Managing Director–Wealth Management
Jim has worked in the professional financial services industry for over 20 years. He earned his B.S. and Master of Accounting degree from The Florida State University in 1999, and upon graduation obtained his Certified Public Accountant (CPA) certification and worked as a Senior Consultant for Deloitte & Touche, LLP in public accounting. He developed his foundation for investment and comprehensive wealth management as a Financial Advisor at Morgan Stanley for 8 years prior to joining and enhancing his expertise at UBS Financial Services in 2009.
Throughout his career Jim followed his pursuit of higher education and certification in order to provide the best service and advice tailored to an individual and/or family's unique circumstances by obtaining the following designations:
Certified Financial Planner (CFP®) - Individuals certified by the Certified Financial Planner Board of Standards (CFP Board) who voluntarily submit to the rigorous CFP® certification process that includes education, examination, experience and ethical requirements. Only those who have fulfilled the certification and ongoing renewal requirements of the CFP Board may display the CFP® certification marks.
Certified Investment Management Analyst (CIMA®) - This credential, obtained through the Wharton School at the University of Pennsylvania, is specifically designed for financial professionals seeking to distinguish themselves as advanced investment consultants.
Wealth Advisor - The UBS Wealth Advisor designation is obtained by a high-level professional who utilizes the spectrum of financial disciplines available, beyond those of standard financial and investment advice, to include estate and succession planning, retirement planning, potential tax consequences, and overall management of an affluent client's wealth.
Recognized as an industry leader:
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures
Wealth Management Associate
Mindy is a Wealth Management Associate and has worked with Perez Wealth Management Group for 16 years. She is often the initial point of contact for clients, an integral part of our team who oversees most operational, administrative and service related tasks. Client focus and organization are her top priorities. She is efficient and follows through which leads to stronger client relationships. Her responsibilities include assisting clients with account documentation, asset transfers, banking services, tax reporting and online support. She carries Series 7, 66 & 31 licenses.
Mindy Graduated from University of Central Florida in 2002 with a Bachelor of Science in Business Administration and Finance. Prior to joining UBS in 2009, she worked at Morgan Stanley in the operations area before joining Kelly and Perez Wealth Management Group as a Client Service Associate. She takes pride in the fact she has learned many different roles in the financial services industry.
When she isn't working, Mindy enjoys spending time with her husband, Curtis, and their two children, Tyler and Lexie, which both play competitive sports. She also likes to shop, travel and is an active runner of locally.