Experience

With more than 20 years of experience in the financial services industry, Scott is committed to delivering holistic financial planning and customized investment strategies.  His experience in providing the highest level of service to affluent families, successful professionals, business owners, executives, and charitable organizations has given him exceptional insight into solving the most complex financial needs. Scott serves as the central hub for many of his clients, connecting all aspects of their financial lives. Scott heads up the Southeast Division for the team.

Prior to joining UBS in 2008, Scott was a Financial Advisor at Merrill Lynch. He earned his B.S. in business administration and finance from The University of Vermont and holds the Series 7 and 63 securities licenses, as well as life and health insurance licenses.

Helping his community is an important part of Scott’s life. He lives in Naples with his wife and twin daughters. In his free time, he enjoys fly fishing and skiing.

 CA License #3290711

Frank is a 38-year veteran of the financial services industry. A seasoned professional in all facets of wealth management, he draws from his vast experience helping corporate executives, business owners, and high net worth investors to deliver the right advice and solutions for his clients’ financial needs and goals. Frank guides his client’s with the insight, support, and flexibility their financial lives require. Having a great respect for earned income, Frank embraces a planning based approach that begins with the creation and then continual monitoring of a well-informed plan which serves as a road map that informs every solution he provides.

Frank bases each of his relationships on the four pillars of wealth management—lifestyle management, risk management, liability management and asset management. In addition, he and his team strive to add value to their client relationships everyday by remaining informative, accessible, independent and transparent in each interaction and every transaction. He seeks to improve his client's lives by reducing financial stress.

A member of the UBS Work Place Wealth Solutions Financial Advisor team and The National Association of Stock Plan Professionals, Frank earned his B.A. in business administration from Pace University. He holds the Series 3, 7, 8, 63 and 65 securities licenses.

Frank believes in giving back to his community, with a special commitment to Season Of Services. A lifetime resident of Westchester County, Frank and his wife, Beth, have two daughters, Kaila and Ali. In his free time, he enjoys fishing, golf, woodworking and wine making.

CA License #4176691

The experience to guide you forward

Eric has a true passion for personal finance and helping his clients succeed. He cares deeply about his clients and their families, with a commitment to make a difference in their lives – on both a wealth management and personal level. 

Whether guiding affluent clients as they transition to and through retirement, focusing on the unique needs of corporate executives or providing advice to the next generation of investors, Eric takes a holistic approach to wealth management. A UBS Financial Advisor since 1998, Eric considers it a privilege to share his experience and knowledge with clients as he helps them pursue their financial goals.

Credentials that build confidence

A member of the UBS Equity Plan Advisory Services Financial Advisor team, Eric provides specialized guidance on corporate compensation plans, including stock options, restricted securities, equity plan administration and 401(k) and pension plans. 

Eric earned his B.A. in economics from the State University of New York at Albany. He is a CERTIFIED FINANCIAL PLANNER™ (CFP®) and holds the Series 7, 63 and 65 securities licenses, as well as state life and health insurance licenses.

Outside the office

When it comes to giving back to the community, Eric is an active mentor to U.S. military veterans seeking opportunities on Wall Street. In his free time, he enjoys traveling and spending time with family, especially his young daughter.

CA License #4176997

With over 20 years of experience in the financial services industry, Mike is a trusted advisor to his clients.  As a CERTIFIED FINANCIAL PLANNER™ practitioner, he combines expert knowledge with a highly personalized approach, tailoring strategies to meet the unique needs of affluent investors, families, charitable organizations, and businesses.  Whether optimizing investments, creating retirement plans, or managing risks, Mike provides actionable advice aimed at safeguarding and growing wealth.  Praised for his ability to break down complex financial concepts into clear, digestible insights, Mike takes great pride in ensuring that his clients feel fully educated and confident in their decision-making.

Mike’s passion for investing began in the summers of 2001 and 2002 when he secured coveted internships at the New York Stock Exchange.  Working alongside trading floor specialists, he learned the intricacies of equity market execution and witnessed firsthand the complexities of the financial markets.  In 2003, he graduated from Radford University in Virginia where he enjoyed four years as a scholarship Division I student athlete, helping the men's soccer team claim back-to-back Big South Conference championships while earning a degree in Economics.  After starting his career in 2004 at Merrill Lynch’s flagship office in Manhattan, he would move to UBS in 2008, continuing to mentor under the founding partners of the practice, Jim Chin and Scott Meador.  Today, Mike, in partnership with Siobhan, has assumed much of that client responsibility, and the team continues to prosper and grow under their joint leadership.

Outside of work, Mike values quality time with family.  He enjoys a good run, a tasty brunch, and has developed a keen interest in Formula One racing, due in part to UBS’s partnership with the Mercedes-AMG Petronas Formula One Team.

CA License #: 4366370

For two decades, Siobhan Shaughnessy, CFP®, CPWA®, has advised high-net-worth and ultra-high-net-worth families, successful business owners and corporate executives on the complex financial decisions that shape their lives and legacies. She provides comprehensive wealth management advice designed to bring clarity, coordination and thoughtful strategy to every aspect of a client’s financial life.

At the center of Siobhan’s practice is a deeply personal approach to wealth management. She takes the time to understand not only a client’s assets, but also their family, priorities, concerns and long-term aspirations. She advises clients across investment strategy, retirement planning, estate and wealth transfer strategies, lending, insurance and other sophisticated planning needs, often working in close coordination with their attorneys, accountants and other professional advisors.

Siobhan views her role as extending well beyond traditional investment management. She strives to be a trusted first call for clients and their families, particularly when they are navigating important decisions, significant transitions or complex financial circumstances. Her relationships are built on accessibility, discretion and a commitment to exceptional service. Through proactive communication, ongoing financial planning and regular portfolio and strategy reviews, she helps ensure that each client’s wealth plan continues to evolve alongside their life.

Siobhan joined UBS in 2008 after beginning her career at Merrill Lynch in 2006. She graduated cum laude from Manhattan College with a bachelor’s degree in Finance. She is a CERTIFIED FINANCIAL PLANNER™ professional and a Certified Private Wealth Advisor® (CPWA®), a designation focused on the sophisticated wealth management needs of high-net-worth clients. She also holds the Series 7 and 66 securities licenses as well as life and health insurance licenses.

Beyond her professional responsibilities, Siobhan believes strongly in giving back to her community and in teaching her children the importance of doing the same. She lives in Irvington, New York, with her husband and their children.

With more than 10 years in the financial services industry, Iracema is driven by her desire to deliver exceptional client service.  She approahces every relationship with empathy, understanding, and a commitment to identifying the needs and goals of our clients and their familes.  As Team Administrator, Iracema is responsible for leading the daily operations of the team and ensuring service excellence for clients.  She serves as a leader both on her team and within the firm.

Iracema earned a B.A. in Economics and Psychology from Lehman College.  She holds Series 7 and 66 securities licenses as well as life, accident, and health insurance licenses.  Iracema enjoys cross country and physical fitness, pottery, and traveling.  She is an active supporter of the St. Jude's Foundation and the Brain Tumor Association. 

Nick is committed to bringing a strong work ethic to UBS, where he is responsible to ensure that each client gets the most from his or her relationship with the team. Nick helps craft and implement personalized client portfolios and financial plans. He strongly supports the financial planning process as an integral part of developing customized portfolio strategies to help achieve clients’ goals.

Prior to joining UBS in 2016, Nick graduated magna cum laude from Manhattan College with a BS in finance. He is a CFP® professional, and holds the Series 7 and 66 securities licenses as well as life, accident and health insurance licenses. Nick serves as an active member of the CFP® Board Mentor Program – a program that connects candidates who plan to sit for the CFP® exam, with CFP® professionals who can share their knowledge and experience of passing the exam.

Nick lives in Eastchester, NY, with his wife and daughter. He is an avid New York sports fan and car enthusiast. He also enjoys movies, cooking, and spending time with family and friends.

Susan has been in the financial industry for over 25 years and brings valuable experience from the roles she has had throughout her career.  She is a graduate of Hofstra University and lives in Pleasantville, New York with her 2 children.