Global access. Strategic solutions.

Steven is an Executive Director of UBS Financial Services, Inc.  As a Private Wealth Advisor with 30+ years of financial services experience, he helps his diverse client base of publicly and privately held businesses, their owners and multi-generational family members to integrate their corporate and personal finances with wealth transfer and business succession strategies.

He advises ultra-high net worth clients on designing and deploying customized strategies by serving their wealth management needs, including employing a diversified global approach to asset allocation and prudently maintaining a securities backed portfolio. Steven also assists in wealth planning, financial goal analysis, trust and estate planning strategies, insurance needs, college education savings, and philanthropic giving strategies. Additionally, he can provide investment banking introductions for corporate executives and their operating companies.

Steven began his career in 1986 as an Associate in the Private Banking division of J.P. Morgan & Co. He joined the Private Bank of the Union Bank of Switzerland in 1998, where he served as a senior Private Banker.  Following the formation of UBS Financial Services (formerly, UBS PaineWebber), Steven joined the Private Wealth Management office in NY. 

Steven holds Series 7 and 66 securities licenses and several insurance agent licenses. He is accredited as a Private Wealth Advisor, and completed The Wharton School’s Private Wealth Executive Education Program and the Columbia Business School Private Wealth Executive Education Program. Steven lives on the South Shore of Long Island with his wife and their 2 sons. In his spare time, he volunteers as a Board Member of the finance committee for his local church parish and at Bethlehem Assembly of God.  He is a Board Member of the Hispanic  Brotherhood, Inc. and a Gold Member of ALPFA, Association of Latino Professionals for America.