Insight-based advice

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With the complexity of today's markets and uncertainty about tomorrow's economy, good financial advice is more important than ever. As a team of dedicated Financial Advisors, we're committed to helping you organize your finances around your short term needs, your longer-term goals and what you envision for generations to come. Our knowledgeable perspective, good judgement and broad experience can help you meet your challenges and seize opportunities.

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Pursuing your goals together

Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.

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    Steven "Steve" Rothman, CFP

    Managing Director–Wealth Management

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    • AL
    • AZ
    • CA
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    • CT
    • DE
    • FL
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    • HI
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    Senior Portfolio Manager and Wealth Advisor
    • Barron's Top 1,200 Financial Advisors, 2019, 2020, 2021, 2022
      The Barron's rating is awarded annually in March and is based on information from the prior year Q3. 
    • Forbes Best-in-State Wealth Advisors, 2018, 2019, 2020, 2021, 2022The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.

      • CERTIFIED FINANCIAL PLANNER™
      • Senior Portfolio Manager
      • Wealth Advisor
      331 Newman Springs Road
      Building 1, 3rd Floor
      Red Bank, NJ 07701
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      John Buckley

      Investment Associate

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      • AL
      • CA
      • CT
      • FL
      • IL
      • KS
      • MA
      • MD
      • NC
      • NH
      • NJ
      • NY
      • OR
      • PA
      • SC
      • WA

            331 Newman Springs Road
            Building 1, 3rd Floor
            Red Bank, NJ 07701
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            Kathleen "KC" Kielty, AAMS

            First Vice President–Wealth Management

            Financial Advisor

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            • AL
            • CA
            • CO
            • CT
            • DE
            • FL
            • GA
            • IL
            • KS
            • MA
            • MD
            • MI
            • MN
            • NC
            • NH
            • NJ
            • NV
            • NY
            • PA
            • SC
            • TX
            • VA

                • Accredited Asset Management Specialist℠
                331 Newman Springs Road
                Building 1, 3rd Floor
                Red Bank, NJ 07701
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                Jill Genovese Basile

                Client Associate

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                        331 Newman Springs Road
                        Building 1, 3rd Floor
                        Red Bank, NJ 07701

                      The Year Ahead - Sustainable Investing

                      Retirement planning

                      Retirement planning

                      Multigenerational planning

                      Multigenerational planning

                      Legacy—Wealth for others

                      For needs that go beyond your own—to help you improve the lives of others

                      What will your legacy be?
                      It’s never too early to plan ahead. A Legacy strategy can help you gain more control over your financial future and what you leave behind, so you can move forward with confidence.

                      Learn more at ubs.com/wealthway.

                      Backed by the strength of UBS

                      A global leader in wealth management

                      $2.8 trillion

                      In invested assets globally 
                      As of 06/30/2022

                      51 countries

                      Our global footprint

                      Global leader

                      UBS is a world-leading wealth manager