spends as much of his free time as possible in these pursuits.

                    • Harvard College
                    • Series 7 and 66
                    One Post Office Square
                    35th floor
                    Boston, MA 02109
                    william.newell@ubs.com
                    William Newell
                    One Post Office Square,Boston,MA,02109
                  • J

                    Janelle Clark

                    Client Associate

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                    Janelle joined UBS in October of 2021 and is currently a Registered Client Service Associate. Janelle provides administrative support and helps to assist clients with their everyday needs.  She graduated from The University of Massachusetts Lowell where she earned her Bachelor of Science and her MBA in Finance. Janelle enjoys traveling and spending time with family and friends.

                      • University of Massachusetts Lowell, B.S. and MBA in finance
                        One Post Office Square
                        35th floor
                        Boston, MA 02109
                        janelle.clark@ubs.com
                        Janelle Clark
                        One Post Office Square,Boston,MA,02109
                      • Marc Smith

                        Marc Smith

                        Client Associate

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                        Marc joined UBS full time in 2023 after graduating from Bryant University with Bachelor of Science in Business Administration with a Major in Finance and Minor in Communications. While there, Marc served as a student security analyst for Bryant’s student-managed investment fund, focusing on the InsurTech and FinTech sectors. In 2022, Marc completed the UBS Wealth Management Internship program gaining valuable experience to provide exceptional client service and operational support to our clients. Marc holds his Series 7 and 66 licenses.

                        Marc grew up in Gloucester, MA and resides in Boston's North End. In his spare time, he enjoys boating, golfing, and spending time with his family.

                         

                          • Bryant University, B.S. in Business Administration with a Major in Finance and Minor in Communications.
                          • Series 7 and 66
                          One Post Office Square
                          35th floor
                          Boston, MA 02109
                          marc.smith@ubs.com
                          Marc Smith
                          One Post Office Square,Boston,MA,02109
                        • Jamie

                          Jamie McKenna

                          Client Associate

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                            Jamie joined UBS in 2015 as a Client Service Associate supporting Financial Advisors primarily with HNW/UHNW/Private Equity clients. Jamie provides administrative support and guides clients through the onboarding process, monitors account transfers, and focuses on servicing clients with their daily needs. In her spare time, she enjoys spending time with her family and friends, and is an avid Syracuse Basketball fan. Jamie graduated from Bentley University and resides in Hanover, MA with her husband.

                              • Bentley University
                                One Post Office Square
                                33rd floor
                                Boston, MA 02109
                                jamie.mckenna@ubs.com
                                Jamie McKenna
                                One Post Office Square,Boston,MA,02109
                              • Monica Grant

                                Monica Grant

                                Client Associate

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                                  Monica is an experienced service associate, with over 20 years of experience in a variety of administrative roles servicing high net worth families and non- profit institutions. She supports The Riverside Group for all client service needs. She has two children at home, Richie and Clara, and lives with her husband Rich in Essex, MA.

                                        One Post Office Square
                                        35th floor
                                        Boston, MA 02109
                                        monica.grant@ubs.com
                                        Monica Grant
                                        One Post Office Square,Boston,MA,02109
                                      • Glen McDermott

                                        Director

                                        Senior Portfolio Strategist, WMA Portfolio Advisory Group

                                        Responsibilities

                                        Glen McDermott is the Portfolio Advisory Group’s (PAG) Senior Strategist responsible for the Mid-Atlantic and New England Regions. In this capacity,  he is responsible for providing asset allocation, portfolio construction, and customized portfolio investment advice to Financial Advisors and their Ultra- High Net Worth clients. He and his team develop tailored investment solutions for sophisticated individuals, families, and institutions using the wide array of investment products and services available on UBS’ open architecture platform.

                                        Professional history

                                        Glen has thirty years’ experience in portfolio investing and solutions, alternative investments, and institutional research. Before joining the PAG, Glen was a Senior Analyst in the Investment Manager Analysis (IMA) team at UBS, where he analyzed and recommended complex fixed income portfolio strategies and sat on various investment committees. Prior to UBS, Glen held senior roles at various global financial institutions including Citi and Invesco. He is a published textbook author with extensive experience serving institutional and private wealth clients in the United States and Asia, with a decade of experience living and working in Hong Kong.

                                        Education

                                        Glen received a B.A. from the College of the Holy Cross and a J.D. from Fordham University school of Law. He also holds Series 7 and 66 licenses.

                                      • Todd D. Mayo

                                        Executive Director

                                        Senior Wealth Strategist

                                        Todd works with ultra-high net worth families, helping them to design and implement wealth strategies that reflect their values and goals.  He helps families and individuals to create multi-generational structures for managing their wealth, fulfilling their philanthropic visions, and optimizing tax effects.  In addition, he reviews their trust agreements and other estate planning documents to ensure that the documents align with their planning objectives. 

                                        Professional History

                                        Before joining UBS, Todd was general counsel of Perspecta Trust.  He previously was a partner in Cleveland, Waters and Bass and earlier served as president of Cambridge Trust Company of New Hampshire and a senior vice president of Cambridge Trust Company.  Before that, he practiced trust and tax law with Cleveland, Waters and Bass. 

                                        Todd is the consulting editor of Private Trust Companies: A Handbook for Advisers (Globe Law and Business, forthcoming 2020).  He also was a principal author of the New Hampshire Family Trust Company Act (which govern private trust companies) and the New Hampshire Foundation Act (which was the first act recognizing civil law-type foundations in the US). 

                                        Affiliations

                                        Todd is a member of the Society of Trust and Estate Practitioners and a member of the International Bar Association’s Private Client Tax Committee. 

                                        Education

                                        Todd earned a B.A. in economics and history from Georgetown University, a J.D. from the University of California, Hastings College of the Law, and an LL.M. (Taxation) from the University of Florida.

                                      • Roger Kraus

                                        NMLS #947868

                                        Senior Wealth Management Banker, UBS Bank USA

                                        Current role and areas of expertise

                                        Roger joined UBS Bank USA in 2016 and he is currently a Senior Wealth Management Banker covering the Greater Boston and Northern New England Markets.

                                        Roger has an extensive background in relationship banking. He is focused on providing Financial Advisors and their clients a variety of cash management resources along with banking solutions that may complement their overall wealth management objectives. 

                                        Professional history

                                        Roger began his career with UBS in 2006, first as a Client Service Associate in Wealth Management NY, then Private Wealth NY.  In 2009, his team moved to Credit Suisse, and in 2010, Roger moved on his own to JPMorgan Private Bank and started a career as an Financial Advisor in their Law Firms Group, working with top lawyers and law firms in New York.

                                        Education and personal information

                                        In Roger’s role as a Senior Wealth Management Banker his NMLS # is 821627. He holds his Series 7 and 66 securities licenses, and has a degree in English Literature and Performance.  He enjoyed a 15+ year career as a professional actor in New York City and nationally before starting his career in finance.  He currently lives in Boston's historic South End.

                                        Senior Wealth Management Bankers are employees of UBS Bank USA. UBS Bank USA is a subsidiary of UBS Group AG. UBS Bank USA, Member FDIC, NMLS No. 947868. Equal Housing Lender.

                                      • William C. Shad CFP®, CIMA®, ChFC®, CEPA®

                                        Executive Director

                                        Head of Wealth Planning Strategists and Trust Consulting

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                                      The Riverside Group will assess and monitor your financial landscape at every step.

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                                      UBS Year Ahead 2025

                                      Roaring 20s: The next stage

                                      Our Chief Investment Office (CIO) looks to what awaits investors in the next half of the decade with the 2025 edition of Year Ahead.

                                      A dramatic change in US politics, Chinese economic stimulus, ongoing geopolitical developments and falling interest rates are all at play. How should you prepare your portfolio? Let’s talk about how you can move confidently forward in the new year and beyond.

                                      Read the report

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