Experience

Makes all the difference

Employing a comprehensive, yet focused, approach to your financial situation, we can provide customized investment strategies designed to help you pursue your individual needs and goals. We view this as an in-depth approach to your investment and financial life – taking into account your total asset and liability needs.

Steven "Steve" Rothman, CFP

Managing Director–Wealth Management

Senior Portfolio Manager and Wealth Advisor

Registered States:
  • AL
  • AZ
  • CA
  • CO
  • CT
  • DE
  • FL
  • GA
  • HI
  • IL
  • KS
  • MA
  • MD
  • MI
  • MN
  • MT
  • NC
  • NH
  • NJ
  • NM
  • NV
  • NY
  • OR
  • PA
  • SC
  • TN
  • TX
  • VA
  • WA
  • WI

Recognized as an industry leader:

  • Barron's Top 1,200 Financial Advisors, 2019, 2020, 2021, 2022, 2023, 2024
    The Barron's rating is awarded annually in March and is based on information from the prior year Q3. 
  • Forbes Best-in-State Wealth Advisors, 2018, 2019, 2020, 2021, 2022, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.

Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures

Credentials

  • CERTIFIED FINANCIAL PLANNER™
  • Senior Portfolio Manager
  • Wealth Advisor
140 Broad Street
Suite 100
Red Bank, NJ 07701

Email Me

steven.rothman@ubs.com
Steven "Steve" Rothman, CFP
140 Broad Street,Red Bank,NJ,07701

John Buckley

Investment Associate

Registered States:
  • AL
  • AZ
  • CA
  • CT
  • FL
  • IL
  • KS
  • MA
  • MD
  • NC
  • NH
  • NJ
  • NY
  • OR
  • PA
  • SC
  • WA
140 Broad Street
Suite 100
Red Bank, NJ 07701

Email Me

john.buckley@ubs.com
John Buckley
140 Broad Street,Red Bank,NJ,07701

Kathleen "KC" Kielty, AAMS

Senior Vice President–Wealth Management

Financial Advisor

Registered States:
  • AL
  • AZ
  • CA
  • CO
  • CT
  • DE
  • FL
  • GA
  • IL
  • KS
  • MA
  • MD
  • MI
  • MN
  • NC
  • NH
  • NJ
  • NV
  • NY
  • PA
  • SC
  • TX
  • VA

Credentials

  • Accredited Asset Management Specialist
140 Broad Street
Suite 100
Red Bank, NJ 07701

Email Me

kc.kielty@ubs.com
Kathleen "KC" Kielty, AAMS
140 Broad Street,Red Bank,NJ,07701

Jill Genovese Basile

Client Associate

Jill joined UBS Wealth Management as a bookkeeper for Steven Rothman in 1997. Through her administrative and operational skills as Senior Client Service Associate with the Rothman Group, she effectively runs day-to-day operations of the team. Jill has also been instrumental in training incoming CSAs to the branch.

Prior to joining UBS, Jill was employed as a bookkeeper for JM Perleberg in New Jersey.

140 Broad Street
Suite 100
Red Bank, NJ 07701

Email Me

jill.basile@ubs.com
Jill Genovese Basile
140 Broad Street,Red Bank,NJ,07701

Daniel Rothman

Financial Advisor

Daniel graduated Monmouth University in 2016 with a Bachelor’s Degree in accounting and a minor in finance. He has been with UBS since 2018 and has spent the past 2 years gaining valuable experience in the UBS Wealth Advice Center in our Weehawken branch. He has also held his Series 7 and Series 66 licenses since 2020.

Registered States:
  • AK
  • AL
  • AR
  • AZ
  • CA
  • CO
  • CT
  • DC
  • DE
  • FL
  • GA
  • HI
  • IA
  • ID
  • IL
  • IN
  • KS
  • KY
  • LA
  • MA
  • MD
  • ME
  • MI
  • MN
  • MO
  • MS
  • MT
  • NC
  • ND
  • NE
  • NH
  • NJ
  • NM
  • NV
  • NY
  • OH
  • OK
  • OR
  • PA
  • PR
  • RI
  • SC
  • SD
  • TN
  • TX
  • UT
  • VA
  • VI
  • VT
  • WA
  • WI
  • WV
  • WY
140 Broad Street
Suite 100
Red Bank, NJ 07701

Email Me

daniel.rothman@ubs.com
Daniel Rothman
140 Broad Street,Red Bank,NJ,07701

Michael Eckert

Client Associate

Michael has been with UBS since 2019, joining The Rothman Group full time in 2022. He is dedicated to providing every client of The Rothman Group with a high level of client service, and takes pride in helping clients with administrative questions and processes. Michael has experience in operational and technological rolls within UBS prior to changing jobs to a full time client facing role. He also acts as a liaison between clients and The Rothman Group advisors.

140 Broad Street
Suite 100
Red Bank, NJ 07701

Email Me

michael.eckert@ubs.com
Michael Eckert
140 Broad Street,Red Bank,NJ,07701

Mariel Rodriguez

Client Associate

Mariel joined the Rothman Group as a part-time Client Service Associate in May 2023. She graduated from Rutgers University in 2022 with a Bachelor's Degree in communications, and is currently studying for the SIE and Series 7 exams.

140 Broad Street
Suite 100
Red Bank, NJ 07701

Email Me

mariel.rodriguez@ubs.com
Mariel Rodriguez
140 Broad Street,Red Bank,NJ,07701