Understanding

Connie is a Private Wealth Advisor in UBS's International Division with an extensive career spanning 3 decades in financial services, including over 27 years at UBS. She speaks fluent Mandarin Chinese and has been advising international clients since 2007. Connie works with successful individuals and families worldwide, many of whom are women entrepreneurs. Her education includes studies in China and the U.S., and she holds various securities and insurance licenses along with a Certified Financial Planner (CFP®) designation. Connie earned her BA degree in Beijing, China, and has an MBA in finance.

California Insurance License 0C48353.

James is a Private Wealth Advisor - International and has been with UBS continuously for over 40 years. He holds Series 3 (commodities), 5 and 7 securities licenses and a California insurance license. James is a Senior Portfolio Manager in UBS’s Portfolio Management Program and a CERTIFIED FINANCIAL PLANNER™ (CFP®) practitioner. Outside of the office, he enjoys golfing, reading and travel. James graduated from the University of Saint Thomas in St. Paul, Minnesota, with a B.A. degree in Accounting/Finance.

California Insurance License 0A22710.

Michael is a Financial Advisor at UBS, where he partners with tech professionals, entrepreneurs, and young families on equity compensation, liquidity, and long-term planning. His background includes 7 years in the tech industry, where he worked with both startups and innovation teams, providing him firsthand insight into the financial decisions of clients in high-growth careers.

As a first-generation Asian American, Michael also understands how culture and family shape financial priorities. He partners with clients to navigate career transitions, liquidity events, education funding, and retirement planning.

Michael holds an MS in Real Estate Development from NYU and BA degrees in both Business and Film from Brandeis University. He is based in New York City.