UBS Financial Planning Services

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Jeff’s advice and counsel with Regeneron executives dates back to 1991 just before their Initial Public Offering (IPO). He started to help the senior executives, as they went through the early stages of Regeneron’s growth and has worked closely with many of Regeneron’s longest tenured employees since those humble beginnings. Jeff’s focus on the importance of financial planning and his appreciation for the culture of Regeneron led him to suggest the Financial Planning Benefit to the Regeneron Human Resources team. With his understanding of the unique professional demands placed on these employees and the increasing complexity of their financial lives as a result of the company’s commercial success, he helped evolve the Financial Planning Benefit concept with Regeneron. After a careful review, UBS was asked to provide that benefit to Directors, Senior Directors, and Executive Directors, beginning in 2014. In 2016, UBS was added as a Financial Planning Benefit provider for Regeneron VP’s and above.

Starting in the financial services industry in 1987, Jeff joined UBS in 2007. Jeff is actively involved in developing new client relationships, as well as being the team’s leader in providing business and liquidity strategies. Using a hands-on approach, resulting in the development of tailored wealth management strategies, Jeff offers comprehensive financial solutions to clients. As a Certified Financial Planner professional, he provides valuable insight in helping to maximize the benefits of clients’ advanced estate planning strategies.

Jeff graduated from the University of Utah with a bachelor’s degree in economics. He holds the Series 3, 7 and 66 securities licenses, as well as life insurance, long term care, and health insurance licenses.

• Private Wealth Advisor

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Robert began his financial advisory career in one of the stock market’s most tumultuous months on record—and over the past 30 years, he has helped clients manage their wealth through good times and bad.

Robert joined UBS in 2008, having spent the previous 22 years with Smith Barney. He has been providing financial counseling at Regeneron through its financial planning benefit since 2014. Throughout the planning engagement, Robert offers professional guidance and advice around the issues that are most critical to pursuing the financial goals and maintaining the financial health of the families he serves. Through careful analysis of personal financial circumstances, benefit plans offered by employers and changing economic conditions, he develops fully customized financial paths to help reach those goals. By diligently staying current on tax laws, employer benefits, and economic and market environments, Robert can make sure that those goals, and the road maps used to reach them, stay relevant and effective. Additionally, he makes sure that client’s financial plan stay current and remain an important pillar of personal financial decision-making, even as clients’ career advances.

Robert holds a bachelor’s degree in economics and English literature from the University at Albany, where he graduated magna cum laude. He also earned the Certified Private Wealth Advisor designation from the University of Chicago. He and his wife Patty live with our four children in Bethlehem, NY.

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Tom has been a financial advisor for over 31 years understanding clients’ needs and goals, and offering advice in complex, uncertain times. He is one of a select group of UBS financial advisors who have earned the “Wealth Advisor” designation. Born and raised in Bronx, NY, Tom earned a B.A. in Economics and History from Fordham University and is a graduate of the Financial Planning Program at Pace University.

Tom is a member of numerous groups at UBS including the UBS Veterans Network and All Bar None, which promotes the professional advancement of women at the firm. Tom has long been a mentor and resource for other Financial Advisors at the firm and is a frequently requested speaker on financial planning at several UBS events. In 2017 the firm honored Tom with the UBS Aspire Award, singling out his dedication to living the principals of integrity, collaboration and challenge both in the office and in his community.

Outside of UBS, Tom is the Co-Founder and past Co-Chairman of the Eastchester St. Patrick’s Day Parade. He is a member of the Women’s Enterprise Development Center (WEDC), the premier hub for women entrepreneurs in Westchester County. He is also a member of the American Corporate Partners (ACP) Mentoring Program which helps returning military veterans transition to civilian life. Tom is the Founder of the Huvane’s on 198th Scholarship Fund which provides financial aid and mentorship to first generation High School students in the Bronx. He sits on the Fordham Prep Board of Trustees and is an active supporter of the Irish Arts Center in NYC and the N.Y. Irish Center in Queens.

Tom lives in Westchester with his wife Bernadette, a nurse practitioner, son Thomas and daughter Jacqueline.

• Forbes Best-in-State Wealth Advisors, 2018, 2019, 2020, 2021, 2022, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.

• Wealth Advisor

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Lance focuses on helping individuals and families manage the many facets of their often complex financial lives. For each client relationship, he takes the time to understand all you want to accomplish and then helps craft a flexible plan aligned with where you are and where you want to go, including a retirement on your terms. Drawing on his in-depth experience, Lance can provide you with the advice, insights and customized solutions you need to pursue what’s important to you now and in the future.

Lance has been interested in finance and the markets ever since he was a teenager. He began his career in the industry at Metropolitan Life Insurance Company as a Financial Advisor. In 2001, he joined JPMorgan Chase and Co., where he was responsible for managing client relationships with high net worth individuals. Joining UBS in 2006, Lance assisted in the creation of the firm’s financial planning offering for high net worth clients and held the title of Wealth Management Consultant for UBS’s New York Metropolitan Region before joining the CORAL Investment Partners team.

Lance earned a B.S. in business administration from Eastern Connecticut State University and an M.B.A. in finance from New York University’s Stern School of Business. He holds the Series 7, 63 and 66 securities licenses. He is a Certified Financial Planner professional, and a Certified Exit Planning Advisor, and served as the 2018 Chair of the Certified Financial Planner Board of Standards’ Disciplinary and Ethics Commission. Additionally, he is a licensed life and health insurance producer.

Lance is married with two children. Above all, he enjoys spending time with his family, particularly at the beach. In his spare time, he volunteers his time among local charities and organizations.

• Forbes Best-in-State Wealth Management Teams, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.

• Private Wealth Advisor