The Garcia Wealth Management Group
View FINRA BrokerCheck informationContact us

Experience

Makes all the difference

We are here to provide quality strategies customized to your needs–and to be your primary source of financial advice. We concentrate on developing long-term relationships through a commitment to quality client service. You can rely on our personalized advice, first-class solutions, and extensive wealth management experience.

Sanae A. Garcia, CFP

Senior Vice President–Wealth Management

Financial Advisor

UBS Financial Services, Senior Vice President - Investments, CFP®

Certified Financial Planner (CFP®) 2002

Smith Barney (later Morgan Stanley Smith Barney), Financial Advisor, Senior Vice President-Wealth Management (Aug. 2000-Mar. 2011)

Merrill Lynch and Company, Financial Consultant, Asst. Vice President (1985-Aug. 2000)

Registered States:
  • AR
  • AZ
  • CA
  • CO
  • CT
  • FL
  • HI
  • KY
  • MI
  • MO
  • NC
  • NJ
  • NM
  • NV
  • NY
  • OR
  • PA
  • SC
  • TN
  • TX
  • UT
  • VA
  • WA

Sanae A. Garcia, CFP

Credentials

  • CERTIFIED FINANCIAL PLANNER®

Sanae A. Garcia, CFP

515 South Flower Street
Suite 5000
Los Angeles, CA 90071

Email Me

Sanae A. Garcia, CFP

Senior Vice President–Wealth Management

Financial Advisor

UBS Financial Services, Senior Vice President - Investments, CFP®

Certified Financial Planner (CFP®) 2002

Smith Barney (later Morgan Stanley Smith Barney), Financial Advisor, Senior Vice President-Wealth Management (Aug. 2000-Mar. 2011)

Merrill Lynch and Company, Financial Consultant, Asst. Vice President (1985-Aug. 2000)

Registered States:
  • AR
  • AZ
  • CA
  • CO
  • CT
  • FL
  • HI
  • KY
  • MI
  • MO
  • NC
  • NJ
  • NM
  • NV
  • NY
  • OR
  • PA
  • SC
  • TN
  • TX
  • UT
  • VA
  • WA

Credentials

  • CERTIFIED FINANCIAL PLANNER®
515 South Flower Street
Suite 5000
Los Angeles, CA 90071

Email Me

sanae.garcia@ubs.com
Sanae A. Garcia, CFP
515 South Flower Street,Los Angeles,CA,90071

Brian Garcia

First Vice President–Wealth Management

Financial Advisor

UBS Financial Services Inc., Financial Advisor, Vice President-Wealth Management, Sr. Portfolio Manager

Smith Barney (now Morgan Stanley Smith Barney, Aug. 2000-Mar. 2011), Financial Consultant, Portfolio Manager

Merrill Lynch & Company, (1989-Aug. 2000), Financial Consultant

Bachelor of Arts, Economics, 1990 University of Southern California

Registered States:
  • AR
  • AZ
  • CA
  • CO
  • CT
  • FL
  • HI
  • KY
  • MI
  • MO
  • NC
  • NJ
  • NM
  • NV
  • NY
  • OR
  • PA
  • SC
  • TN
  • TX
  • UT
  • VA
  • WA

Brian Garcia

Education

  • University of Southern California, Bachelor of Arts, Economics

Credentials

  • Senior Portfolio Manager

Brian Garcia

515 South Flower Street
Suite 5000
Los Angeles, CA 90071

Email Me

Brian Garcia

First Vice President–Wealth Management

Financial Advisor

UBS Financial Services Inc., Financial Advisor, Vice President-Wealth Management, Sr. Portfolio Manager

Smith Barney (now Morgan Stanley Smith Barney, Aug. 2000-Mar. 2011), Financial Consultant, Portfolio Manager

Merrill Lynch & Company, (1989-Aug. 2000), Financial Consultant

Bachelor of Arts, Economics, 1990 University of Southern California

Registered States:
  • AR
  • AZ
  • CA
  • CO
  • CT
  • FL
  • HI
  • KY
  • MI
  • MO
  • NC
  • NJ
  • NM
  • NV
  • NY
  • OR
  • PA
  • SC
  • TN
  • TX
  • UT
  • VA
  • WA

Education

  • University of Southern California, Bachelor of Arts, Economics

Credentials

  • Senior Portfolio Manager
515 South Flower Street
Suite 5000
Los Angeles, CA 90071

Email Me

brian.garcia@ubs.com
Brian Garcia
515 South Flower Street,Los Angeles,CA,90071

Gina Runions

Client Associate

Registered States:
  • AK
  • AZ
  • CA
  • CO
  • DC
  • FL
  • KS
  • MI
  • MS
  • NC
  • NM
  • NV
  • NY
  • OK
  • TN
  • TX
  • UT
  • WA

Gina Runions

251 South Lake Avenue
10th Floor
Pasadena, CA 91101

Email Me

Gina Runions

Client Associate

Registered States:
  • AK
  • AZ
  • CA
  • CO
  • DC
  • FL
  • KS
  • MI
  • MS
  • NC
  • NM
  • NV
  • NY
  • OK
  • TN
  • TX
  • UT
  • WA
251 South Lake Avenue
10th Floor
Pasadena, CA 91101

Email Me

gina.runions1@ubs.com
Gina Runions
251 South Lake Avenue,Pasadena,CA,91101

Products and services mentioned on these web pages may not be available for residents of certain nations.  Please consult the sales restrictions relating to the service in question for further information. http://www.ubs.com  

As a firm providing wealth management services to clients, UBS Financial Services Inc. offers investment advisory services in its capacity as an SEC-registered investment adviser and brokerage services in its capacity as an SEC-registered broker-dealer. Investment advisory services and brokerage services are separate and distinct, differ in material ways and are governed by different laws and separate arrangements. It is important that clients understand the ways in which we conduct business, that they carefully read the agreements and disclosures that we provide to them about the products or services we offer. A small number of our financial advisors are not permitted to offer advisory services to you, and can only work with you directly as UBS broker-dealer representatives. Your financial advisor will let you know if this is the case and, if you desire advisory services, will be happy to refer you to another financial advisor who can help you. Our agreements and disclosures will inform you about whether we and our financial advisors are acting in our capacity as an investment adviser or broker-dealer. For more information, please review the PDF document at ubs.com/relationshipsummary.

Neither UBS Financial Services Inc. nor its employees (including its Financial Advisors) provide tax or legal advice. You should consult with your legal counsel and/or your accountant or tax professional regarding the legal or tax implications of a particular suggestion, strategy or investment, including any estate planning strategies, before you invest or implement.

Wealth management services in the United States are provided by UBS Financial Services Inc., a registered broker-dealer offering securities, trading, brokerage and related products and services. Member SIPC . Member FINRA . UBS Financial Services Inc. is also registered as a Futures Commission Merchant (FCM) with the U.S. Commodity Futures Trading Commission (CFTC) and offers brokerage services related to the execution and clearing of on-exchange futures and options on futures products. Member NFA 

Unless we separately agree in writing, we do not monitor your brokerage account, and you make the ultimate decision regarding the purchase or sale of investments. You can ask us to review your brokerage account and provide you with investment recommendations at any time.

Wealth Management and Private Wealth Management and UBS International are divisions of UBS Financial Services Inc., a subsidiary of UBS AG.  Private Wealth Management resources and services are provided by specially-accredited Financial Advisors within UBS Financial Services Inc. (including Private Wealth Advisors and International Private Wealth Advisors).

For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.html.

Notice for Non-U.S. Investors . Notice for Non-Puerto Rico Investor . Order Routing Disclosure . Statement of Financial Condition. Statement of Financial Condition- UBS FSI of Puerto Rico. Best Execution Statement. Loan Disclosure Statement. Account Sweep Yields. Advisory & Brokerage Services. CFP Board's Trademark Disclaimer. Important Information About Auction Rate Securities (Not for Puerto Rico). Futures Commission Merchant (FCM) Information for UBS Financial Services Inc . Agreements and Disclosure 

© UBS 1998-2024. All rights reserved.