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Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.

  • Connie Hong Cheng Profile Photo

    Connie Hong Cheng

    Managing Director–Wealth Management

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    • AR
    • AZ
    • CA
    • CT
    • FL
    • HI
    • IL
    • MA
    • MD
    • MI
    • MN
    • MO
    • NC
    • NJ
    • NV
    • NY
    • OR
    • PA
    • PR
    • SC
    • SD
    • TX
    • VA
    • WA

    Connie is a Private Wealth Advisor - International and has worked in the financial services industry for 27 years with 25 years at UBS. In addition to holding a number of securities and insurance licenses, she also earned the CERTIFIED FINANCIAL PLANNER™ (CFP®) designation. Connie earned a B.A. degree from Beijing, China, and an M.B.A. degree in finance. She is fluent in Mandarin Chinese. 


    California Insurance License 0C48353.

        • International Private Wealth Advisor
        • CERTIFIED FINANCIAL PLANNER™
        305 Lytton Ave
        Palo Alto, CA 94301
        connie.cheng@ubs.com
        Connie Hong Cheng
        305 Lytton Ave,Palo Alto,CA,94301
      • James Shea Profile Photo

        James Shea

        Managing Director–Wealth Management

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        • AR
        • AZ
        • CA
        • CT
        • FL
        • GA
        • HI
        • IL
        • MA
        • MD
        • MI
        • MN
        • MO
        • MT
        • NC
        • NJ
        • NV
        • NY
        • OR
        • PA
        • SC
        • SD
        • TX
        • VA
        • WA

        James has been in the financial services industry for 36 years, 34 of which have been at UBS. He holds Series 3 (commodities), 5 and 7 securities licenses and a California insurance license. James is a Portfolio Manager in UBS’s Portfolio Management Program and a CERTIFIED FINANCIAL PLANNER™ (CFP®) practitioner. Outside of the office, he enjoys golfing, reading and travel. James graduated from the University of Saint Thomas in St. Paul, Minnesota, with a B.A. degree in Finance.

            • International Private Wealth Advisor
            • CERTIFIED FINANCIAL PLANNER™
            • Senior Portfolio Manager
            305 Lytton Ave
            Palo Alto, CA 94301
            james.shea@ubs.com
            James Shea
            305 Lytton Ave,Palo Alto,CA,94301

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          Global Wealth Report 2024

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          Now in its 15th edition, the Global Wealth Report 2024 offers you leading insights into household wealth and prosperity across the world. In the US, average wealth growth has spiked from 3.7% between 2000 and 2010 to nearly 6.3% between 2010 and 2023.

          Gain additional insights into the trends shaping wealth in the US and around the world.

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