Experience

Kevin began his financial services career with UBS in 1995 and concentrates on small business retirement plans as well as assisting small business owners, professionals, and individuals with their own retirement planning needs. He is Series 3, 7, 63, and 65 securities and commodities licensed. He also holds California life agent insurance, long-term care, and annuity licenses. Kevin received a B.A. in economics from the University of Minnesota and enjoys traveling the world in his spare time. He lives with his wife, Dawn, in San Pedro.

California Insurance License #0B61676

John entered the financial services industry in 1994. He managed the Long Beach branch from 2003 to 2015. He is a member of the UBS Directors Council and serves as an arbitrator for the National Futures Association. He holds Series 3, 7, 8, 63, and 65 securities licenses, as well as the Chartered Retirement Planning Counselor^SM designation from the College for Financial Planning. John graduated from the University of Illinois with a B.A. in economics and received his M.B.A. from the Ohio State University. John is a Harley-Davidson and classic car enthusiast, as well as an internationally ranked, world-class Brazilian jiujitsu black belt competitor. He lives with his wife, Kelly, in Long Beach and has three children.

California Insurance License #0B85188

Austin works with a select group of high net worth clients and their families to help them with all aspects of their financial lives. Through comprehensive planning, Austin helps his clients pursue their most important objectives and goals. In his role, he uses his knowledge to provide clients with a comprehensive wealth management plan that includes investment management, cash flow analysis, multigenerational planning, and charitable giving. As a CERTIFIED FINANCIAL PLANNER^®, Austin uses a data-driven approach to planning while understanding that each relationship is unique. Austin began his career at UBS in 2017 and graduated with a Bachelor’s degree in Finance and Economics at California State University, Long Beach.  While attending CSULB he competed on the men’s golf team. Austin is an avid golfer and enjoys traveling and playing golf around the world.

California Insurance License #0M97995

Ruby graduated from California State University, Los Angeles with a B.S. in business administration, concentration in marketing management. She has been in the financial industry for over 20 years. She began her career at UBS as an executive assistant in 2007 and became a client service associate in 2018. Ruby is client focused and responsible for enhancing the ongoing client experience by providing full administrative and operational support to the team and our clients. She lives in Lakewood with her husband and their son. In her time spare time, Ruby enjoys reading and spending quality time with family and friends.

Jake earned his Bachelor of Business Administration in Finance from the University of Oklahoma, graduating summa cum laude with a perfect GPA. He gained early industry experience through the JCPenney Leadership and Capital Group Fellowship Programs. As a CERTIFIED FINANCIAL PLANNER^®, Jake is trained in comprehensive financial planning, including investment management, retirement strategies, and wealth transfer. He holds Series 7 and 66 securities licenses, as well as insurance licenses. Jake is committed to delivering thoughtful, detail-oriented support and building long-term client relationships as he continues to grow in his career. Outside of the office, he enjoys staying active and is a Brazilian jiu-jitsu blue belt.

California Insurance License #4424244