Managing Director–Wealth Management
Senior Portfolio Manager and Wealth Advisor
Recognized as an industry leader:
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
Credentials
Managing Director–Wealth Management
Senior Portfolio Manager and Wealth Advisor
Recognized as an industry leader:
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
Credentials
Investment Associate
John has been with UBS (PaineWebber) since 1998, joining the Rothman Group in 1999. John has his series 7, 63, and 65 licenses as well as his insurance (i.e. annuities, long-term care and life insurance) license. By earning the client’s trust, John seeks to build and maintain long-term individual and family relationships becoming the client’s advisor of choice in achieving their financial goals. John utilizes his 25 plus years of experience to assist clients in managing, growing, and protecting their financial assets and to provide comprehensive and tailored advice and strategies in the areas of investment management, risk management, financial planning, estate planning, and retirement planning.
Investment Associate
John has been with UBS (PaineWebber) since 1998, joining the Rothman Group in 1999. John has his series 7, 63, and 65 licenses as well as his insurance (i.e. annuities, long-term care and life insurance) license. By earning the client’s trust, John seeks to build and maintain long-term individual and family relationships becoming the client’s advisor of choice in achieving their financial goals. John utilizes his 25 plus years of experience to assist clients in managing, growing, and protecting their financial assets and to provide comprehensive and tailored advice and strategies in the areas of investment management, risk management, financial planning, estate planning, and retirement planning.
Client Associate
Jill joined UBS Wealth Management as a bookkeeper for Steven Rothman in 1997. Through her administrative and operational skills as Senior Client Service Associate with the Rothman Group, she effectively runs day-to-day operations of the team. Jill has also been instrumental in training incoming CSAs to the branch.
Prior to joining UBS, Jill was employed as a bookkeeper for JM Perleberg in New Jersey.
Client Associate
Jill joined UBS Wealth Management as a bookkeeper for Steven Rothman in 1997. Through her administrative and operational skills as Senior Client Service Associate with the Rothman Group, she effectively runs day-to-day operations of the team. Jill has also been instrumental in training incoming CSAs to the branch.
Prior to joining UBS, Jill was employed as a bookkeeper for JM Perleberg in New Jersey.
Financial Advisor
Daniel graduated Monmouth University in 2016 with a Bachelor’s Degree in accounting and a minor in finance. He has been with UBS since 2018 and has spent the past 2 years gaining valuable experience in the UBS Wealth Advice Center in our Weehawken branch. He has also held his Series 7 and Series 66 licenses since 2020.
Financial Advisor
Daniel graduated Monmouth University in 2016 with a Bachelor’s Degree in accounting and a minor in finance. He has been with UBS since 2018 and has spent the past 2 years gaining valuable experience in the UBS Wealth Advice Center in our Weehawken branch. He has also held his Series 7 and Series 66 licenses since 2020.
Client Associate
Michael has been with UBS since 2019, joining The Rothman Group full time in 2022. He is dedicated to providing every client of The Rothman Group with a high level of client service, and takes pride in helping clients with administrative questions and processes. Michael has experience in operational and technological rolls within UBS prior to changing jobs to a full time client facing role. He also acts as a liaison between clients and The Rothman Group advisors.
Client Associate
Michael has been with UBS since 2019, joining The Rothman Group full time in 2022. He is dedicated to providing every client of The Rothman Group with a high level of client service, and takes pride in helping clients with administrative questions and processes. Michael has experience in operational and technological rolls within UBS prior to changing jobs to a full time client facing role. He also acts as a liaison between clients and The Rothman Group advisors.
Client Associate
Mariel joined the Rothman Group as a part-time Client Service Associate in May 2023. She graduated from Rutgers University in 2022 with a Bachelor's Degree in communications, and is currently studying for the SIE and Series 7 exams.
Client Associate
Mariel joined the Rothman Group as a part-time Client Service Associate in May 2023. She graduated from Rutgers University in 2022 with a Bachelor's Degree in communications, and is currently studying for the SIE and Series 7 exams.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
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