Experience

Tom is a credentialed UBS Wealth Advisor and has over 40 years of experience in the financial services industry. During his career he has maintained a concentrated focus on providing sophisticated wealth management solutions to select entrepreneurs both after a liquidity event and during the business growth phase. Tom also maintains wealth advisory relationships with high level corporate executives and successful families with multi-generational wealth.

Client relationships begin with a financial planning process including a review of business succession and strategy, philanthropy and investment planning. The implementation includes asset allocation, investment management, investment consulting and detailed financial projections. Tom also has over ten years of corporate financing experience with both private and corporate banks. He began his wealth management career in 1996 and is in his 9th year with UBS.

Tom's professional credentials include a CIMA® (Certified Investment Analyst), and a CRPS® (Certified Retirement Plan Specialist). Tom holds a B.A. in Economics from Rutgers University. In his spare time, he is active in open water and masters swimming, golf, and spending time with his wife of over 35 years along with his three adult children and grandchildren. Tom resides in Corona Del Mar but enjoys spending time at his home in New England.

Tom holds FINRA Series 7 and 63 & 65 securities licenses and is a licensed California insurance agent CA License #0B94488

Nick has been providing comprehensive wealth management solutions to families for nearly 25 years. He earned his degree in Business Administration from California State University, Fullerton, with an emphasis in finance and a concentration in investments and financial planning.

Nick works closely with successful families and businesses, helping manage and preserve multigenerational wealth through long-term advisory relationships. He has been recognized as a Forbes Best-In-State Wealth Advisor in California for four consecutive years (2022 – 2025). The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year. Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. In addition, Nick was named one of Forbes America’s Top Next Generation Wealth Advisors, Best-In-State, in 2019. The Forbes rating is compiled by Shook Research and awarded annually in August based on information from a 12 month period ending in March of the award year. Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures. 

Nick resides in Orange County. Outside of work, he enjoys golfing and traveling, coaching his daughters’ club soccer team, and spending time with his wife, Nila, and their two daughters, Mia and Eva.

Nick holds FINRA Series 7 and 63 & 65 securities licenses and is a licensed California insurance agent CA License #0H89023

Tyler joined UBS after working as a data analyst at a New York securities litigation firm, where he applied econometric models to analyze client damages in class action lawsuits and helped develop mathematical models to identify potential securities claims. He was born and raised in Irvine, CA, and received his B.S. in Mathematics/Economics from the University of California, Los Angeles.

Tyler resides in Costa Mesa with his wife, Cynthia, and two dogs, Bruges and Maple. In his spare time, he enjoys reading, traveling, and coaching youth baseball.

Tyler holds FINRA Series 7 and 63 & 65 securities licenses and is a licensed California insurance agent CA License #0J21985

Heather is an experienced wealth management professional with 20 years of industry experience. She holds the Series 7 and 66 securities licenses, and enjoys helping high net worth families with their operational requirements. Away from the office, Heather enjoys spending time with her husband and their two daughters.

Heather is a licensed California insurance agent CA Insurance License #0H78105

Thuy has serviced clients for over 11 years. She manages daily operational and administrative functions. Her focus is to simplify the lives of the families that she works with. Thuy graduated from California State University of Fullerton with a degree in business administration with a concentration in finance. She enjoys travelling with her husband and two daughters.

Nila brings over 17 years of experience in this industry. She is currently working part-time to help support the team’s business through branding and strategic partnerships. Nila has an M.B.A. in finance from the University of La Verne. She also holds the Series 7 and 66 securities licenses. In her spare time, she enjoys spending time and traveling with her husband, Nick, their daughters, Mia and Eva, and their family dog, Sir Finn.