Global access of Private Wealth Management

The Warren Group 2024_

Accessing the sophisticated resources of UBS Private Wealth Management, we deliver a tailored plan that integrates all of your complex investing, planning and financing priorities. No matter what you seek to accomplish with your wealth, our team offers a seasoned perspective and proactive problem solving . We hope to be the one financial resource you'll ever need for trusted financial advice and the right path toward your goals.

Private Wealth Management is a division within UBS Financial Services Inc.

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53

Collective years of experience


Your primary source for financial advice

We are here to provide quality strategies customized to your needs. We concentrate on developing long-term relationships through a commitment to quality client service. You can rely on our personalized advice, first-class solutions, and extensive wealth management experience.

  • David Warren 2023

    David Warren

    Managing Director–Wealth Management

    Financial Advisor

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    • CA
    • CT
    • FL
    • GA
    • KS
    • MA
    • MD
    • MI
    • NC
    • NH
    • NJ
    • NV
    • NY
    • OR
    • PA
    • TX
    • VA

    David is a Managing Director with UBS Private Wealth Management. Originally from New Zealand, he attended Auckland University where he earned his Bachelor of Commerce. David began his career in New York City working as a Financial Advisor at Morgan Stanley Smith Barney in 1995. In 2008, he moved to Merrill Lynch where he had worked until joining UBS in 2016.

    His business is focused on identifying outperforming investment solutions that meet his clients risk tolerance and investment objectives. This involves comprehensive Financial Planning. He specializes in working with high net worth and ultra-high net worth individuals and family offices. Additionally, he has an expertise in helping C-Suite Technology Executives navigate their personal finance transition from private to public company. David's business incorporates design and management of retirement plans for companies and institutions. Business succession planning, estate, and generational planning are important parts of his practice.

    David moved from New York City to Miami in 2021. In his spare time enjoys vintage cars, yoga, traveling, surfing and playing tennis. He has a passion for food, delicious restaurants and socializing with friends and family. David loves giving back to the community and supports The Optimus Foundation - Ukraine, Charity: Water and the Robin Hood Foundation. He is also an active participant in the UBS Community Affairs & Corporate Responsibility program. 

    • Forbes Best-in-State Wealth Advisors, 2019, 2020, 2021, 2022, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.

      • Managing Director - Private Wealth Management
      • Private Wealth Advisor
      Financial planning
      Education planning
      Retirement planning
      Estate planning strategies
      401(k) plan services
      Business owners
      Entrepreneurs
      Corporate executives
      100 SE 2nd Street
      Suite 2500
      Miami, FL 33131
      david.warren@ubs.com
      David Warren
      100 SE 2nd Street,Miami,FL,33131
    • Mike

      Michael Taggart

      Director

      Team Administrator

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      • CA
      • CT
      • FL
      • GA
      • KS
      • MA
      • MD
      • MI
      • NH
      • NJ
      • NV
      • NY
      • OR
      • PA
      • TX
      • VA

      With an unshakeable credo and philosophy of commitment to service, Michael leads the Warren Group as a Director with dedication to improving our clients' financial lives. This is accomplished by living out our purpose every day; connecting people for a better world.

      Michael is a finance and securities professional with a background in Private Wealth Management and Risk Management. Building on this experience, Michael earned a Master of Business Administration from UNC Chapel Hill in addition to being Six Sigma certified. Michael is Series 7, 66, 9 and 10 licensed and registered in multiple states across the nation.

      In his free time, Michael enjoys boating, flying planes, and the arts. Michael is passionate about giving back to the community and is involved in the UBS Optima fund, Walk for Wishes, the Chapman Foundation, and formerly was on the Board of the Mint Museum, YAMS and Guys with Ties.    

            100 SE 2nd Street
            Suite 2500
            Miami, FL 33131
            michael.g.taggart@ubs.com
            Michael Taggart
            100 SE 2nd Street,Miami,FL,33131
          • Bertha

            Bertha Ceballos

            Client Associate

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              Bertha joins the Warren Group as a Client Service Associate with over five years of financial services operations experience. She began her financial career at Bank of America’s Private Bank working with ultra-high net worth clients. Prior to working in finance, Bertha was a paralegal with a private law firm.

              Her primary role is ensuring the team provides a world class client experience by overseeing client relations and facilitating proper execution of administrative processes. Bertha has extensive experience in financial planning, Trusts, and facilitating complex financial transactions.

              Bertha was born and raised in Miami, Florida to Cuban and Honduran parents. Her diverse background has ultimately cultivated a desire to learn about different cultures, leading to solo travel excursions beginning in 2016. To date, Bertha has travelled to over fifteen countries and plans to continue to grow that number.

                    100 SE 2nd Street
                    Suite 2500
                    Miami, FL 33131
                    bertha.ceballos@ubs.com
                    Bertha Ceballos
                    100 SE 2nd Street,Miami,FL,33131
                  • Christine Cronin

                    Managing Director

                    Head of Tailored Lending East

                    Global Wealth Management Americas Banking Group

                    Christine Cronin leads the Tailored Lending Team, East team and focuses on marketing and structuring of tailored lending solutions for high net worth and ultra-high net worth clients.


                    Professional History

                    Christine is a Managing Director within the Tailored Lending Unit within Global Wealth Management reporting to Anthony D'Andrea where she partners with Steve Marotta in developing the tailored lending business. Christine has in excess of 22 years of experience in the financial services of which 21 were spent in the private bank lending business. Christine joined UBS from Credit Suisse where she served as a Regional Lending Specialist for 5 ½ years. Prior to Credit Suisse she held roles within the Private Bank at Goldman Sachs, Bank of America and Deutsche Bank.
                     

                    Education

                    Christine earned her Bachelor of Science degree in Economics-Finance from Bentley University and her MBA in Investment Management from Pace University.


                    Licenses and Certifications

                    Series 7
                    Series 24
                    Series 66
                  • Matthew Fleming

                    Executive Director

                    Structured Solutions Consultant

                    OTC Equity Solutions Group

                    Professional History

                    Matt is an Executive Director in the OTC Equity Solutions Group and focuses on the marketing and structuring of over-the-counter equity derivative solutions for high net worth and ultra-high net worth clients. Working with holders of concentrated single stocks, he helps clients think through the various hedging and monetization alternatives available to reduce risk, generate liquidity and enhance yield on these positions.

                    Before joining UBS in 2019, Matt spent five years at Goldman Sachs as a senior member of the Equity Solutions Group within Private Wealth Management, focusing on providing bespoke investment and risk management solutions to the ultra-high net worth space, including concentrated stock hedging solutions and structured investments. Prior to Goldman Sachs, he was one of four founding partners at Varick Asset Management, a derivatives asset management firm, and was responsible for product development and marketing of the firm's investment offerings. Prior to that, he was a Director in the Investor Solutions group at Barclays Capital and served as the senior marketer for over-the-counter derivatives and structured investments for family offices, high net worth investors, private banks and registered investment advisors. Matt spent the first ten years of his career at Lehman Brothers, where he was a Senior Vice President in the Structured Equity Solutions group, running the firm's single stock risk management business.


                    Education

                    Matt received his B.A. in Applied Mathematics from Harvard University and his M.B.A. from the NYU Stern School of Business. He holds his Series 7 and 63 licenses.

                  Private Wealth Management

                  As a team within the exclusive Private Wealth Management division at UBS, we connect you to the dynamic presence of one of the world‘s leading wealth managers. Private Wealth Advisors serve many of the firm‘s largest relationships, providing extensive reach and the distinct advantage of the firm‘s global perspective, insights and resources.

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                  Sophisticated portfolio management

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                  Wealth planning across generations

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                  Executive decisions

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                  Strategic investment management

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                  Your wealth. On your terms.

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                  Making sense of significant wealth

                  We can help you plan for it.

                  When you have created or inherited significant wealth, you have opportunities to pursue bold and meaningful undertakings. How do you make decisions that will guide you successfully forward, no matter what your goal?

                  We believe it’s all about connection. That’s why we are prepared to take that journey with you today, tomorrow, every step of the way.

                  A leader in wealth management

                  Backed by the strength of our parent company, UBS AG

                  $5.8+ trn

                  UBS Group invested assets
                  As of 03/31/2024

                  Global leader

                  UBS is a leading and truly global wealth manager

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