Knowledge

Judy is a Managing Director and Head of Family Office Solutions within Private Wealth Management. The Family Office Solutions (FOS) team was established to holistically serve $100mm+ clients and family offices in partnership with Private Wealth Advisors. Prior to FOS, Judy led the Family Advisory and Philanthropy Services (FAPS) team. The FAPS team serves as thought partners to advisors and their exceptional client families on wealth transitions, family governance, family office strategies, and philanthropy as families seek guidance on cohesive dialogue between generations to perpetuate their legacy. Judy joined UBS in 2008 from Citi Family Office where she was the International Services Manager. Before that, Judy was the Advisor Relations Manager where she was responsible for the Citi Family Office Continuing Professional Development and Designation Program. Prior to Citi, Judy was an analyst for Accolade Partners LP, a fund-to-fund venture capital firm in Washington, DC.

Judy graduated with honors from Drexel University with a degree in information systems and technology and a minor in business administration. She also received her M.B.A. in finance and marketing from New York University. In addition, Judy has completed the Carnegie Mellon Leadership and Negotiation Academy for Women, the Generational Wealth Transfer workshop given by the Institute for Preparing Heirs, the Family Firm Institute Certificates in Family Wealth Advising and Family Business Advising, and earned the Chartered Advisor in Philanthropy® designation. Judy is also Series 7, 63 and 65 licensed.

 

Professional History
Mark joined UBS as the Family Office Design and Governance Specialist in the Family Office Solutions (FOS) team within Private Wealth Management. The Family Office Solutions team holistically serves $100m+ clients and family offices in partnership with Private Wealth Advisors. In his role, Mark provides guidance on the family office space and is a thought-partner to families with significant wealth. He advises families across the Americas on family office design, structure, governance and operational best practices.

Prior to joining UBS, Mark spent several years with a NYC based investment advisory firm. Here, he built the firms family office platform, which included designing the infrastructure, services, tech solutions and vetted third party professionals such as law and tax advisory firms. He also counseled families on their family office structuring, tax, estate planning, philanthropy and family governance initiatives. He advised several families on liquidity event planning as part of the sale of their operating business.

Prior to joining the investment advisory firm, Mark spent a decade at a large single-family office where he served as General Counsel to a dynastic, multi- generational family. Here, he advised on family office structuring, governance design, personal, estate and income tax issues, as well as business formation and operations, investment due diligence and real estate development. He also counseled the family on the sale of their publicly traded real estate company to Brookfield Asset Management. Mark serves as a trustee and Chair of the Governance Committee at the Lillian and Betty Ratner School in Cleveland, Ohio

Education
Mark received a B.S.E. from Kent State University in 2004 and his J.D. from Case Western Reserve University in 2010. He holds his Series 65, 63 and Series 7 licenses.

Current role and areas of expertise

Bill joined UBS Bank USA in November 2011 and he is currently a Senior Wealth Management Banker covering the Rockies Market in Colorado and the Desert Market in Utah.

Bill has an extensive background in relationship banking. He is focused on providing Financial Advisors and their clients a variety of cash management resources along with banking solutions that may complement their overall wealth management objectives.

Professional history

Bill has over 20 years of experience in finance and lending.  In addition to his role with UBS, Bill has past experience in business & commercial banking, securities backed lending, residential appraisal, real estate broker and wealth management.

Education and professional licenses

In Bill’s role as Senior Wealth Management Banker his NMLS# 800454. He holds his permissive Series 7, 63 and 66 securities licenses. He also received a MBA Finance from San Diego State University and a BA in Sociology from University of California Los Angeles. 

Senior Wealth Management Bankers are employees of UBS Bank USA. UBS Bank USA is a subsidiary of UBS Group AG. UBS Bank USA, Member FDIC, NMLS No. 947868. Equal Housing Lender.

Michael is responsible for educating Financial Advisors on the benefits and risk considerations associated with incorporating Structured Investments into client portfolios. He assists advisors in delivering best in class solutions from our market, leading open architecture platform, including implementation of portfolio and tactical strategies based on WM Research and the current market environment.

Michael joined UBS in 1999 as a Retirement Plan Consultant. Prior to his current role he also held the position of Regional Mutual Fund Consultant. He has over 25 years of financial services experience advising high net worth clients. Michael holds a B.B.A. in Accounting from Texas A&M, Corpus Christi, FINRA Series 7, 63 and 65 licenses.