Experience

Makes all the difference

Stephen Kaplan

Senior Vice President–Wealth Management

Financial Advisor

Stephen is a Senior Vice President of Investments at our firm’s Melville, New York Office.  He began his career in 1991 with Gilford Securities, a boutique investment bank and financial advisory firm before he joined UBS in 2014.  He graduated magna cum laude from Washington University in St. Louis where he received a BSBA with concentrations in Accounting and Finance.  He holds Series 4, 7, 10, 24, 51, 63, and 65 licenses as well as Life, Health, and Variable Life/Annuities insurance licenses (California Insurance License# 0K21233).  Stephen lives in Dix Hills with his wife Susan and their three daughters.

Registered States:
  • AZ
  • CA
  • CT
  • DC
  • DE
  • FL
  • IA
  • MA
  • MD
  • ME
  • NC
  • NH
  • NJ
  • NY
  • PA
  • RI
  • SC
  • TX
  • VA
  • WA
  • WY

Recognized as an industry leader:

  • Forbes Best-in-State Wealth Advisors, 2022, 2023The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.

Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures

Education

  • Washington University in St. Louis, Bachelor's Degree, Magna Cum Laude, with Concentrations in Accounting and Finance

Our advice is comprehensive. We help diverse clients in a broad range of areas, including:

Financial planning
Asset allocation
Lending services
Alternative investments
Legacy planning
Business owners
58 South Service Road
Suite 310
Melville, NY 11747

Email Me

Krystle Gesmundo

Senior Client Associate

Krystle is a Senior Registered Client Service Associate at our firm’s Melville, New York office.  She began her career more than 15 years ago with Morgan Stanley and joined UBS in 2012.  She graduated magna cum laude from the State University of New York at Oneonta where she received a BS in Business Economics.  She holds Series 7 and 66 licenses.  Krystle lives in East Northport with her husband and their two sons.

Registered States:
  • AZ
  • CA
  • CT
  • DC
  • DE
  • FL
  • IA
  • IL
  • IN
  • KY
  • MA
  • MD
  • ME
  • MI
  • NC
  • NH
  • NJ
  • NY
  • PA
  • RI
  • SC
  • TX
  • VA
  • WA
  • WY
58 South Service Road
Suite 310
Melville, NY 11747

Email Me