A plan for today, tomorrow and generations to come

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Pursuing your goals together

Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.

  • Patrick J. Flood  Profile Photo

    Patrick Flood

    Managing Director–Wealth Management

    Financial Advisor

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    • AZ
    • CA
    • CO
    • DC
    • FL
    • IL
    • IN
    • MA
    • NV
    • NY
    • OR
    • TX
    • WA

    Over the past 25+ years, Patrick has shepherded clients through every stage of their lives – from starting careers to long, rewarding retirements – while weathering the various world crises thrown our way.

    His skill at building and running custom investment portfolios allows him to solve one of retirement’s most common problems – generating income – while tailoring risk and reward to match personalized client wishes.  This passion for asset management has helped him make a meaningful impact on his clients’ lives, all while providing thoughtful advice and guidance gained through decades of experience.

    As an avid cyclist, runner, and swimmer, Patrick uses his time away from the office to summit some of the tallest mountain peaks in the United States.  He also provides mentorship to recent college graduates looking to start careers in finance.  At home, he’s trying to keep up with his three sons or spending time with his wife, Meghan.

    • Forbes Best-in-State Wealth Advisors, 2022The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.

        222 East Carrillo Street
        Suite 106
        Santa Barbara, CA 93101
      • Noelle Ashley Oh Profile Photo

        Noelle Ashley Oh

        Authorized Officer

        Senior Wealth Strategy Associate

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        • AZ
        • CA
        • CO
        • DC
        • FL
        • HI
        • IL
        • MA
        • ME
        • MO
        • NY
        • OR
        • TX
        • WA
        • WI

        As a CERTIFIED FINANCIAL PLANNER™ with over 10 years of experience in wealth management, Noelle combines her financial expertise with a love for teaching and passion for helping others reach their goals. 

        From tutoring student-athletes at her alma mater, USC, to volunteering at the Santa Barbara Zoo and the Santa Barbara Humane Society, Noelle learned the importance of leading with empathy and treating every person or situation as unique.  By combining knowledge with education and compassion, Noelle helps clients reach goals both large and small, near and far.

        Outside of the office, Noelle can be found writing a wide variety of fiction stories, gaming with friends, or spending time with her two adorable rescue dogs and her partner.  She’s also been known to bake one or two batches of snickerdoodles and share them with friends and family.

          • University of Southern California, Business Administration
          • CERTIFIED FINANCIAL PLANNER™
          222 East Carrillo Street
          Suite 106
          Santa Barbara, CA 93101
        • Derin skype photo

          Derin Wenger

          Client Associate

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          • AL
          • AZ
          • CA
          • CO
          • CT
          • DC
          • FL
          • GA
          • HI
          • IL
          • MA
          • MD
          • MI
          • MO
          • NC
          • NV
          • NY
          • OR
          • TX
          • UT
          • VA
          • WA
          • WY

          As a CFA Level III Candidate with a Bachelor’s of Arts in Economics from the University of California at Santa Barbara, Derin is quickly on her way to mastering the various realms of personal finance.  Whether she’s guiding clients through complex estate settlements or diving into investment management, she approaches every new experience with a desire to learn and ability to apply that knowledge to everything she does. 

          Outside of work, you might find Derin reading, gardening, or making TikTok dance videos with her mom.  She also devotes time to mentoring first-generation college hopefuls through the application process.

            • University of California at Santa Barbara, Economics
              222 East Carrillo Street
              Suite 106
              Santa Barbara, CA 93101
            • Leland King II

              Wealth Planning Associate

              After receiving a Bachelor’s Degree in Business and Master’s Degree in Education from the University of California at Santa Barbara, Leland has become a specialist in Wealth Planning and a CFP Candidate with a passion for connecting with new people and learning about their goals and dreams.  No matter what those goals might be or how far away retirement might seem, Leland’s personal mission is ensuring quality financial planning for everyone who seeks it.

              When not in the office, you’ll likely find Leland at the gym playing or watching basketball.  Leland is also an avid writer and loves new experiences. Quality education is extremely important to him, and he enjoys being able to pass on invaluable knowledge to others.

            Players TV

            The world’s top athletes are back in business

            Watch the all-new season of PlayersTV’s “Front Office,” presented by UBS

            In season one, the world’s top athletes got down to business, investing in thriving start-ups. In season two, a new team of world-class athletes hears pitches from entrepreneurs with a range of exciting businesses. Who will get the funding they need to take their business to the next level? 

            Episode 4: Deron Williams—3X NBA All-Star; 2X Olympic Gold Medalist

            A team approach

            A team approach

            The unique needs of athletes and entertainers

            The unique needs of athletes and entertainers

            The rising generation in a new world

            The rising generation in a new world

            Backed by the strength of UBS

            A global leader in wealth management

            #1

            For Ultra-High Net Worth clients

            Euromoney Private Banking and Wealth Management Survey, 2016-2022

            #1

            Serving the next generation

            Euromoney Private Banking and Wealth Management Survey, 2020-2022

            #1

            ESG/Impact Investing

            Euromoney Private Banking and Wealth Management Survey, 2015-2022

            Insights