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John's experience in financial services began in 1987. He worked for Northern Trust Company in Chicago as an institutional investment consultant for large international clients. John joined Gradison, which later became UBS in 2007. His areas of expertise include financial planning, asset allocation strategy and investment manager selection. John has a B.A. in Political Science from Northwestern University and an M.B.A. in Finance and Accounting from the University of Michigan. He and his wife, Judy, have two children and live in Anderson Township.

Tim’s career in financial services began in 1991 when he joined Gradsion, which later became a part of UBS in 2007.  His areas of experience include financial planning, taxable and tax-free fixed income investments, individual stocks and mutual funds.  A Cincinnati native and Clifton resident, Tim received his bachelor’s degree in Business Administration from the University of Cincinnati.  He is very passionate about the arts in Cincinnati, and serves on boards of trustees for CCMpower and the Cincinnati Symphony Orchestra where he chairs the endowment investment committee.  Tim also serves on committees for Artswave and the Greater Cincinnati Foundation.

Jim joined UBS in 1995. He was first a Portfolio Manager with Gradison Asset Management and then became a Financial Advisor in 2009. Prior to joining UBS, Jim served as Portfolio Manager and Trust administrator at PNC Bank and National City Bank, developing an expertise in estate planning. He earned the Chartered Financial Analyst designation in 1990 and Certified Financial Planner in 1991. Jim received a B.S. in accounting from the University of Dayton and an M.B.A. in finance from Case Western Reserve University. He lives in Cincinnati with his wife, Jill, and their triplets.

 Dominic joined UBS directly after graduating from Ohio State University with a B.S. in economics. His initial UBS position tasked him with the financial planning responsibilities for all of the UBS clients in the greater Cincinnati area. This experience, the AWMA® and the series 7 & 66, along with other studies, have helped Dominic gain an expertise in financial planning and risk management techniques. Dominic lives downtown with his dog, Harper.

Heather joined UBS in 2008 and has 25 years experience in the financial services industry. Heather holds Series 7 and Series 66 securities licenses and is insurance licensed in Life, Health, Accident & Variable Annuities.  Originally from the Chicago area, Heather has been living in northern Kentucky since 2005.  She's active in the community with various charitable organizations benefiting children, animals and veterans.

Kim joined UBS in 2000.  She has 22 years experience in the financial services industry.  Kim holds Series 7 & 63 securities licenses.

Noely joined our team as a Client Service Associate in April 2021. She spent the early part of her career in retail and financial risk management. She is currently in the process of obtaining multiple licensures and accreditations. Noely enjoys spending most of her time at home with her husband and two small children.

Drew joined UBS in 2022. He is a graduate of Miami University with a bachelor’s degree in Finance and Accounting. Since joining the team, he has acquired his Series 7, Series 66, and insurance licenses. He is currently pursing a CFP designation. Drew lives in Oakley where he enjoys working out, golfing, and spending time with friends and family.

Ryan joined UBS in February of 2023 and is ecstatic to be working with the Northwest Wealth Management Group. He is a graduate of Xavier University with a bachelor's degree in both Finance and Musical Theatre. Since joining the team, Ryan has acquired his Series 7 and Series 66 licenses and will soon be working towards a CFP designation. In his free time, Ryan loves to make use of his Musical Theatre degree at karaoke nights or by seeing a production in town.