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One relationship. All of UBS.

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Pursuing your goals together

Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.

  • Connie Hong Cheng Profile Photo

    Connie Hong Cheng

    Managing Director–Wealth Management

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    • AR
    • AZ
    • CA
    • CT
    • FL
    • HI
    • IL
    • MA
    • MD
    • MI
    • MN
    • MO
    • NC
    • NJ
    • NV
    • NY
    • OR
    • PA
    • PR
    • SC
    • SD
    • TX
    • VA
    • WA

    Connie has worked in the financial services industry for 22 years with 20 years at UBS. In addition to holding a number of securities and insurance licenses, she also earned the CERTIFIED FINANCIAL PLANNER™ (CFP®) designation. Connie earned a B.A. degree from Beijing, China, and an M.B.A. degree in finance. She is fluent in Mandarin Chinese. 

        • International Private Wealth Advisor
        • CERTIFIED FINANCIAL PLANNER™
        775 Page Mill Road
        Palo Alto, CA 94304
      • James Shea Profile Photo

        James Shea

        Managing Director–Wealth Management

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        • AR
        • AZ
        • CA
        • CT
        • FL
        • GA
        • HI
        • IL
        • MA
        • MD
        • MI
        • MN
        • MO
        • MT
        • NC
        • NJ
        • NV
        • NY
        • OR
        • PA
        • SC
        • SD
        • TX
        • VA
        • WA

        James has been in the financial services industry for 36 years, 34 of which have been at UBS. He holds Series 3 (commodities), 5 and 7 securities licenses and a California insurance license. James is a Portfolio Manager in UBS’s Portfolio Management Program and a CERTIFIED FINANCIAL PLANNER™ (CFP®) practitioner. Outside of the office, he enjoys golfing, reading and travel. James graduated from the University of Saint Thomas in St. Paul, Minnesota, with a B.A. degree in Finance.

            • International Private Wealth Advisor
            • CERTIFIED FINANCIAL PLANNER™
            • Senior Portfolio Manager
            775 Page Mill Road
            Palo Alto, CA 94304

          Our advice will always reflect our understanding of the global marketplace and the opportunities UBS, as one of the world's largest wealth management firms can offer. Our relationships, though, will always be personal, focused on you, your local community and on all that matters to your family and the future you're building.

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          Advice for business owners and entrepreneurs

          Advice for business owners and entrepreneurs

          Family offices

          Family offices

          compass

          A way forward

          Legacy—Wealth for others

          For needs that go beyond your own—to help you improve the lives of others

          What will your legacy be?
          It’s never too early to plan ahead. A Legacy strategy can help you gain more control over your financial future and what you leave behind, so you can move forward with confidence.

          Learn more at ubs.com/wealthway.

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          Euromoney Private Banking and Wealth Management Survey, 2022

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