Experience

David is a Managing Director with UBS Private Wealth Management. Originally from New Zealand, he attended Auckland University where he earned his Bachelor of Commerce. David began his career in New York City working as a Financial Advisor at Morgan Stanley Smith Barney in 1995. In 2008, he moved to Merrill Lynch where he had worked until joining UBS in 2016.

His business is focused on identifying outperforming investment solutions that meet his clients risk tolerance and investment objectives. This involves comprehensive Financial Planning. He specializes in working with high net worth and ultra-high net worth individuals and family offices. Additionally, he has an expertise in helping C-Suite Technology Executives navigate their personal finance transition from private to public company. David's business incorporates design and management of retirement plans for companies and institutions. Business succession planning, estate, and generational planning are important parts of his practice.

David moved from New York City to Miami in 2021. In his spare time enjoys vintage cars, yoga, traveling, surfing and playing tennis. He has a passion for food, delicious restaurants and socializing with friends and family. David loves giving back to the community and supports The Optimus Foundation - Ukraine, Charity: Water and the Robin Hood Foundation. He is also an active participant in the UBS Community Affairs & Corporate Responsibility program. 

Ana Orriols is a Senior Wealth Strategy Associate on The Warren Group, where she specializes in client relationship management and portfolio strategy. Her career at UBS began in 2022 as a summer intern, leading to a return offer for the highly selective Global Wealth Management Rotational Program upon graduating in 2023. Based in New York City, this prestigious two-year program offers six four-month rotations across diverse areas of the business and is designed for top-tier candidates with outstanding academic and professional credentials.

Ana earned her degree from Georgetown University, majoring in Political Economy with a minor in Spanish. As a member of the Division I Women’s Lightweight Rowing Team, she demonstrated discipline, resilience, and teamwork—qualities that continue to shape her professional approach.

Originally from Miami, Florida, Ana returned to her hometown to begin her full-time role with the Warren Group and is now based in UBS’s Miami office. Her academic foundation, combined with her rotational experience and client-focused mindset, gives her a dynamic and well-rounded perspective in wealth strategy.

Outside of work, Ana enjoys boating, traveling, running, and practicing yoga and Pilates. Her diverse background, strong work ethic, and collaborative spirit make her a valuable asset to the Warren Group.

John leads Team Administration for the Warren Group and provides a strong foundation in client service. He began his financial services career at UBS in 2022 within the Wealth Advice Center, where he held the position of Wealth Management Associate Team Lead. In this role, he played a critical part in supporting training, operational, and supervisory functions, consistently working to advance client satisfaction, operational excellence, and regulatory compliance. 

John also demonstrated a desire for community and professional development by actively participating in UBS’s Young Professionals Network, where he served as Social Committee Chair. In this capacity, he helped members build meaningful connections and engage with the broader community.

John holds a degree from the University of South Carolina, majoring in Risk Management & Insurance with a minor in Data Analytics. Originally from Frederick, MD, he enjoys traveling, staying active, and spending quality time with his family and friends.

John’s passion for helping others reach their financial goals motivates him to consistently deliver for clients at the highest level.

Bertha joins the Warren Group as a Client Service Associate with over five years of financial services operations experience. She began her financial career at Bank of America’s Private Bank working with ultra-high net worth clients. Prior to working in finance, Bertha was a paralegal with a private law firm.

Her primary role is ensuring the team provides a world class client experience by overseeing client relations and facilitating proper execution of administrative processes. Bertha has extensive experience in financial planning, Trusts, and facilitating complex financial transactions.

Bertha was born and raised in Miami, Florida to Cuban and Honduran parents. Her diverse background has ultimately cultivated a desire to learn about different cultures, leading to solo travel excursions beginning in 2016. To date, Bertha has travelled to over fifteen countries and plans to continue to grow that number.