Global access. Strategic solutions.

Private Wealth Management

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Where do your passions lie? We address every dimension of your life and your goals—investments, business and legacy—to develop a plan that’s truly personalized for you. Then we’ll help you organize your financial life into three strategies: Liquidity—to help provide cash flow for short-term expenses, Longevity—for longer-term needs and Legacy—for needs that go beyond your own.

UBS Wealth Way is an approach incorporating Liquidity. Longevity. Legacy. strategies, that UBS Financial Services Inc. and our Financial Advisors can use to assist clients in exploring and pursuing their wealth management needs and goals over different time frames. This approach is not a promise or guarantee that wealth, or any financial results, can or will be achieved. All investments involve the risk of loss, including the risk of loss of the entire investment.

Steven Wagner

Executive Director

Steven is an Executive Director of UBS Financial Services, Inc.  As a Private Wealth Advisor with 30+ years of financial services experience, he helps his diverse client base of publicly and privately held businesses, their owners and multi-generational family members to integrate their corporate and personal finances with wealth transfer and business succession strategies.

He advises ultra-high net worth clients on designing and deploying customized strategies by serving their wealth management needs, including employing a diversified global approach to asset allocation and prudently maintaining a securities backed portfolio. Steven also assists in wealth planning, financial goal analysis, trust and estate planning strategies, insurance needs, college education savings, and philanthropic giving strategies. Additionally, he can provide investment banking introductions for corporate executives and their operating companies.

Steven began his career in 1986 as an Associate in the Private Banking division of J.P. Morgan & Co. He joined the Private Bank of the Union Bank of Switzerland in 1998, where he served as a senior Private Banker.  Following the formation of UBS Financial Services (formerly, UBS PaineWebber), Steven joined the Private Wealth Management office in NY. 

Steven holds Series 7 and 66 securities licenses and several insurance agent licenses. He is accredited as a Private Wealth Advisor, and completed The Wharton School’s Private Wealth Executive Education Program and the Columbia Business School Private Wealth Executive Education Program. Steven lives on the South Shore of Long Island with his wife and their 2 sons. In his spare time, he volunteers as a Board Member of the finance committee for his local church parish and at Bethlehem Assembly of God.  He is a Board Member of the Hispanic  Brotherhood, Inc. and a Gold Member of ALPFA, Association of Latino Professionals for America.

Registered States:
  • AL
  • AZ
  • CA
  • CO
  • CT
  • DC
  • DE
  • FL
  • GA
  • IL
  • IN
  • KY
  • LA
  • MA
  • MD
  • MI
  • MN
  • MT
  • NC
  • NH
  • NJ
  • NY
  • OH
  • OK
  • OR
  • PA
  • SC
  • SD
  • TN
  • TX
  • VA
  • VT
  • WA
  • WI
  • WY

Credentials

  • Private Wealth Advisor
299 Park Avenue
New York, NY 10171
  • (212) 821-7132

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Wealth, from your point of view

Change your community. Change the world.

Change your community. Change the world.

Executive decisions

Executive decisions

Backed by the strength of UBS

A global leader in wealth management

$2.8 trillion

In invested assets globally 
As of 06/30/2022

51 countries

Our global footprint

Global leader

UBS is a world-leading wealth manager

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