Financial planning and beyond

• AL
• AR
• AZ
• CA
• CO
• CT
• DC
• DE
• FL
• GA
• IL
• IN
• KS
• MA
• MD
• ME
• MI
• NC
• NJ
• NM
• NV
• NY
• OH
• OK
• OR
• PA
• RI
• SC
• TN
• TX
• VA
• WI

Tom has been with our firm for more than 50 years. He provides his clients with wealth management solutions that are tailored to fit their individual needs and focuses on stocks, bonds, mutual funds, insurance and managed money. In his years at the Firm, Tom has been a Financial Advisor as well as a Branch Manager. He holds Insurance and Commodities and Futures licenses and is also a Registered Option Principal. Tom graduated with a BS degree from the University of Florida and also performed graduate work at NYU in finance and economics. CA Insurance License OA10494

• Barron's Top 1,000 Financial Advisors, 2010, 2011, 2013The Barron's rating is awarded annually in March and is based on information from the prior year Q3. 
• Barron's Top 1,200 Financial Advisors, 2015, 2016, 2017, 2018, 2019, 2020, 2021
  The Barron's rating is awarded annually in March and is based on information from the prior year Q3. 
• Forbes Best-in-State Wealth Advisors, 2018, 2019, 2020, 2021, 2022, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
• UBS Wealth Management Chairman’s Council, 2024UBS Financial Services Inc. Councils are a distinction held by UBS Financial Advisors based on criteria including evaluation of compliance with firm rules, standards & policies and revenue. Council membership is not representative of any one client's experience and is not indicative of the advisor’s future performance.

• University of Florida, BS

• AL
• AR
• AZ
• CA
• CO
• CT
• DC
• DE
• FL
• GA
• IL
• IN
• KS
• MA
• MD
• ME
• MI
• NC
• NJ
• NM
• NV
• NY
• OH
• OK
• OR
• PA
• RI
• SC
• TN
• TX
• VA
• WI

Kyle has more than 35 years of experience in the financial services industry with almost 30 years at our firm. Prior to UBS, he worked at Robinson-Humphrey, formerly part of Citigroup Inc., as an investment banking analyst. Kyle provides his clients a wide array of wealth management analysis and asset allocation, estate and retirement planning, corporate cash management and lending. Kyle is a graduate of the University of Virginia, where he earned his degree in finance from the McIntyre School of Business.  Kyle also holds an MBA from Emory University. In addition to being a CERTIFIED FINANCIAL PLANNER™, Kyle is a UBS Wealth Advisor and holds his FINRA Series 7, 63 and 65 designations. He also holds Life Insurance, Commodities and Futures licenses. CA Insurance License 0193372

• Wealth Advisor
• CERTIFIED FINANCIAL PLANNER®

• AZ
• CA
• CO
• CT
• DC
• DE
• FL
• GA
• IL
• KS
• MA
• MD
• ME
• MI
• NC
• NJ
• NM
• NV
• NY
• OH
• PA
• SC
• TN
• TX
• VA
• WV

Dan Allen is a seasoned wealth management expert with 25 years of experience helping high-net-worth individuals and families secure their financial future. As a member of the Smith Group with UBS, Dan is fully equipped to provide expert guidance and advice to a diverse range of clients, from professional athletes to a general wealthy audience. 

Dan founded Elite Athlete Wealth Consultants with a strong passion for addressing financial liabilities that often challenge pro athletes.  As a former collegiate athlete, Dan understands the unique financial needs and challenges of this community and is committed to helping them make informed financial decisions.  His holistic approach goes beyond wealth management to address overall financial health, and particularly shines when helping business owners strategically plan for the future.

Dan holds a Bachelor of Science degree in Psychology from West Virginia Wesleyan College, where he received a Presidential and baseball scholarship.  Dan has a wealth of financial industry knowledge and credentials, including CEPA (Certified Exit Planning Advisor), Series 7, 63, and 65 registrations, and Life Insurance and Long-Term Care licensure.

Whether you're a business owner, professional athlete or simply looking for sound financial advice, Dan Allen and the Smith Group are here to help you achieve your goals and secure a stable financial future.

• West Virginia Wesleyan College , BS in Psychology

• Certified Exit Planning Advisor

• AZ
• CA
• CO
• DC
• DE
• FL
• GA
• MA
• MD
• MI
• NC
• NJ
• NM
• NV
• NY
• PA
• SC
• TN
• TX
• VA

Kyle Kern is a dedicated financial advisor with a passion for helping individuals and families achieve their financial goals. Holding licenses for the Series 7, 66 and Health and Life insurance, Kyle possesses a well-rounded skill set to provide comprehensive financial guidance. After earning his bachelor’s degree from Florida Atlantic University, Kyle entered the financial service industry at the UBS Wealth Advice Center and quickly established himself as a trustworthy advisor. Kyle’s expertise lies in assisting clients with investment planning, retirement strategies, and insurance needs.

• AL
• AR
• AZ
• CA
• CO
• CT
• DC
• DE
• FL
• GA
• IL
• IN
• KS
• MA
• MD
• MI
• NC
• NJ
• NV
• NY
• OH
• OK
• OR
• PA
• RI
• SC
• TN
• TX
• VA
• WA
• WI

Kelly has more than 40 years of experience in the financial services industry and has been with our firm for 35 years. Prior to joining UBS, she worked for E.F. Hutton. Kelly focuses primarily on retirement planning services as well as lending, insurance and estate planning strategies. Kelly holds her FINRA Series 7 and Series 66 designations as well as the Life, Health and Variable Insurance license. She lives in Palm Beach Gardens and her spare time, Kelly enjoys traveling, boating and her grandchildren.

• AR
• AZ
• CA
• FL
• GA
• IL
• IN
• MA
• MD
• MI
• NC
• NJ
• NV
• NY
• OH
• OK
• OR
• PA
• SC
• TX
• VA

Lauren began her career in the financial services industry in December 2007. Prior to joining UBS, she worked at Morgan Stanley and Merrill Lynch. Lauren assists the team with servicing, scheduling and implementing administrative and operational tasks. She uses her industry knowledge to help build and maintain strong client relationships. Lauren’s attention to detail and commitment to delivering the highest level of personal service to clients makes her an integral part of The Smith Wealth Management Group. Lauren holds her FINRA Series 7 and Series 66 designations as well as the Life, Health and Variable insurance license. Lauren enjoys being active outside, cooking, watching movies and spending time with family and friends.