Let's move forward. Together.

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Lee joined UBS in 2007 and focuses on serving the wealth management needs of high net worth and ultra high net worth families. He also concentrates on helping small and medium-sized businesses with their corporate retirement plan needs. 

Lee is a CERTIFIED FINANCIAL PLANNER™ (CFP®) professional and institutional consultant. A graduate of Michigan State University, Lee began his career as an engineer for Colgate-Palmolive. With Colgate, he gained a wealth of international experience including projects in Brazil, Germany, Switzerland and a six month assignment in China. Lee holds his Series 7 and 66 securities licenses as well as life and health insurance licenses. Additionally, he earned the distinction of Chartered Retirement Plans Specialist.

Outside the office, Lee enjoys skiing, golf and travel. He is a member of the board and finance committee at St. Ursula Villa and volunteer with Saturday Hoops. Lee and his wife, Lori, reside in Fort Thomas with their two children and dog, Duke.

• Forbes Best-in-State Wealth Advisors, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.

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Neil serves as the team's financial planner.  He works with clients to develop financial plans that capture and review their goals, savings strategies, investments, debts, risk management, estate planning, and tax projections.  Neil has a true gift for explaining complex issues in an easy to understand manner.

Neil received his B.S.B.A. in Accounting from Xavier University, his J.D. from the University of Louisville School of Law, and his M.B.A. from the University of Cincinnati. Neil attained his CERTIFIED FINANCIAL PLANNER™ (CFP®), Advisory & Brokerage Services designation in 2009. Prior to joining UBS, Neil practiced as an estate planning attorney and as a tax C.P.A. Neil has more than 25 years of experience providing tax*, estate, and investment planning services.

In his spare time Neil enjoys kayaking, skiing, photography, and travel. Neil lives in Clifton with his wife, Megan, and their daughter. The family can often be seen in the Graeter's on Ludlow Ave.

• Forbes Best-in-State Wealth Management Teams, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.

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As one of a small number of UBS Financial Advisors who have earned the designation of “Wealth Advisor", Rick is eminently qualified to provide highly personalized wealth management services to his clients. 

More than 47 years ago, Rick began his career at Gradison & Company, where he was instrumental in the development and management of Gradison mutual funds and in building their 401(k) capabilities. He is a graduate of Xavier University, where he earned a B.S./B.A. in economics. Rick was a trustee of the Gradison Retirement Savings Plan and a board member of Gradison & Company.

Rick and his wife, Kathy, have 3 daughters and 6 grandchildren.  In their spare time, they enjoy being with family, especially the grandchildren, and touring the country.

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Phil works primarily with high net worth families, business owners and corporate executives. With over 3 decades of industry experience, Phil's mission is to help clients clearly identify their goals and to develop strategies to help make those goals become reality. His areas of focus include portfolio construction, risk management strategies and alternative investments.

Phil’s career as a financial advisor began in 1987 after graduating from Hanover College with a double major in economics and sociology.  His licenses include Series 7, 24, 63, and 65 as well as life, health, and annuity insurance licenses.

Phil and his wife of over 30 years, Christy, have a daughter and a son. He enjoys traveling, golf, skiing, reading and spending time with friends and family. Phil has formerly coached youth sports and served on the boards of Fellowship of Christian Athletes, 1^st Priority of Cincinnati and Cincinnati Hills Christian Academy Friend of Fine Arts.

• Forbes Best-in-State Wealth Advisors, 2019, 2020, 2021, 2022, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
• Forbes Best-in-State Wealth Management Teams, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.

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Wayne is an investment advisor who works with clients from all walks of life. He especially enjoys assisting the clients who need help the most. Investments and personal finance can be very overwhelming to some. Wayne takes the time and goes the extra mile to make sure clients understand their situations and his recommendations. Wayne's areas of focus include portfolio construction, insurance strategies and business development.

Wayne graduated from Ohio State University with a major in marketing. He attained his CERTIFIED FINANCIAL PLANNER™ (CFP®), Advisory & Brokerage Services designation in 2000. His securities licenses include Series 7, 63 and 65 as well as life, health and annuity insurance licenses.

Wayne and his wife Beckey live in Milford with her menagerie of animals. They have two daughters, Delaney and Riley. Wayne spends his free time golfing, travelling, and serving on the board of The Hearing, Speech and Deaf Center of Cincinnati.

• Forbes Best-in-State Wealth Management Teams, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.

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For over 30 years, integrity and hard work have been the centerpiece of Shawn’s career as an advisor. He works with a diverse client base comprised of high net worth families, business owners, and retirees.  Shawn is a true financial mechanic.  He rolls up his sleeves and examines every aspect of a client's financial life.  This helps Shawn ensure all aspects of a client's finances are fine-tuned and working as efficiently as possible. Shawn works hard to remain at the forefront of the latest developments in wealth planning and investment strategy.

A graduate of Indiana University with a Bachelor of Science degree in finance, Shawn attained his CERTIFIED FINANCIAL PLANNER™ (CFP®), Advisory & Brokerage Services designation in 2000. He holds the Series 7, 24, 63 and 65 securities licenses as well as life, health and annuity insurance licenses.

Shawn’s spare time activities include carpentry, skiing, golf, and hiking with his dog Toby. He and his wife Kim have two daughters. While he currently supports several charities, he is most active with the Peppermint Pig Animal Rescue. He formerly served as President of his local school’s athletic booster board.

CA insurance license #0H45628

• Forbes Best-in-State Wealth Advisors, 2020, 2021, 2022, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
• Forbes Best-in-State Wealth Management Teams, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.

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Greg is an investment advisor who works with a range of clients from corporate executives to the "millionaire next door."  Greg excels in assisting clients in all aspects of their financial lives.  He especially enjoys assisting clients in making the transition from their working lives to their retirement lives.  Greg's areas of focus include portfolio construction, retirement planning and risk management strategies.

Greg began his career as a financial advisor in 1989 after earning his B.S. degree in Business Administration from Miami University. He majored in Finance with a minor in International Business. He also studied abroad at Regents College in London, England.  He has licenses that include Series 7, 24, 63, and 65 as well as life, health, and annuity insurance licenses.

 Greg is active in the community through his church and Boy Scouts of America. He enjoys running, cycling, hiking and playing in an adult hockey league.

• Forbes Best-in-State Wealth Management Teams, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.

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Jordan joined the Summit Wealth Consulting Group at UBS in 2019 as a Senior Wealth Strategy Associate. He assists the team in creating comprehensive financial plans and implementing custom-tailored portfolio solutions. 

Upon graduating from the Ohio State University with a dual degree in Economics and Psychology, Jordan began his career in financial services in 2011. Jordan is a CERTIFIED FINANCIAL PLANNER™ (CFP®) professional and currently holds Series 7 and 66 securities licenses, as well as life and health insurance licenses. 

Jordan resides in Clermont County's Miami Township with his wife Brittany, daughter Renée, and their two kittens Pete & Rose. Among many and varied interests, Jordan especially enjoys exploring Greater Cincinnati and spending time outdoors. 

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Taylor joined UBS as a Senior Wealth Strategy Associate in 2023. She is a CERTIFIED FINANCIAL PLANNER™ professional and uses the knowledge gained through this designation to assist clients in personal, thorough retirement planning. This includes goal setting, budgeting, saving strategies, tax minimization, and risk management. 

Taylor started in the industry as a Financial Advisor after graduating Cum Laude from Xavier University in 2014. There, she majored in finance while playing Division 1 soccer. She holds the Series 7 and 66 securities licenses, as well as life, health, and annuity insurance licenses. 

Taylor and her husband Trent live in Centerville with their son, Chase, and French bulldog, Espy. They enjoy all things sports and traveling to Hilton Head and Disney World.

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Matt joined the Summit Wealth Consulting Group at UBS in 2022 as a Senior Wealth Strategy Associate. He supports the team by delivering outstanding client service, conducting in-depth portfolio analysis, and developing thorough financial plans.

Matt graduated from the University of Cincinnati with a major in Finance and minor in Economics. After graduating, he spent five years in the financial industry with a focus on servicing High Net Worth individuals and active traders. He holds his Series 7, 63, and 66 licenses, as well as his CERTIFIED FINANCIAL PLANNER™ (CFP®) designation, which he obtained in July 2023.

Matt participates in UBS Season of Service volunteer opportunities, the UBS Young Professionals Network, and is active with local nonprofit organizations. Outside of work he enjoys skiing, golfing, cooking, and backpacking with his wife Megan, and their dog, Bruno.

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Cody began at UBS in February of 2015 as a member of Mettman Wealth Management.  He works with the team on lending, insurance, and implementing tailored investment solutions to fit all of our client's needs.  Cody is also a lead on the group’s retirement plan business.

Cody is originally from Paducah, KY and has a BBA in Finance from the University of Kentucky and an MBA in International Business from Xavier University. Cody holds a Series 7 and 66 security license. 

Outside the office, Cody enjoys traveling, skiing, and watching sports.

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Phil joined the Summit Wealth Consulting Group in 2023 as a Senior Wealth Strategy Associate. He is passionate about crafting solutions to help our clients flourish in their financial lives.

After graduating from the University of Cincinnati in 2020, Phil began his career with a two-year tenure at the UBS Home Office in Weehawken, NJ. As a CERTIFIED FINANCIAL PLANNER™ professional, he has undergone rigorous training in retirement planning, portfolio construction, wealth transfer, tax optimization, and risk management. Phil currently holds Series 7, 31, and 66 securities licenses, as well as life, health, and annuity insurance licenses.

In his free time, Phil is an avid runner, reader, and music enthusiast.

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Kari handles all aspects of client services.  She began her financial service career with UBS in 1995 and currently holds her Series 7 and 66 licenses. Kari's interaction with our clients is vital to providing superior wealth management services.  Kari and her husband, Dale live in Bridgetown and have three children.

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Blair brings a wealth of experience to her role with our team, with over 10 years of financial industry experience.  She plays a key role in helping our clients with daily operation and account service needs.  Blair holds her series 7 and 63 licenses and resides in Morrow with her husband Kevin, daughter Holland and an ever growing family of furry animal friends.

Chris oversees our team's client communications, scheduling, and a variety of other administrative functions. Frequent interaction with our clients is vital to providing true wealth management services. Chris keeps our office running smoothly and helps us to keep in touch with our clients. Prior to joining our team, Chris worked in retail and real estate sales.

Chris enjoys spending time with her family and grandkids, traveling, playing golf and camping.

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Vickie has been in the financial services industry for 35 years. Her experience with client services includes IRA administration, banking and investments.  Vickie has developed a reputation for fixing any issue.  She is a graduate of Miami University with a B.S. in finance and holds the Series 7 and 63 securities licenses.

Vickie and her husband Dave have two daughters. She enjoys spending time with family and friends, travelling, and is a big Miami hockey fan.