Experience

Kevin began his financial services career with UBS in 1995 and concentrates on small business retirement plans as well as assisting small business owners, professionals, and individuals with their own retirement planning needs. He is Series 3, 7, 63, and 65 securities and commodities licensed. He also holds life agent insurance, long-term care, and annuity licenses. Kevin received a B.A. in economics from the University of Minnesota and enjoys traveling the world in his spare time. He lives with his wife, Dawn, in San Pedro.

John entered the financial services industry in 1994. He managed the Long Beach branch from 2003 to 2015. He is a member of the UBS Directors Council and serves as an arbitrator for the National Futures Association. He holds Series 3, 7, 8, 63, and 65 securities licenses, as well as the Chartered Retirement Planning Counselor^SM designation from the College for Financial Planning. John graduated from the University of Illinois with a B.A. in economics and received his M.B.A. from the Ohio State University. John is a Harley-Davidson and classic car enthusiast, as well as an internationally ranked, world-class Brazilian jiujitsu black belt competitor. He lives with his wife, Kelly, in Long Beach and has three children.

Austin began his financial services career with UBS in 2017. His responsibilities on the team include collaboration on financial plans, portfolio analysis, market research, client service matrix, and administrative duties. Austin graduated from California State University, Long Beach with a B.S. in business administration, concentration in finance and economics. Austin is an avid golfer and while attending California State University, Long Beach he played for the men’s golf team. He enjoys traveling and spending time with family and friends.

Ruby graduated from California State University, Los Angeles with a B.S. in business administration, concentration in marketing management. She has been in the financial industry for over 20 years. She began her career at UBS as an executive assistant in 2007 and became a client service associate in 2018. Ruby is client focused and responsible for enhancing the ongoing client experience by providing full administrative and operational support to the team and our clients. She lives in Lakewood with her husband and their son. In her time spare time, Ruby enjoys reading and spending quality time with family and friends.

Jake graduated summa cum laude from the University of Oklahoma in 2024 with a Bachelor of Business Administration, concentration in finance. He was a member of the Student Advisory Board for the JCPenney Leadership Program and an associate in the Capital Group Fellowship Program. Jake earned a perfect GPA throughout all 4 years and made the Dean’s List and Honor Roll every semester. He gained industry experience interning his junior and senior years of college and holds the Series 7 securities license. Jake will be assisting the team with administrative and operational duties. He enjoys weightlifting and is learning to play the game of golf.