Experience

Ken is a Senior Vice President of UBS Financial Services Inc. and brings over thirty-four years of experience in the financial industry to your relationship.  

As Senior Portfolio Manager, his expertise focuses on strategic investment strategies and portfolio construction to meet each of our client's individual needs. 

Ken graduated with honors from American University in Washington, DC and attended the University of London, London School of Economics and The Wharton School at the University of Pennsylvania.  Ken's credentials also include previous host of the Investor's Forum on Talk Radio WOND and Financial Analyst for the 6:00 Evening News on NBC TV 40 in New Jersey. 

Previous community contributions include Chairman of the South Jersey Community Food Bank, past President of Jewish Family Service, Vice Chair of the Boy Scouts Heritage Foundation and he served as a member of the Galloway Township Board of Education.  

Ken has been active with the United States Coast Guard Auxiliary for over twenty years and currently serves with the rank of Commander.  He has been a "Big Brother" in the Big Brothers/Big Sisters of America organization for over seven years.  More recently he has partnered with American Corporate Partners Veteran Mentoring Program for active duty military and veterans, an organization dedicated to helping with career guidance during and after military service.  

In addition to our Boca Raton, Florida location, Ken also serves clients locally in our Northfield, New Jersey office.  Ken and his wife, Aycie, enjoy balancing their time between Florida and New Jersey.

Ken holds the Series 7, 63, 65 and Life, Health and Variable Annuity licenses.

Jeffrey began his wealth management career in 1999 and joined UBS in 2002. Previously, he worked as a financial advisor at Fleet Boston and Prudential Securities.

Jeffrey has been a wealth advisor primarily for a select group of business owners, business professionals and retirees who aspire to achieve a work optional lifestyle or leave a legacy to their heirs.  He has developed and refined a process that put's all the pieces of the financial puzzle together so a client can better understand and plan their financial future.  His process is the 3D process of: developing, designing and deploying the wealth management plan to help meet client and client's families financial objectives for multiple generations.

After graduating from Lynn University with a Bachelor of Science degree in Business Administration he also earned the designations of  CEPA®, Certified Exit Planning Advisor, CMFC®, Chartered Mutual Fund Counselor and CRPS®, Chartered Retirement Plans Specialist which allows him to help businesses with their corporate retirement plans and their fiduciary responsibilities.  Having previously owned a Taekwondo School of Martial Arts, Jeffrey understands, firsthand, the nuances of being a business owner. He advises corporate sponsors with investment consulting services, plan program consulting and educational consulting services.  

Jeffrey holds the Series 7, 63 and 65 securities licenses and is also Life and Health Insurance licensed. He is fluent in Spanish.

Jeffrey resides in Boca Raton Florida since 1984 and has been married to his wife Rebeca for over 29 years.  They have special needs son named Alexander who is the light of their life. 

Catherine handles the client relations for our team.  Some of her responsibilities include assistance with the transition of new relationships, maintaining existing relationships, as well as assisting with client requests and ensuring a positive client experience.   

After graduating Phi Theta Kappa from Santa Fe College with degrees in Psychology and Education in 1995, Catherine held positions in the medical, entertainment and financial industries.  With over 30 years of customer relationship experience, she is also an accomplished photographer. 

With parents from Spain and Venezuela, Catherine is fluent in both English and Spanish. 

Catherine holds the Series 7, General Securities Representative license.