Managing Director–Wealth Management
Connie is a Private Wealth Advisor - International and has worked in the financial services industry for 27 years with 25 years at UBS. In addition to holding a number of securities and insurance licenses, she also earned the CERTIFIED FINANCIAL PLANNER™ (CFP®) designation. Connie earned a B.A. degree from Beijing, China, and an M.B.A. degree in finance. She is fluent in Mandarin Chinese.
California Insurance License 0C48353.
Credentials
Managing Director–Wealth Management
James has been in the financial services industry for 36 years, 34 of which have been at UBS. He holds Series 3 (commodities), 5 and 7 securities licenses and a California insurance license. James is a Portfolio Manager in UBS’s Portfolio Management Program and a CERTIFIED FINANCIAL PLANNER™ (CFP®) practitioner. Outside of the office, he enjoys golfing, reading and travel. James graduated from the University of Saint Thomas in St. Paul, Minnesota, with a B.A. degree in Finance.
Credentials