The Neal Wealth Consulting Group
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Experience

Makes all the difference

We are here to provide quality strategies customized to your needs–and to be your primary source of financial advice. We concentrate on developing long-term relationships through a commitment to quality client service. You can rely on our personalized advice, first-class solutions, and extensive wealth management experience.

Bruce A. Neal

Senior Vice President–Wealth Management

Financial Advisor

Bruce Neal is the Lead Partner of The Neal Wealth Consulting Group.  As a Registered Investment Advisor with nearly three decades of experience, Bruce  focuses on developing comprehensive financial, estate and wealth management plans for corporate executives and entrepreneurs. Bruce has also provided progressive advisory solutions for corporations, ultra-high net worth clients, endowments, and foundations. As a seasoned Investment Advisor, Bruce has navigated a wide array of market environments to create tailored portfolios, investment solutions and capital allocation decisions to guide clients to their investment objectives. Bruce attended Boston University and graduated from Virginia Commonwealth University with a Bachelor of Science in Economics and Finance.

Registered States:
  • CA
  • DC
  • DE
  • FL
  • GA
  • MA
  • MD
  • ME
  • MI
  • NC
  • NY
  • PA
  • SC
  • VA
  • VT
  • WA

Bruce A. Neal

Education

  • Boston University
  • Virginia Commonwealth University

Credentials

  • Wealth Advisor

Bruce A. Neal

1501 K Street North West
Suite 1100
Washington, D.C., DC 20005

Email Me

Bruce A. Neal

Senior Vice President–Wealth Management

Financial Advisor

Bruce Neal is the Lead Partner of The Neal Wealth Consulting Group.  As a Registered Investment Advisor with nearly three decades of experience, Bruce  focuses on developing comprehensive financial, estate and wealth management plans for corporate executives and entrepreneurs. Bruce has also provided progressive advisory solutions for corporations, ultra-high net worth clients, endowments, and foundations. As a seasoned Investment Advisor, Bruce has navigated a wide array of market environments to create tailored portfolios, investment solutions and capital allocation decisions to guide clients to their investment objectives. Bruce attended Boston University and graduated from Virginia Commonwealth University with a Bachelor of Science in Economics and Finance.

Registered States:
  • CA
  • DC
  • DE
  • FL
  • GA
  • MA
  • MD
  • ME
  • MI
  • NC
  • NY
  • PA
  • SC
  • VA
  • VT
  • WA

Education

  • Boston University
  • Virginia Commonwealth University

Credentials

  • Wealth Advisor
1501 K Street North West
Suite 1100
Washington, D.C., DC 20005

Email Me

Gianna Ruffino

Wealth Management Associate

Registered States:
  • CA
  • CO
  • CT
  • DC
  • DE
  • FL
  • GA
  • ID
  • IN
  • KY
  • LA
  • MA
  • MD
  • ME
  • MI
  • MN
  • MO
  • NC
  • NJ
  • NM
  • NV
  • NY
  • OH
  • OR
  • PA
  • RI
  • SC
  • SD
  • TN
  • TX
  • VA
  • WV

Gianna Ruffino

1501 K Street North West
Suite 1100
Washington, D.C., DC 20005

Email Me

Gianna Ruffino

Wealth Management Associate

Registered States:
  • CA
  • CO
  • CT
  • DC
  • DE
  • FL
  • GA
  • ID
  • IN
  • KY
  • LA
  • MA
  • MD
  • ME
  • MI
  • MN
  • MO
  • NC
  • NJ
  • NM
  • NV
  • NY
  • OH
  • OR
  • PA
  • RI
  • SC
  • SD
  • TN
  • TX
  • VA
  • WV
1501 K Street North West
Suite 1100
Washington, D.C., DC 20005

Email Me

Carrera Santiago

Wealth Planning Associate

Registered States:
  • PA

Carrera Santiago

1735 Market Street
Mellon Bank Center
Philadelphia, PA 19103

Email Me

Carrera Santiago

Wealth Planning Associate

Registered States:
  • PA
1735 Market Street
Mellon Bank Center
Philadelphia, PA 19103

Email Me

Our resources

  • Scott Nevin

    Director

    WMA Salesperson

    View bio
    Scott is currently the Alternative Investment Consultant supporting the Philadelphia / Washington D.C/Charlotte, Mid-Atlantic, Atlanta, Florida, and South Central Markets. Prior to joining UBS, Scott held a number of senior positions in Alternative Investments: Director of Business Development and Product Management at Alpha Capital, Principal at HSN Financial Services, and Managing Director at Fairfield Heathcliff Capital. Earlier in his career, Scott was an Associate in fixed income sales at Citigroup, and an Analyst at Morgan Stanley. 

  • Julia Lajeunesse

    Advisory Investment Specialist

    View bio
    Working with our Financial Advisors and their clients, Julia provides personalized investment advice, while leveraging research and portfolio management capabilities across all available resources at UBS. Taking into account individual preferences and risk profile, Julia helps our Advisors construct, implement and monitor advice-based investment solutions within the context of an overall wealth management process.

  • Javier Ruiz

    Director

    Structured Solutions Consultant

    View bio
    Javier is responsible for education Financial Advisors on the benefits and risk considerations associated with incorporation Structured Investments into client portfolios. He assists advisors in delivering best in class solutions from our market-leading Open Architecture platform including implementation of portfolio and tactical strategies based on WM Research and the current market environment.

  • Lynn Nguyen

    Product Specialist, Insurance & Annuities

    View bio
    Lynn is the product specialist of the annuity sales desk covering WMA advisors, and field leaders. She is responsible for education and supporting advisors on products and the process of incorporating annuities as part of the clients FGA and retirement income planning.

  • Scott Nevin

    Director

    WMA Salesperson

    View bio
    Scott is currently the Alternative Investment Consultant supporting the Philadelphia / Washington D.C/Charlotte, Mid-Atlantic, Atlanta, Florida, and South Central Markets. Prior to joining UBS, Scott held a number of senior positions in Alternative Investments: Director of Business Development and Product Management at Alpha Capital, Principal at HSN Financial Services, and Managing Director at Fairfield Heathcliff Capital. Earlier in his career, Scott was an Associate in fixed income sales at Citigroup, and an Analyst at Morgan Stanley. 

  • Julia Lajeunesse

    Advisory Investment Specialist

    View bio
    Working with our Financial Advisors and their clients, Julia provides personalized investment advice, while leveraging research and portfolio management capabilities across all available resources at UBS. Taking into account individual preferences and risk profile, Julia helps our Advisors construct, implement and monitor advice-based investment solutions within the context of an overall wealth management process.

  • Javier Ruiz

    Director

    Structured Solutions Consultant

    View bio
    Javier is responsible for education Financial Advisors on the benefits and risk considerations associated with incorporation Structured Investments into client portfolios. He assists advisors in delivering best in class solutions from our market-leading Open Architecture platform including implementation of portfolio and tactical strategies based on WM Research and the current market environment.

  • Lynn Nguyen

    Product Specialist, Insurance & Annuities

    View bio
    Lynn is the product specialist of the annuity sales desk covering WMA advisors, and field leaders. She is responsible for education and supporting advisors on products and the process of incorporating annuities as part of the clients FGA and retirement income planning.

Products and services mentioned on these web pages may not be available for residents of certain nations.  Please consult the sales restrictions relating to the service in question for further information. http://www.ubs.com  

As a firm providing wealth management services to clients, UBS Financial Services Inc. offers investment advisory services in its capacity as an SEC-registered investment adviser and brokerage services in its capacity as an SEC-registered broker-dealer. Investment advisory services and brokerage services are separate and distinct, differ in material ways and are governed by different laws and separate arrangements. It is important that clients understand the ways in which we conduct business, that they carefully read the agreements and disclosures that we provide to them about the products or services we offer. A small number of our financial advisors are not permitted to offer advisory services to you, and can only work with you directly as UBS broker-dealer representatives. Your financial advisor will let you know if this is the case and, if you desire advisory services, will be happy to refer you to another financial advisor who can help you. Our agreements and disclosures will inform you about whether we and our financial advisors are acting in our capacity as an investment adviser or broker-dealer. For more information, please review the PDF document at ubs.com/relationshipsummary.

Neither UBS Financial Services Inc. nor its employees (including its Financial Advisors) provide tax or legal advice. You should consult with your legal counsel and/or your accountant or tax professional regarding the legal or tax implications of a particular suggestion, strategy or investment, including any estate planning strategies, before you invest or implement.

Wealth management services in the United States are provided by UBS Financial Services Inc., a registered broker-dealer offering securities, trading, brokerage and related products and services. Member SIPC . Member FINRA . UBS Financial Services Inc. is also registered as a Futures Commission Merchant (FCM) with the U.S. Commodity Futures Trading Commission (CFTC) and offers brokerage services related to the execution and clearing of on-exchange futures and options on futures products. Member NFA 

Unless we separately agree in writing, we do not monitor your brokerage account, and you make the ultimate decision regarding the purchase or sale of investments. You can ask us to review your brokerage account and provide you with investment recommendations at any time.

Wealth Management and Private Wealth Management and UBS International are divisions of UBS Financial Services Inc., a subsidiary of UBS AG.  Private Wealth Management resources and services are provided by specially-accredited Financial Advisors within UBS Financial Services Inc. (including Private Wealth Advisors and International Private Wealth Advisors).

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