Experience

Makes all the difference

Our team of professionals distinguishes itself with both financial experience and personal service. We strive to earn your loyalty through hard work, the right advice and a dedication to developing long-term relationships.

Edwin "Boots" Nowlin Jr.

Senior Vice President–Wealth Management

Financial Advisor

For over 45 years Boots had been fortunate to have been part of some this country's premier service organizations including IBM, Amdahl, Alliance Bernstein and Deutsche Bank. Boots transitioned his team to UBS in 2012. He holds both a Bachelors and Master's Degree in Engineering from Southern Methodist University and is a diligent student of financial markets. Boots actively participates and contributes to his community in Dallas as a Board Member for the SMU College of Engineering, Park Cities Presbyterian Church, Young Life and Dallas Salesmanship Club. Boots is married to Susan and has three grown daughters.

Registered States:
  • AR
  • CA
  • CO
  • DE
  • FL
  • IN
  • LA
  • NC
  • NY
  • OK
  • TN
  • TX
  • VA
  • WA

Education

  • Southern Methodist University, Bachelors and Master's Degree in Engineering
100 Crescent Court
Dallas, TX 75201

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Brant Ferguson, CRPS

Senior Vice President–Wealth Management

Financial Advisor

Brant began his career over 28 years ago in the financial services industry focusing on serving institutional clients around the country. Prior to joining UBS Institutional Consulting in 2009, he spent 10 years as a Senior Investment Management Consultant and Corporate Client Group Director at Smith Barney, as well as 7 years at Merrill Lynch as a Wealth Advisor. Today, as part of UBS' Wealth Management division, Brant is a trusted advisor to both institutional and high net-worth private clients. Brant is holds a B.S. in Political Science from Southern Methodist University in Dallas Texas, and is both a Chartered Retirement Plans Specialist (CRPS) and an Accredited Investment Fiduciary (AIF). Civically, Brant is a member of the Investment Management Consultants Association (IMCA), Chairman of the West Dallas Community School Foundation, Executive Board Member of the West Dallas Community School, Investment Committee Member of Circle Ten Council Boy Scouts of America Foundation, Advisory Board Member of The Dallas Foundation, a West Dallas Youth Mentor, and Deacon of his church. Brant is married to Ashley and has three children.

Registered States:
  • AR
  • CA
  • CO
  • CT
  • DE
  • FL
  • IN
  • LA
  • MA
  • MI
  • MN
  • NC
  • NJ
  • NY
  • OK
  • TN
  • TX
  • VA
  • WA

Education

  • Southern Methodist University, B.S. in Political Science

Credentials

  • Chartered Retirement Plans Specialist℠
100 Crescent Court
Dallas, TX 75201

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Andrew O'Connell

Account Vice President

Financial Advisor

With experience ranging from Portfolio Manager to Investment Team Lead, Andy joined UBS Financial Services in 2013 after 10 years at JPMorgan's Private Bank.  He holds UBS's Portfolio Manager designation in connection with UBS's Portfolio Management Program.

Andy received a B.S. in Finance from Southern Methodist University.  He and his wife, Alexis, have a young child, and are actively involved in numerous civic organizations.

Registered States:
  • AR
  • CA
  • CO
  • CT
  • DE
  • FL
  • IN
  • LA
  • MA
  • MI
  • MN
  • NC
  • NJ
  • NY
  • OK
  • TN
  • TX
  • VA
  • WA

Education

  • Southern Methodist University, B.S. in Finance

Credentials

  • Portfolio Manager
100 Crescent Court
Dallas, TX 75201

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Cory Durham

Account Vice President

Financial Advisor

Cory joined UBS in 2013 after nearly 8 years at JPMorgan's Private Bank and prior tenure at Lockheed Martin Aeronautics. Cory graduated with a bachelor's degree in e-Business and Finance from Texas Christian University and has an M.B.A. from Southern Methodist University with concentrations in finance and financial consulting.

He is involved in a number of professional and non-profit organizations in the Dallas/Fort Worth community and serves on the board of Hunger Busters. He and his wife, Jenny, live with their two children in Dallas.

Registered States:
  • AR
  • CA
  • CO
  • CT
  • DE
  • FL
  • IN
  • LA
  • MA
  • MI
  • MN
  • NC
  • NJ
  • NY
  • OK
  • TN
  • TX
  • VA
  • WA

Education

  • Texas Christian University, Bachelor's Degree in e-Business and Finance
  • Southern Methodist University, M.B.A. with Concentrations in Finance and Financial Consulting
100 Crescent Court
Dallas, TX 75201

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Case Carpenter

Financial Advisor

Case joined UBS in June of 2019 after graduating from the University of North Carolina at Chapel Hill where he earned a degree in both Management & Society and U.S. History while playing for the UNC Men's Lacrosse program.

Case actively serves his community through the outreach programs of his church, Park Cities Presbyterian, and enjoys spending time with his dog, Scout.

Registered States:
  • TX

Education

  • University of North Carolina at Chapel Hill, Management & Society and U.S. History
100 Crescent Court
Dallas, TX 75201

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Rebecca Danielle Hallman

Senior Client Service Associate

Rebecca began her career with UBS in 2015 as a Client Service Associate.  She works closely with clients in an operational capacity. Rebecca is currently working on a B.A. in business finance from University of Texas at Dallas.

Rebecca is a member of Rockwall & Brinn Church of Christ and enjoys spending time with friends and family.

Registered States:
  • CA
  • IL
  • TX

Education

  • University of Texas at Dallas, BA in Business Administration
100 Crescent Court
Dallas, TX 75201

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Kathleen Rosenthal

Client Service Associate

Kathy has 30 years providing quality service and assistance to clients. She began her career in mutual funds with Fidelity Investments, then as an Account Executive for Amdahl in the field of IT; joining UBS from Deutsche Bank in 2012 . Kathy attended the University of North Texas with a pursued focus in Business and Finance.

Education

  • University of North Texas, Business and Finance
100 Crescent Court
Dallas, TX 75201

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