Global access of Private Wealth Management

Warren Group 2023

Accessing the sophisticated resources of UBS Private Wealth Management, we deliver a tailored plan that integrates all of your complex investing, planning and financing priorities. No matter what you seek to accomplish with your wealth, our team offers a seasoned perspective and proactive problem solving . We hope to be the one financial resource you'll ever need for trusted financial advice and the right path toward your goals.

Private Wealth Management is a division within UBS Financial Services Inc.

Abstract rendering

53

Collective years of experience


Your primary source for financial advice

We are here to provide quality strategies customized to your needs. We concentrate on developing long-term relationships through a commitment to quality client service. You can rely on our personalized advice, first-class solutions, and extensive wealth management experience.

  • David Warren 2023

    David Warren

    Senior Vice President–Wealth Management

    • image
    • image
    • CA
    • CT
    • FL
    • GA
    • IL
    • KS
    • MA
    • MD
    • MI
    • NC
    • NH
    • NJ
    • NV
    • NY
    • OR
    • PA
    • TX
    • VA

    David is originally from New Zealand. He attended Auckland University where he completed a Bachelor of Commerce. David began his career working as a Financial Advisor at Morgan Stanley Smith Barney in 1995. In 2008, he moved to Merrill Lynch where he had worked until joining UBS in 2016 as a Senior Vice President.

    His business is focused on finding outperforming investment solutions that meet his clients risk tolerance and investment objectives. This involves comprehensive Financial Planning. He specializes in working with high net worth and ultra-high net worth individuals and family offices. Additionally he has an expertise in helping C-Suite Technology Executives navigate their personal finance transition from private to public company. David's business incorporates design and management of retirement plans for companies and institutions. Business succession planning, estate, and generational planning are important parts of his practice.

    David resides in Miami, FL and in his spare time enjoys vintage cars, yoga, traveling, surfing and playing tennis. He has a passion for food, delicious restaurants and socializing with friends and family. David loves giving back to the community and supports The Optimus Foundation - Ukraine, Charity: Water and the Robin Hood Foundation. He is also an active participant in the UBS Community Affairs & Corporate Responsibility program. 

    • Forbes Best-in-State Wealth Advisors, 2019, 2020, 2021, 2022, 2023The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.

        Financial planning
        Education planning
        Retirement planning
        Estate planning strategies
        401(k) plan services
        Business owners
        Entrepreneurs
        Corporate executives
        100 SE 2nd Street
        Suite 2500
        Miami, FL 33131
      • Mike

        Michael Taggart

        Director

        Team Administrator

        • image
        • image
        • CA
        • CT
        • FL
        • GA
        • IL
        • KS
        • MA
        • MD
        • MI
        • NC
        • NH
        • NJ
        • NV
        • NY
        • OR
        • PA
        • TN
        • TX
        • VA

        With an unshakeable credo and philosophy of commitment to service, Michael leads the Warren Group as a Director with dedication to improving our clients' financial lives. This is accomplished by living out our purpose every day; connecting people for a better world.

        Michael is a finance and securities professional with a background in Private Wealth Management and Risk Management. Building on this experience, Michael earned a Master of Business Administration from UNC Chapel Hill in addition to being Six Sigma certified. Michael is Series 7, 66, 9 and 10 licensed and registered in multiple states across the nation.

        In his free time, Michael enjoys boating, flying planes, and the arts. Michael is passionate about giving back to the community and is involved in the UBS Optima fund, Walk for Wishes, the Chapman Foundation, and formerly was on the Board of the Mint Museum, YAMS and Guys with Ties.    

              100 SE 2nd Street
              Suite 2500
              Miami, FL 33131
            • Bertha

              Bertha Ceballos

              Client Associate

              • image
              • image

                Bertha joins the Warren Group as a Client Service Associate with over five years of financial services operations experience. She began her financial career at Bank of America’s Private Bank working with ultra-high net worth clients. Prior to working in finance, Bertha was a paralegal with a private law firm.

                Her primary role is ensuring the team provides a world class client experience by overseeing client relations and facilitating proper execution of administrative processes. Bertha has extensive experience in financial planning, Trusts, and facilitating complex financial transactions.

                Bertha was born and raised in Miami, Florida to Cuban and Honduran parents. Her diverse background has ultimately cultivated a desire to learn about different cultures, leading to solo travel excursions beginning in 2016. To date, Bertha has travelled to over fifteen countries and plans to continue to grow that number.

                      100 SE 2nd Street
                      Suite 2500
                      Miami, FL 33131
                    • Alicia

                      Alicia Dorado

                      Client Associate

                      • image
                      • image

                        Alicia joined the Warren Group in 2023 as a Client Service Associate. She plays an integral role in upholding the Warren Group’s prioritization of exceptional service designed to satisfy the sophisticated financial needs of clients.

                        Alicia graduated Cum Laude from the University of Miami with a Master of Business Administration. Prior to earning an MBA, she graduated with Honors from Texas State University with a Bachelor of Public Administration and Writing.

                        Originally from Texas, Alicia moved to Miami, Florida  in 2019 where she enjoys weekends on the beach, evenings at home reading, and strong Cuban Cafecito. She has a passion for music and frequently attends local concerts while learning musical instruments in her spare time. 

                              100 SE 2nd Street
                              Suite 2500
                              Miami, FL 33131
                            • Brad Dillon

                              Executive Director

                              Senior Wealth Strategist - Advanced Planning

                              Introduction

                              Brad works with ultra-high net worth families, helping them achieve their tax, estate planning, and philanthropic objectives. Brad focuses on developing and implementing creative and comprehensive wealth transfer strategies that align with clients' wishes. He reviews clients' tax and estate planning documents to ensure that each plan accurately and holistically reflects the family's philosophy and needs while maximizing tax efficiency.


                              Professional History

                              Prior to joining UBS in January 2020, Brad worked at Brown Brothers Harriman, where he advised families on their tax and estate planning objectives. Brad began his career in private legal practice, most recently at Milbank in New York City, where he practiced in the firm's trusts and estates department. Brad is an adjunct professor at Fordham Law School, where he teaches courses on trusts and estates.


                              Education

                              Brad earned a B.A. in mathematics and philosophy from Indiana University (summa cum laude), a J.D. from UCLA School of Law, where he was an editor of the UCLA Law Review, and an LL.M. (Master of Laws) in Taxation from NYU School of Law.


                              Publications, Speeches, and Media

                              Brad is a frequent lecturer and author. He has published several articles on tax and estate planning in industry-leading journals, such as Journal of Taxation, Estate Planning, and Trusts & Estates Magazine. He has given dozens of lectures to lawyer and non-lawyer audiences throughout the United States, including for the American Bar Association, the New York Bar Association, and various tax conferences. In addition, Brad is regularly quoted on tax and estate planning issues in the news media, including Bloomberg, CNBC, and Barron's.
                            • Christine Cronin

                              Managing Director

                              Head of Tailored Lending East

                              Global Wealth Management Americas Banking Group

                              Christine Cronin leads the Tailored Lending Team, East team and focuses on marketing and structuring of tailored lending solutions for high net worth and ultra-high net worth clients.


                              Professional History

                              Christine is a Managing Director within the Tailored Lending Unit within Global Wealth Management reporting to Anthony D'Andrea where she partners with Steve Marotta in developing the tailored lending business. Christine has in excess of 22 years of experience in the financial services of which 21 were spent in the private bank lending business. Christine joined UBS from Credit Suisse where she served as a Regional Lending Specialist for 5 ½ years. Prior to Credit Suisse she held roles within the Private Bank at Goldman Sachs, Bank of America and Deutsche Bank.
                               

                              Education

                              Christine earned her Bachelor of Science degree in Economics-Finance from Bentley University and her MBA in Investment Management from Pace University.


                              Licenses and Certifications

                              Series 7
                              Series 24
                              Series 66
                            • Matthew Fleming

                              Executive Director

                              Structured Solutions Consultant

                              OTC Equity Solutions Group

                              Professional History

                              Matt is an Executive Director in the OTC Equity Solutions Group and focuses on the marketing and structuring of over-the-counter equity derivative solutions for high net worth and ultra-high net worth clients. Working with holders of concentrated single stocks, he helps clients think through the various hedging and monetization alternatives available to reduce risk, generate liquidity and enhance yield on these positions.

                              Before joining UBS in 2019, Matt spent five years at Goldman Sachs as a senior member of the Equity Solutions Group within Private Wealth Management, focusing on providing bespoke investment and risk management solutions to the ultra-high net worth space, including concentrated stock hedging solutions and structured investments. Prior to Goldman Sachs, he was one of four founding partners at Varick Asset Management, a derivatives asset management firm, and was responsible for product development and marketing of the firm's investment offerings. Prior to that, he was a Director in the Investor Solutions group at Barclays Capital and served as the senior marketer for over-the-counter derivatives and structured investments for family offices, high net worth investors, private banks and registered investment advisors. Matt spent the first ten years of his career at Lehman Brothers, where he was a Senior Vice President in the Structured Equity Solutions group, running the firm's single stock risk management business.


                              Education

                              Matt received his B.A. in Applied Mathematics from Harvard University and his M.B.A. from the NYU Stern School of Business. He holds his Series 7 and 63 licenses.

                            Private Wealth Management

                            As a team within the exclusive Private Wealth Management division at UBS, we connect you to the dynamic presence of one of the world‘s leading wealth managers. Private Wealth Advisors serve many of the firm‘s largest relationships, providing extensive reach and the distinct advantage of the firm‘s global perspective, insights and resources.

                            reading

                            Sophisticated portfolio management

                            overlooking

                            Wealth planning across generations

                            Advising corporate executives

                            overhead walking

                            Executive decisions

                            roads overhead

                            Strategic investment management

                            confident woman

                            Your wealth. On your terms.

                            The access and opportunities of Private Wealth Management.

                            You. Connected.

                            When it comes to caring for the family you love, the business you’ve built and the legacy you hope others will value, we believe connection is the key to transforming ideas into actions. As a UBS Private Wealth Management team, we are well positioned to access all that UBS offers—locally and globally—to connect you to the premier services, solutions and support that can help you achieve your most important goals.

                            Backed by the strength of UBS

                            A global leader in wealth management

                            #1

                            For Ultra-High Net Worth clients

                            Euromoney Private Banking and Wealth Management Survey, 2016-2020

                            $3.9 trillion

                            In invested assets globally 
                            As of 12/31/2022

                            Global leader

                            UBS is a world-leading wealth manager