Global access of Private Wealth Management

Accessing the sophisticated resources of UBS Private Wealth Management, we deliver a tailored plan that integrates all of your complex investing, planning and financing priorities. No matter what you seek to accomplish with your wealth, our team offers a seasoned perspective and proactive problem solving . We hope to be the one financial resource you'll ever need for trusted financial advice and the right path toward your goals.

Private Wealth Management is a division within UBS Financial Services Inc.

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Collective years of experience

Your primary source for financial advice

We are here to provide quality strategies customized to your needs. We concentrate on developing long-term relationships through a commitment to quality client service. You can rely on our personalized advice, first-class solutions, and extensive wealth management experience.

David Warren

Managing Director–Wealth Management

Financial Advisor
View bio Industry recognition
- CA
- CT
- FL
- GA
- KS
- MA
- MD
- MI
- NC
- NH
- NJ
- NV
- NY
- OR
- PA
- TX
- VA
David is a Managing Director with UBS Private Wealth Management. Originally from New Zealand, he attended Auckland University where he earned his Bachelor of Commerce. David began his career in New York City working as a Financial Advisor at Morgan Stanley Smith Barney in 1995. In 2008, he moved to Merrill Lynch where he had worked until joining UBS in 2016.

His business is focused on identifying outperforming investment solutions that meet his clients risk tolerance and investment objectives. This involves comprehensive Financial Planning. He specializes in working with high net worth and ultra-high net worth individuals and family offices. Additionally, he has an expertise in helping C-Suite Technology Executives navigate their personal finance transition from private to public company. David's business incorporates design and management of retirement plans for companies and institutions. Business succession planning, estate, and generational planning are important parts of his practice.

David moved from New York City to Miami in 2021. In his spare time enjoys vintage cars, yoga, traveling, surfing and playing tennis. He has a passion for food, delicious restaurants and socializing with friends and family. David loves giving back to the community and supports The Optimus Foundation - Ukraine, Charity: Water and the Robin Hood Foundation. He is also an active participant in the UBS Community Affairs & Corporate Responsibility program.
- Forbes Best-in-State Wealth Advisors, 2019, 2020, 2021, 2022, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
- Managing Director - Private Wealth Management
- Private Wealth Advisor
Financial planning

Education planning

Retirement planning

Estate planning strategies

401(k) plan services

Business owners

Entrepreneurs

Corporate executives

100 SE 2nd Street
Suite 2500
Miami, FL 33131
Michael Taggart

Director

Team Administrator
View bio
- CA
- CT
- FL
- GA
- KS
- MA
- MD
- MI
- NH
- NJ
- NV
- NY
- OR
- PA
- TX
- VA
With an unshakeable credo and philosophy of commitment to service, Michael leads the Warren Group as a Director with dedication to improving our clients' financial lives. This is accomplished by living out our purpose every day; connecting people for a better world.

Michael is a finance and securities professional with a background in Private Wealth Management and Risk Management. Building on this experience, Michael earned a Master of Business Administration from UNC Chapel Hill in addition to being Six Sigma certified. Michael is Series 7, 66, 9 and 10 licensed and registered in multiple states across the nation.

In his free time, Michael enjoys boating, flying planes, and the arts. Michael is passionate about giving back to the community and is involved in the UBS Optima fund, Walk for Wishes, the Chapman Foundation, and formerly was on the Board of the Mint Museum, YAMS and Guys with Ties.
100 SE 2nd Street
Suite 2500
Miami, FL 33131
Bertha Ceballos

Client Associate
View bio
Bertha joins the Warren Group as a Client Service Associate with over five years of financial services operations experience. She began her financial career at Bank of America’s Private Bank working with ultra-high net worth clients. Prior to working in finance, Bertha was a paralegal with a private law firm.

Her primary role is ensuring the team provides a world class client experience by overseeing client relations and facilitating proper execution of administrative processes. Bertha has extensive experience in financial planning, Trusts, and facilitating complex financial transactions.

Bertha was born and raised in Miami, Florida to Cuban and Honduran parents. Her diverse background has ultimately cultivated a desire to learn about different cultures, leading to solo travel excursions beginning in 2016. To date, Bertha has travelled to over fifteen countries and plans to continue to grow that number.
100 SE 2nd Street
Suite 2500
Miami, FL 33131

Christine Cronin

Managing Director

Head of Tailored Lending East

View bio

Global Wealth Management Americas Banking Group
Christine Cronin leads the Tailored Lending Team, East team and focuses on marketing and structuring of tailored lending solutions for high net worth and ultra-high net worth clients.

Professional History

Christine is a Managing Director within the Tailored Lending Unit within Global Wealth Management reporting to Anthony D'Andrea where she partners with Steve Marotta in developing the tailored lending business. Christine has in excess of 22 years of experience in the financial services of which 21 were spent in the private bank lending business. Christine joined UBS from Credit Suisse where she served as a Regional Lending Specialist for 5 ½ years. Prior to Credit Suisse she held roles within the Private Bank at Goldman Sachs, Bank of America and Deutsche Bank.

Education

Christine earned her Bachelor of Science degree in Economics-Finance from Bentley University and her MBA in Investment Management from Pace University.

Licenses and Certifications

Series 7
Series 24
Series 66
Matthew Fleming

Executive Director

Structured Solutions Consultant

View bio

OTC Equity Solutions Group

Professional History

Matt is an Executive Director in the OTC Equity Solutions Group and focuses on the marketing and structuring of over-the-counter equity derivative solutions for high net worth and ultra-high net worth clients. Working with holders of concentrated single stocks, he helps clients think through the various hedging and monetization alternatives available to reduce risk, generate liquidity and enhance yield on these positions.

Before joining UBS in 2019, Matt spent five years at Goldman Sachs as a senior member of the Equity Solutions Group within Private Wealth Management, focusing on providing bespoke investment and risk management solutions to the ultra-high net worth space, including concentrated stock hedging solutions and structured investments. Prior to Goldman Sachs, he was one of four founding partners at Varick Asset Management, a derivatives asset management firm, and was responsible for product development and marketing of the firm's investment offerings. Prior to that, he was a Director in the Investor Solutions group at Barclays Capital and served as the senior marketer for over-the-counter derivatives and structured investments for family offices, high net worth investors, private banks and registered investment advisors. Matt spent the first ten years of his career at Lehman Brothers, where he was a Senior Vice President in the Structured Equity Solutions group, running the firm's single stock risk management business.

Education

Matt received his B.A. in Applied Mathematics from Harvard University and his M.B.A. from the NYU Stern School of Business. He holds his Series 7 and 63 licenses.

David Warren

Managing Director–Wealth Management

Financial Advisor
View bio Industry recognition
- CA
- CT
- FL
- GA
- KS
- MA
- MD
- MI
- NC
- NH
- NJ
- NV
- NY
- OR
- PA
- TX
- VA
David is a Managing Director with UBS Private Wealth Management. Originally from New Zealand, he attended Auckland University where he earned his Bachelor of Commerce. David began his career in New York City working as a Financial Advisor at Morgan Stanley Smith Barney in 1995. In 2008, he moved to Merrill Lynch where he had worked until joining UBS in 2016.

His business is focused on identifying outperforming investment solutions that meet his clients risk tolerance and investment objectives. This involves comprehensive Financial Planning. He specializes in working with high net worth and ultra-high net worth individuals and family offices. Additionally, he has an expertise in helping C-Suite Technology Executives navigate their personal finance transition from private to public company. David's business incorporates design and management of retirement plans for companies and institutions. Business succession planning, estate, and generational planning are important parts of his practice.

David moved from New York City to Miami in 2021. In his spare time enjoys vintage cars, yoga, traveling, surfing and playing tennis. He has a passion for food, delicious restaurants and socializing with friends and family. David loves giving back to the community and supports The Optimus Foundation - Ukraine, Charity: Water and the Robin Hood Foundation. He is also an active participant in the UBS Community Affairs & Corporate Responsibility program.
- Forbes Best-in-State Wealth Advisors, 2019, 2020, 2021, 2022, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
- Managing Director - Private Wealth Management
- Private Wealth Advisor
Financial planning

Education planning

Retirement planning

Estate planning strategies

401(k) plan services

Business owners

Entrepreneurs

Corporate executives

100 SE 2nd Street
Suite 2500
Miami, FL 33131
Michael Taggart

Director

Team Administrator
View bio
- CA
- CT
- FL
- GA
- KS
- MA
- MD
- MI
- NH
- NJ
- NV
- NY
- OR
- PA
- TX
- VA
With an unshakeable credo and philosophy of commitment to service, Michael leads the Warren Group as a Director with dedication to improving our clients' financial lives. This is accomplished by living out our purpose every day; connecting people for a better world.

Michael is a finance and securities professional with a background in Private Wealth Management and Risk Management. Building on this experience, Michael earned a Master of Business Administration from UNC Chapel Hill in addition to being Six Sigma certified. Michael is Series 7, 66, 9 and 10 licensed and registered in multiple states across the nation.

In his free time, Michael enjoys boating, flying planes, and the arts. Michael is passionate about giving back to the community and is involved in the UBS Optima fund, Walk for Wishes, the Chapman Foundation, and formerly was on the Board of the Mint Museum, YAMS and Guys with Ties.
100 SE 2nd Street
Suite 2500
Miami, FL 33131
Bertha Ceballos

Client Associate
View bio
Bertha joins the Warren Group as a Client Service Associate with over five years of financial services operations experience. She began her financial career at Bank of America’s Private Bank working with ultra-high net worth clients. Prior to working in finance, Bertha was a paralegal with a private law firm.

Her primary role is ensuring the team provides a world class client experience by overseeing client relations and facilitating proper execution of administrative processes. Bertha has extensive experience in financial planning, Trusts, and facilitating complex financial transactions.

Bertha was born and raised in Miami, Florida to Cuban and Honduran parents. Her diverse background has ultimately cultivated a desire to learn about different cultures, leading to solo travel excursions beginning in 2016. To date, Bertha has travelled to over fifteen countries and plans to continue to grow that number.
100 SE 2nd Street
Suite 2500
Miami, FL 33131

Christine Cronin

Managing Director

Head of Tailored Lending East

View bio

Global Wealth Management Americas Banking Group
Christine Cronin leads the Tailored Lending Team, East team and focuses on marketing and structuring of tailored lending solutions for high net worth and ultra-high net worth clients.

Professional History

Christine is a Managing Director within the Tailored Lending Unit within Global Wealth Management reporting to Anthony D'Andrea where she partners with Steve Marotta in developing the tailored lending business. Christine has in excess of 22 years of experience in the financial services of which 21 were spent in the private bank lending business. Christine joined UBS from Credit Suisse where she served as a Regional Lending Specialist for 5 ½ years. Prior to Credit Suisse she held roles within the Private Bank at Goldman Sachs, Bank of America and Deutsche Bank.

Education

Christine earned her Bachelor of Science degree in Economics-Finance from Bentley University and her MBA in Investment Management from Pace University.

Licenses and Certifications

Series 7
Series 24
Series 66
Matthew Fleming

Executive Director

Structured Solutions Consultant

View bio

OTC Equity Solutions Group

Professional History

Matt is an Executive Director in the OTC Equity Solutions Group and focuses on the marketing and structuring of over-the-counter equity derivative solutions for high net worth and ultra-high net worth clients. Working with holders of concentrated single stocks, he helps clients think through the various hedging and monetization alternatives available to reduce risk, generate liquidity and enhance yield on these positions.

Before joining UBS in 2019, Matt spent five years at Goldman Sachs as a senior member of the Equity Solutions Group within Private Wealth Management, focusing on providing bespoke investment and risk management solutions to the ultra-high net worth space, including concentrated stock hedging solutions and structured investments. Prior to Goldman Sachs, he was one of four founding partners at Varick Asset Management, a derivatives asset management firm, and was responsible for product development and marketing of the firm's investment offerings. Prior to that, he was a Director in the Investor Solutions group at Barclays Capital and served as the senior marketer for over-the-counter derivatives and structured investments for family offices, high net worth investors, private banks and registered investment advisors. Matt spent the first ten years of his career at Lehman Brothers, where he was a Senior Vice President in the Structured Equity Solutions group, running the firm's single stock risk management business.

Education

Matt received his B.A. in Applied Mathematics from Harvard University and his M.B.A. from the NYU Stern School of Business. He holds his Series 7 and 63 licenses.

Private Wealth Management

As a team within the exclusive Private Wealth Management division at UBS, we connect you to the dynamic presence of one of the world‘s leading wealth managers. Private Wealth Advisors serve many of the firm‘s largest relationships, providing extensive reach and the distinct advantage of the firm‘s global perspective, insights and resources.

Sophisticated portfolio management

No matter how complex your investing needs, we have the experience and the expertise to guide you toward solutions that are aligned with your goals. Using sophisticated analysis to identify investment opportunities, we can help you build an investment portfolio that is precisely tailored to your unique goals and appetite for risk.

Our firm’s open architecture approach allows us to select the best solutions for you from within UBS or externally from a wide range of providers, including:

Traditional investments
Separately managed accounts
Alternative investments
Direct investments
Structured products

Wealth planning across generations

Our team has experience helping families create a plan to pass on both their wealth and their values to their children with the goal of sustaining wealth over generations.

With an understanding of the family dynamics that can accompany multigenerational wealth, we are experienced in working with you and your family to develop a strategic plan to guide your decisions.

Our approach helps foster family communication and provide education across generations to help define and support your long-term vision for your wealth.

Advising corporate executives

As a successful executive, you understand the importance of careful and robust planning and the right personal wealth management advice.

Whether you are in your wealth building years or contemplating an exit from corporate life, looking for guidance on managing concentrated positions or stock options, we are well versed in the issues and opportunities that may shape your decisions. By helping you construct a disciplined plan that moves you toward your personal and business goals, we can help you enhance and preserve your success, today and for many years to come.

Executive decisions

As a successful executive, you understand the importance of careful and robust planning and the right personal wealth management advice.

In helping you construct a disciplined plan that moves you toward your personal and business goals, we can help you enhance and preserve your success, today and for many years to come.

Strategic investment management

For all you want to accomplish, we bring you tailored solutions, innovative opportunities and a disciplined approach to managing your investments.

Always with an eye to how your investments fit into your broader vision for what you want your wealth to achieve, we can customize an investment plan that meets your unique needs and goals, including:

Portfolio strategy and asset allocation
Alternative investments
Private investments
Concentrated stock services
Stock option strategies, restricted securities
Customized performance reviews and consolidated reporting

Your wealth. On your terms.

We believe that everyone deserves good advice and a sound financial plan. When it comes to wealth, we understand that women often bring unique considerations and challenges to the table.

We stand ready to empower you to take charge of your finances, with astute advice that is tailored to your specific goals and opportunities and backed by an emphasis on financial education. All with a goal of helping you take a more active and purposeful role in managing your wealth. On your terms.

Making sense of significant wealth

We can help you plan for it.

When you have created or inherited significant wealth, you have opportunities to pursue bold and meaningful undertakings. How do you make decisions that will guide you successfully forward, no matter what your goal?

We believe it’s all about connection. That’s why we are prepared to take that journey with you today, tomorrow, every step of the way.

Let's talk

Backed by the strength of UBS

A global leader in wealth management

For Ultra-High Net Worth clients

Euromoney Private Banking and Wealth Management Survey, 2016-2020

^$5+ trillion

In invested assets globally
As of 11/07/2023

Global leader

UBS is a world-leading wealth manager

Global access of Private Wealth Management

Your primary source for financial advice

David Warren

Michael Taggart

Bertha Ceballos

Christine Cronin

Matthew Fleming