Managing Director–Wealth Management
Connie is a Private Wealth Advisor - International and has worked in the financial services industry for 28 years with over 26 years at UBS. In addition to holding a number of securities and insurance licenses, she also earned the CERTIFIED FINANCIAL PLANNER™ (CFP®) designation. Connie earned a B.A. degree from Beijing, China, and an M.B.A. degree in finance. She is fluent in Mandarin Chinese.
California Insurance License 0C48353.
Credentials
Managing Director–Wealth Management
Connie is a Private Wealth Advisor - International and has worked in the financial services industry for 28 years with over 26 years at UBS. In addition to holding a number of securities and insurance licenses, she also earned the CERTIFIED FINANCIAL PLANNER™ (CFP®) designation. Connie earned a B.A. degree from Beijing, China, and an M.B.A. degree in finance. She is fluent in Mandarin Chinese.
California Insurance License 0C48353.
Credentials
Managing Director–Wealth Management
James is a Private Wealth Advisor - International and has been with UBS continuously for over 40 years. He holds Series 3 (commodities), 5 and 7 securities licenses and a California insurance license. James is a Senior Portfolio Manager in UBS’s Portfolio Management Program and a CERTIFIED FINANCIAL PLANNER™ (CFP®) practitioner. Outside of the office, he enjoys golfing, reading and travel. James graduated from the University of Saint Thomas in St. Paul, Minnesota, with a B.A. degree in Accounting/Finance.
California Insurance License 0A22710.
Credentials
Managing Director–Wealth Management
James is a Private Wealth Advisor - International and has been with UBS continuously for over 40 years. He holds Series 3 (commodities), 5 and 7 securities licenses and a California insurance license. James is a Senior Portfolio Manager in UBS’s Portfolio Management Program and a CERTIFIED FINANCIAL PLANNER™ (CFP®) practitioner. Outside of the office, he enjoys golfing, reading and travel. James graduated from the University of Saint Thomas in St. Paul, Minnesota, with a B.A. degree in Accounting/Finance.
California Insurance License 0A22710.
Credentials
Authorized Officer
Senior Client Associate
Authorized Officer
Senior Client Associate
Authorized Officer
Senior Wealth Strategy Associate
Authorized Officer
Senior Wealth Strategy Associate
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
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