Tailored wealth advice

Professional guidance that helps inspire confidence

Generational Family on Beach

If you’re like most business owners and entrepreneurs, a substantial portion of your family wealth is invested in your company. This comes with its own unique challenges. We bring an experienced perspective and level of understanding of the complex opportunities and challenges that come at each stage of the business life cycle. Are you optimizing the value of your company—and potentially your next venture? Our involvement in the very early stages of your business planning can add important insight into helping you build, grow and exit strategically.


Experience that inspires confidence


Collective years of experience

Pursuing your goals together

Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.

  • David Louis Danby Warren - Profile Photo

    David Warren

    Senior Vice President–Wealth Management

    Financial Advisor

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    • CA
    • CT
    • FL
    • GA
    • IL
    • KS
    • MA
    • MD
    • MI
    • NC
    • NH
    • NJ
    • NV
    • NY
    • OR
    • PA
    • TX
    • VA

    David is originally from New Zealand. He attended Auckland University where he completed a Bachelor of Commerce. David began his career working as a Financial Advisor at Morgan Stanley Smith Barney in 1995. In 2008, he moved to Merrill Lynch where he had worked until joining UBS in 2016 as a Senior Vice President.

    His business is focused on finding outperforming investment solutions that meet his clients risk tolerance and investment objectives. This involves comprehensive Financial Planning. He specializes in working with high net worth and ultra-high net worth individuals and family offices. Additionally he has an expertise in helping C-Suite Technology Executives navigate their personal finance transition from private to public company. David's business incorporates design and management of retirement plans for companies and institutions. Business succession planning, estate, and generational planning are important parts of his practice.

    David resides in Miami, FL and in his spare time enjoys vintage cars, yoga, traveling, surfing and playing tennis. He has a passion for food, delicious restaurants and socializing with friends and family. David loves giving back to the community and supports The Optimus Foundation - Ukraine, Charity: Water and the Robin Hood Foundation. He is also an active participant in the UBS Community Affairs & Corporate Responsibility program. 

    • Forbes Best-in-State Wealth Advisors, 2019, 2020, 2021, 2022, 2023The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.

        Financial planning
        Education planning
        Retirement planning
        Estate planning strategies
        401(k) plan services
        Business owners
        Corporate executives
        100 SE 2nd Street
        Suite 2500
        Miami, FL 33131
      • Brad Dillon

        Executive Director

        Senior Wealth Strategist - Advanced Planning


        Brad works with ultra-high net worth families, helping them achieve their tax, estate planning, and philanthropic objectives. Brad focuses on developing and implementing creative and comprehensive wealth transfer strategies that align with clients' wishes. He reviews clients' tax and estate planning documents to ensure that each plan accurately and holistically reflects the family's philosophy and needs while maximizing tax efficiency.

        Professional History

        Prior to joining UBS in January 2020, Brad worked at Brown Brothers Harriman, where he advised families on their tax and estate planning objectives. Brad began his career in private legal practice, most recently at Milbank in New York City, where he practiced in the firm's trusts and estates department. Brad is an adjunct professor at Fordham Law School, where he teaches courses on trusts and estates.


        Brad earned a B.A. in mathematics and philosophy from Indiana University (summa cum laude), a J.D. from UCLA School of Law, where he was an editor of the UCLA Law Review, and an LL.M. (Master of Laws) in Taxation from NYU School of Law.

        Publications, Speeches, and Media

        Brad is a frequent lecturer and author. He has published several articles on tax and estate planning in industry-leading journals, such as Journal of Taxation, Estate Planning, and Trusts & Estates Magazine. He has given dozens of lectures to lawyer and non-lawyer audiences throughout the United States, including for the American Bar Association, the New York Bar Association, and various tax conferences. In addition, Brad is regularly quoted on tax and estate planning issues in the news media, including Bloomberg, CNBC, and Barron's.
      • Christine Cronin

        Managing Director

        Head of Tailored Lending East

        Global Wealth Management Americas Banking Group

        Christine Cronin leads the Tailored Lending Team, East team and focuses on marketing and structuring of tailored lending solutions for high net worth and ultra-high net worth clients.

        Professional History

        Christine is a Managing Director within the Tailored Lending Unit within Global Wealth Management reporting to Anthony D'Andrea where she partners with Steve Marotta in developing the tailored lending business. Christine has in excess of 22 years of experience in the financial services of which 21 were spent in the private bank lending business. Christine joined UBS from Credit Suisse where she served as a Regional Lending Specialist for 5 ½ years. Prior to Credit Suisse she held roles within the Private Bank at Goldman Sachs, Bank of America and Deutsche Bank.


        Christine earned her Bachelor of Science degree in Economics-Finance from Bentley University and her MBA in Investment Management from Pace University.

        Licenses and Certifications

        Series 7
        Series 24
        Series 66
      • Matthew Fleming

        Executive Director

        Structured Solutions Consultant

        OTC Equity Solutions Group

        Professional History

        Matt is an Executive Director in the OTC Equity Solutions Group and focuses on the marketing and structuring of over-the-counter equity derivative solutions for high net worth and ultra-high net worth clients. Working with holders of concentrated single stocks, he helps clients think through the various hedging and monetization alternatives available to reduce risk, generate liquidity and enhance yield on these positions.

        Before joining UBS in 2019, Matt spent five years at Goldman Sachs as a senior member of the Equity Solutions Group within Private Wealth Management, focusing on providing bespoke investment and risk management solutions to the ultra-high net worth space, including concentrated stock hedging solutions and structured investments. Prior to Goldman Sachs, he was one of four founding partners at Varick Asset Management, a derivatives asset management firm, and was responsible for product development and marketing of the firm's investment offerings. Prior to that, he was a Director in the Investor Solutions group at Barclays Capital and served as the senior marketer for over-the-counter derivatives and structured investments for family offices, high net worth investors, private banks and registered investment advisors. Matt spent the first ten years of his career at Lehman Brothers, where he was a Senior Vice President in the Structured Equity Solutions group, running the firm's single stock risk management business.


        Matt received his B.A. in Applied Mathematics from Harvard University and his M.B.A. from the NYU Stern School of Business. He holds his Series 7 and 63 licenses.

      A focus on personalized access and service

      Working with diverse clients with specific needs, our team sees it as our top responsibility to understand each aspect of your unique and often complicated financial life.

      Business transition and succession planning

      Estate planning strategies

      Family offices

      Our Process

      Who we work with


      Selling your business: Proceed with passion

      UBS Business Transition Services can help unlock the possibilities

      Too many business owners don't plan in advance for when they’re ready to exit. We can provide guidance, along with UBS Business Transition Services, to help you prepare early for the transition and what comes next.

      Backed by the strength of UBS

      A global leader in wealth management

      $3.9 trillion

      In invested assets globally 
      As of 12/31/2022

      51 countries

      Our global footprint

      Global leader

      UBS is a world-leading wealth manager