The Garcia Wealth Management Group
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Experience

Makes all the difference

We are here to provide quality strategies customized to your needs–and to be your primary source of financial advice. We concentrate on developing long-term relationships through a commitment to quality client service. You can rely on our personalized advice, first-class solutions, and extensive wealth management experience.

Sanae A. Garcia, CFP

Senior Vice President–Wealth Management

Financial Advisor

UBS Financial Services, Senior Vice President - Investments, CFP®

Certified Financial Planner (CFP®) 2002

Smith Barney (later Morgan Stanley Smith Barney), Financial Advisor, Senior Vice President-Wealth Management (Aug. 2000-Mar. 2011)

Merrill Lynch and Company, Financial Consultant, Asst. Vice President (1985-Aug. 2000)

Registered States:
  • AR
  • AZ
  • CA
  • CO
  • CT
  • FL
  • HI
  • KY
  • MO
  • NC
  • NJ
  • NV
  • NY
  • OR
  • PA
  • TX
  • UT
  • VA
  • WA

Sanae A. Garcia, CFP

Credentials

  • CERTIFIED FINANCIAL PLANNER®

Sanae A. Garcia, CFP

515 South Flower Street
Suite 5000
Los Angeles, CA 90071

Email Me

Sanae A. Garcia, CFP

Senior Vice President–Wealth Management

Financial Advisor

UBS Financial Services, Senior Vice President - Investments, CFP®

Certified Financial Planner (CFP®) 2002

Smith Barney (later Morgan Stanley Smith Barney), Financial Advisor, Senior Vice President-Wealth Management (Aug. 2000-Mar. 2011)

Merrill Lynch and Company, Financial Consultant, Asst. Vice President (1985-Aug. 2000)

Registered States:
  • AR
  • AZ
  • CA
  • CO
  • CT
  • FL
  • HI
  • KY
  • MO
  • NC
  • NJ
  • NV
  • NY
  • OR
  • PA
  • TX
  • UT
  • VA
  • WA

Credentials

  • CERTIFIED FINANCIAL PLANNER®
515 South Flower Street
Suite 5000
Los Angeles, CA 90071

Email Me

sanae.garcia@ubs.com
Sanae A. Garcia, CFP
515 South Flower Street,Los Angeles,CA,90071

Brian Garcia

First Vice President–Wealth Management

Financial Advisor

UBS Financial Services Inc., Financial Advisor, Vice President-Wealth Management, Sr. Portfolio Manager

Smith Barney (now Morgan Stanley Smith Barney, Aug. 2000-Mar. 2011), Financial Consultant, Portfolio Manager

Merrill Lynch & Company, (1989-Aug. 2000), Financial Consultant

Bachelor of Arts, Economics, 1990 University of Southern California

Registered States:
  • AR
  • AZ
  • CA
  • CO
  • CT
  • FL
  • HI
  • KY
  • MO
  • NC
  • NJ
  • NV
  • NY
  • OR
  • PA
  • TN
  • TX
  • UT
  • VA
  • WA

Brian Garcia

Education

  • University of Southern California, Bachelor of Arts, Economics

Credentials

  • Senior Portfolio Manager

Brian Garcia

251 S. Lake Avenue
10th Floor
Pasadena, CA 91101

Email Me

Brian Garcia

First Vice President–Wealth Management

Financial Advisor

UBS Financial Services Inc., Financial Advisor, Vice President-Wealth Management, Sr. Portfolio Manager

Smith Barney (now Morgan Stanley Smith Barney, Aug. 2000-Mar. 2011), Financial Consultant, Portfolio Manager

Merrill Lynch & Company, (1989-Aug. 2000), Financial Consultant

Bachelor of Arts, Economics, 1990 University of Southern California

Registered States:
  • AR
  • AZ
  • CA
  • CO
  • CT
  • FL
  • HI
  • KY
  • MO
  • NC
  • NJ
  • NV
  • NY
  • OR
  • PA
  • TN
  • TX
  • UT
  • VA
  • WA

Education

  • University of Southern California, Bachelor of Arts, Economics

Credentials

  • Senior Portfolio Manager
251 S. Lake Avenue
10th Floor
Pasadena, CA 91101

Email Me

brian.garcia@ubs.com
Brian Garcia
251 S. Lake Avenue,Pasadena,CA,91101

Helen Guan

Team Administrator

Registered States:
  • CA
  • CO
  • GA
  • IL
  • KY
  • MA
  • NH
  • NY
  • OR
  • SC
  • TX
  • VA

Helen Guan

251 South Lake Avenue
10th Floor
Pasadena, CA 91101

Email Me

Helen Guan

Team Administrator

Registered States:
  • CA
  • CO
  • GA
  • IL
  • KY
  • MA
  • NH
  • NY
  • OR
  • SC
  • TX
  • VA
251 South Lake Avenue
10th Floor
Pasadena, CA 91101

Email Me

helen.guan@ubs.com
Helen Guan
251 South Lake Avenue,Pasadena,CA,91101

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As a firm providing wealth management services to clients, UBS Financial Services Inc. offers investment advisory services in its capacity as an SEC-registered investment adviser and brokerage services in its capacity as an SEC-registered broker-dealer. Investment advisory services and brokerage services are separate and distinct, differ in material ways and are governed by different laws and separate arrangements. It is important that clients understand the ways in which we conduct business, that they carefully read the agreements and disclosures that we provide to them about the products or services we offer. A small number of our financial advisors are not permitted to offer advisory services to you, and can only work with you directly as UBS broker-dealer representatives. Your financial advisor will let you know if this is the case and, if you desire advisory services, will be happy to refer you to another financial advisor who can help you. Our agreements and disclosures will inform you about whether we and our financial advisors are acting in our capacity as an investment adviser or broker-dealer. For more information, please review the PDF document at ubs.com/relationshipsummary.

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