Senior Vice President–Wealth Management
Alan has been a financial advisor for over 38 years, having started his career at Shearson Hayden Stone in New York City in 1975.
He measures his success on the ability of his clientele to meet their long-term financial goals. Through the UBS Financial Services platform, Alan and his team offer a full complement of comprehensive wealth management services including portfolio construction and management; retirement income and cash flow planning; life insurance analysis and funding; college savings plans; access to banking and lending services; and a full complement of estate planning strategies and wealth transfer services.
Alan received his college education at The Ohio State University. In his spare time he enjoys running and playing softball. He lives with his wife Wendy in South Orange, New Jersey. They have two children.
Vice President–Wealth Management
Given his father's longevity as a financial advisor, Alex has been immersed in this business for as long as he can remember. Officially entering the business in 2009 with Smith Barney, Alex has aspired to follow in his father's footsteps as a well-respected wealth manager, with a long-term focus on financial planning strategies for clients.
Alex handles the group's discovery & due-diligence meetings with clients through insightful conversations to understand their immediate long-term goals and the critical financial decisions they need to make to successfully pursue those goals over a lifetime. Along with Alan, Alex plays an integral role in the comprehensive financial planning efforts for clients. He prepares goal-oriented, tailored comprehensive financial blueprints that include cash flow and income analysis for retirement purposes. Alex has also earned his CMFC® professional designation. The CMFC® program was developed in conjunction with the Investment Company institute, and is the only mutual fund designation recognized in the financial services industry. The study program to become a CMFC® covers types and characteristics of open and closed-end funds, other packaged investment products, risk and return, asset allocation, selecting a mutual fund for a client, retirement planning and professional conduct. He is also currently pursuing the prestigious CFP® professional designation.
Alex received his college education at Syracuse University. In his spare time he enjoys staying active and keeping fit, and attending numerous sporting events. Alex is also an avid motorcycle rider, and loves spending time with his family.